Tapewire

Nasdaq · USD

LPSN

LIVEPERSON INC

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Tapewire entity
7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2022 Filed Sep 22, 2022 12:17 UTC GrantCommon Stock 13,124 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000073 · wf-form4_166384901283928.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,954

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 13,124 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on August 4, 2023.

F2 · balance_after: Number reported includes 13,124 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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August 04, 2022 Filed Sep 22, 2022 12:15 UTC
Mossler FredDirector
GrantCommon Stock 13,124 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000071 · wf-form4_166384888815997.xml · nonDerivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,382

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 13,124 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on August 4, 2023.

F2 · balance_after: Number reported includes 13,124 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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August 04, 2022 Filed Sep 22, 2022 12:09 UTC
Cu Ernest L.Director
GrantCommon Stock 13,124 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000065 · wf-form4_166384853334040.xml · nonDerivative · entry 1

Cu Ernest L. · CIK 0001861146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,274

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 13,124 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on August 4, 2023.

F2 · balance_after: Number reported includes 13,124 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:48 UTC Exercise / conversionCommon Stock · Derivative 15,000 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0001102993-22-000037 · wf-form4_165169715632577.xml · derivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:48 UTC Exercise / conversionCommon Stock 15,000 $17.88 $268,200.00
Disclosure

SEC source: 0001102993-22-000037 · wf-form4_165169715632577.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 21:08 UTC
Osumi Norman M.Chief Accounting Officer
SaleCommon Stock 475 $23.86 $11,333.98
Disclosure

SEC source: 0001102993-22-000032 · wf-form4_165100723550079.xml · nonDerivative · entry 1

Osumi Norman M. · CIK 0001848322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,235

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 21, 2022.

F2 · balance_after: Number reported includes 4,125 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 20:54 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 986 $25.97 $25,606.42
Disclosure

SEC source: 0001102993-22-000027 · wf-form4_164988326338512.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,232

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 11, 2022.

F2 · balance_after: Number reported includes 19,675 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:55 UTC
Collins John DeNeenChief Financial Officer
SaleCommon Stock 1,203 $24.95 $30,011.24
Disclosure

SEC source: 0001102993-22-000030 · wf-form4_164988332735590.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,663

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 8, 2022.

F2 · balance_after: Number reported includes 23,662 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:55 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 4,587 $24.95 $114,431.89
Disclosure

SEC source: 0001102993-22-000029 · wf-form4_164988330540312.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,754

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 8, 2022.

F2 · balance_after: Number reported includes 58,475 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 20:55 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 1,104 $24.95 $27,541.49
Disclosure

SEC source: 0001102993-22-000028 · wf-form4_164988328496920.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,218

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 8, 2022.

F2 · balance_after: Number reported includes 19,675 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:37 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 6,823 $24.80 $169,176.29
Disclosure

SEC source: 0001102993-22-000026 · wf-form4_164919103892214.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,341

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 31, 2022.

F2 · balance_after: Number reported includes 151,483 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:36 UTC
Collins John DeNeenChief Financial Officer
SaleCommon Stock 1,903 $24.80 $47,184.89
Disclosure

SEC source: 0001102993-22-000025 · wf-form4_164919095640374.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,866

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 31, 2022.

F2 · balance_after: Number reported includes 27,062 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:34 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 1,844 $24.80 $45,721.98
Disclosure

SEC source: 0001102993-22-000024 · wf-form4_164919083877316.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,322

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 31, 2022.

F2 · balance_after: Number reported includes 6,550 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:22 UTC
Collins John DeNeenChief Financial Officer
SaleCommon Stock 3,305 $23.52 $77,733.60
Disclosure

SEC source: 0001102993-22-000023 · wf-form4_164634613462097.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,769

F3 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 2, 2022.

F2 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:22 UTC
Collins John DeNeenChief Financial Officer
GrantCommon Stock 9,041 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000023 · wf-form4_164634613462097.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,074

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:21 UTC
Osumi Norman M.Chief Accounting Officer
SaleCommon Stock 1,799 $23.52 $42,312.48
Disclosure

SEC source: 0001102993-22-000022 · wf-form4_164634602836586.xml · nonDerivative · entry 2

Osumi Norman M. · CIK 0001848322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,710

F3 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 2, 2022.

F2 · balance_after: Number reported includes 5,500 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:21 UTC
Osumi Norman M.Chief Accounting Officer
GrantCommon Stock 5,009 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000022 · wf-form4_164634602836586.xml · nonDerivative · entry 1

Osumi Norman M. · CIK 0001848322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 5,500 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:20 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 9,389 $23.52 $220,829.28
Disclosure

SEC source: 0001102993-22-000021 · wf-form4_164634595933641.xml · nonDerivative · entry 2

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,164

F3 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 2, 2022.

F2 · balance_after: Number reported includes 166,208 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:20 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock 23,412 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000021 · wf-form4_164634595933641.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,553

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 166,208 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:18 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 3,247 $23.52 $76,369.44
Disclosure

SEC source: 0001102993-22-000020 · wf-form4_164634586732715.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,166

F3 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 2, 2022.

F2 · balance_after: The amount reported includes 11,125 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:18 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 7,654 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000020 · wf-form4_164634586732715.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,413

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: The amount reported includes 11,125 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:06 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 8,943 $24.37 $217,923.02
Disclosure

SEC source: 0001102993-22-000012 · wf-form4_164574390522645.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,141

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on February 18, 2022.

F2 · balance_after: Number reported includes 166,208 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:35 UTC
Collins John DeNeenChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 12,374 $48.82 Strike: $27.39 $604,098.68
Disclosure

SEC source: 0001102993-21-000139 · wf-form4_163659810575291.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,126

Underlying: Common Stock · 12,374 shares

Expires 2030-04-16

F2 · price: The option was repurchased by issuer by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price per option and applicable taxes.

F1 · derivative.exercise_date: These options are fully vested as of the date hereof.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:35 UTC
Collins John DeNeenChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 17,970 $48.82 Strike: $40.61 $877,295.40
Disclosure

SEC source: 0001102993-21-000139 · wf-form4_163659810575291.xml · derivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818

Underlying: Common Stock · 17,970 shares

Expires 2029-10-29

F2 · price: The option was repurchased by issuer by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price per option and applicable taxes.

F1 · derivative.exercise_date: These options are fully vested as of the date hereof.

Read SEC document
November 05, 2021 Filed Nov 19, 2021 02:42 UTC Amendment
Collins John DeNeenChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 12,374 $48.82 Strike: $27.39 $604,098.68
Disclosure

SEC source: 0001102993-21-000155 · wf-form4a_163728975191119.xml · derivative · entry 3

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,126

Underlying: Common Stock · 12,374 shares

Expires 2030-04-16

F2 · price: The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

F4 · derivative.exercise_date: These options are fully vested as of the date hereof.

Read SEC document
November 05, 2021 Filed Nov 19, 2021 02:42 UTC Amendment
Collins John DeNeenChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 17,970 $48.82 Strike: $40.61 $877,295.40
Disclosure

SEC source: 0001102993-21-000155 · wf-form4a_163728975191119.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818

Underlying: Common Stock · 17,970 shares

Expires 2029-10-29

F2 · price: The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

F4 · derivative.exercise_date: These options are fully vested as of the date hereof.

Read SEC document
November 05, 2021 Filed Nov 19, 2021 02:42 UTC Amendment
Collins John DeNeenChief Financial Officer
Disposition to issuerCommon Stock 6,069 $48.82 $296,288.58
Disclosure

SEC source: 0001102993-21-000155 · wf-form4a_163728975191119.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,033

F1 · security: On November 10, 2021, the reporting person filed a Form 4 which, due to an administrative error, inadvertently misstated the transaction date of the restricted stock unit ("RSU Shares") and option repurchases reported herein (as described below) as occurring on November 8, 2021 rather than November 5, 2021 and also mistakenly omitted reporting the RSU Share portion of the transaction. This amended report is being filed to correct this information. The total net proceeds received by Mr. Collins as reported in footnote 2 below remains unchanged from the amount reported in the original Form 4 filed on November 10, 2021.

F2 · price: The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

F3 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:52 UTC
Collins John DeNeenChief Financial Officer
SaleCommon Stock 610 $51.61 $31,480.27
Disclosure

SEC source: 0001102993-21-000137 · wf-form4_163605909754838.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,102

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on October 29, 2021.

F2 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:24 UTC
Mossler FredDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001102993-21-000126 · wf-form4_162992305664084.xml · derivative · entry 2

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:24 UTC
Mossler FredDirector
Exercise / conversionCommon Stock 30,000 $10.60 $318,000.00
Disclosure

SEC source: 0001102993-21-000126 · wf-form4_162992305664084.xml · nonDerivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Number reported includes 2,360 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:46 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 11,539 $65.00 $750,035.00
Disclosure

SEC source: 0001102993-21-000122 · wf-form4_162810990708460.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,292

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

F2 · balance_after: The amount reported includes 99,825 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 21:04 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 23,078 $65.00 $1,500,070.00
Disclosure

SEC source: 0001102993-21-000114 · wf-form4_162508708122631.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,831

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

F2 · balance_after: The amount reported includes 99,825 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:47 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 16,301 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001102993-21-000112 · wf-form4_162430842342874.xml · derivative · entry 4

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,301 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 20:47 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 4,910 $58.08 $285,172.80
Disclosure

SEC source: 0001102993-21-000112 · wf-form4_162430842342874.xml · nonDerivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,759

F1 · kind: The exercise and sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.97 to $58.30, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount reported includes 11,125 unvested restricted stock units held by the reporting person as of the date of this filing.

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June 16, 2021 Filed Jun 21, 2021 20:47 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 11,391 $57.66 $656,805.06
Disclosure

SEC source: 0001102993-21-000112 · wf-form4_162430842342874.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,669

F1 · kind: The exercise and sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.97 to $57.96, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount reported includes 11,125 unvested restricted stock units held by the reporting person as of the date of this filing.

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June 16, 2021 Filed Jun 21, 2021 20:47 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionCommon Stock 16,301 $11.33 $184,690.33
Disclosure

SEC source: 0001102993-21-000112 · wf-form4_162430842342874.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 11,125 unvested restricted stock units held by the reporting person as of the date of this filing.

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May 26, 2021 Filed Jun 4, 2021 21:10 UTC
LAVAN KEVINDirector
GrantStock Option (Right to Buy) · Derivative 7,810 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001102993-21-000104 · wf-form4_162285542638645.xml · derivative · entry 1

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,810

Underlying: Common Stock · 7,810 shares

Expires 2031-05-26

F1 · derivative.exercise_date: This option will become fully exercisable on May 26, 2022.

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May 26, 2021 Filed Jun 5, 2021 01:20 UTC GrantStock Option (Right to Buy) · Derivative 3,910 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001102993-21-000110 · wf-form4_162285600065855.xml · derivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910

Underlying: Common Stock · 3,910 shares

Expires 2031-05-26

F3 · derivative.exercise_date: This option will become fully exercisable on May 26, 2022.

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May 26, 2021 Filed Jun 5, 2021 01:20 UTC GrantCommon Stock 1,830 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000110 · wf-form4_162285600065855.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,830

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 1,830 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on May 26, 2022.

F2 · balance_after: Number reported includes 1,830 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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May 26, 2021 Filed Jun 5, 2021 01:15 UTC
Mossler FredDirector
GrantStock Option (Right to Buy) · Derivative 5,030 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001102993-21-000108 · wf-form4_162285569985707.xml · derivative · entry 2

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Underlying: Common Stock · 5,030 shares

Expires 2031-05-26

F3 · derivative.exercise_date: This option will become fully exercisable on May 26, 2022.

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May 26, 2021 Filed Jun 5, 2021 01:15 UTC
Mossler FredDirector
GrantCommon Stock 2,360 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000108 · wf-form4_162285569985707.xml · nonDerivative · entry 1

Mossler Fred · CIK 0001704965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,258

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 2,360 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on May 26, 2022.

F2 · balance_after: Number reported includes 2,360 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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May 26, 2021 Filed Jun 5, 2021 01:12 UTC GrantStock Option (Right to Buy) · Derivative 3,910 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001102993-21-000106 · wf-form4_162285552662953.xml · derivative · entry 2

Layfield Jill · CIK 0001690634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910

Underlying: Common Stock · 3,910 shares

Expires 2031-05-26

F3 · derivative.exercise_date: This option will become fully exercisable on May 26, 2022.

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May 26, 2021 Filed Jun 5, 2021 01:12 UTC GrantCommon Stock 1,830 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000106 · wf-form4_162285552662953.xml · nonDerivative · entry 1

Layfield Jill · CIK 0001690634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 1,830 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on May 26, 2022.

F2 · balance_after: Number reported includes 1,830 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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May 26, 2021 Filed Jun 5, 2021 01:09 UTC
Cu Ernest L.Director
GrantStock Option (Right to Buy) · Derivative 4,590 $0.00 Strike: $54.71 $0.00
Disclosure

SEC source: 0001102993-21-000102 · wf-form4_162285533236028.xml · derivative · entry 2

Cu Ernest L. · CIK 0001861146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires 2031-05-26

F3 · derivative.exercise_date: This option will become fully exercisable on May 26, 2022.

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May 26, 2021 Filed Jun 5, 2021 01:09 UTC
Cu Ernest L.Director
GrantCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000102 · wf-form4_162285533236028.xml · nonDerivative · entry 1

Cu Ernest L. · CIK 0001861146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 2,150 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on May 26, 2022.

F2 · balance_after: Number reported includes 2,150 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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May 26, 2021 Filed Jun 5, 2021 01:07 UTC
Block PeterDirector
GrantCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000100 · wf-form4_162285521863074.xml · nonDerivative · entry 1

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 4,710 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. The restricted stock units will vest on May 26, 2022.

F2 · balance_after: Number reported includes 4,710 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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May 07, 2021 Filed May 11, 2021 20:24 UTC
LAVAN KEVINDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001102993-21-000094 · wf-form4_162077906520284.xml · derivative · entry 3

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully exercisable.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:24 UTC
LAVAN KEVINDirector
SaleCommon Stock 15,000 $51.83 $777,450.00
Disclosure

SEC source: 0001102993-21-000094 · wf-form4_162077906520284.xml · nonDerivative · entry 2

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.57 to $52.52, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 07, 2021 Filed May 11, 2021 20:24 UTC
LAVAN KEVINDirector
Exercise / conversionCommon Stock 15,000 $11.96 $179,400.00
Disclosure

SEC source: 0001102993-21-000094 · wf-form4_162077906520284.xml · nonDerivative · entry 1

LAVAN KEVIN · CIK 0001062124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:23 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantStock Option (Right to Buy) · Derivative 35,200 $0.00 Strike: $51.74 $0.00
Disclosure

SEC source: 0001102993-21-000092 · wf-form4_162077897812686.xml · derivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Stock · 35,200 shares

Expires 2031-04-09

F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.