LPLA

SEC source: 0001397911-25-000034 · wk-form4_1740699413.xml · nonDerivative · entry 2

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,468

SEC source: 0001397911-25-000034 · wk-form4_1740699413.xml · nonDerivative · entry 1

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,232

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.

SEC source: 0001397911-25-000028 · wk-form4_1740698599.xml · nonDerivative · entry 3

Enyedi Matthew · CIK 0001798805 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,588

F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

F3 · balance_after: Consists of (i) 10,242 shares of Common Stock; (ii) 494 restricted stock units that vest in full on February 25, 2026; (iii) 1,193 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (iv) the restricted stock units reported on this Form 4.

SEC source: 0001397911-25-000028 · wk-form4_1740698599.xml · nonDerivative · entry 2

Enyedi Matthew · CIK 0001798805 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,929

SEC source: 0001397911-25-000028 · wk-form4_1740698599.xml · nonDerivative · entry 1

Enyedi Matthew · CIK 0001798805 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,059

F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2022. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending February 14, 2025. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award.

SEC source: 0001397911-25-000016 · wk-form4_1740086013.xml · nonDerivative · entry 1

Steinmeier Richard · CIK 0001750576 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,396

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2024.

F2 · balance_after: Consists of (i) 16,684 shares of Common Stock; (ii) 871 restricted stock units that vest in full on February 25, 2025; (iii) 1,238 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 2,603 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

SEC source: 0001397911-25-000010 · wk-form4_1739394830.xml · derivative · entry 3

Enyedi Matthew · CIK 0001798805 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,154 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

F4 · derivative.exercise_date: This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020.

SEC source: 0001397911-25-000010 · wk-form4_1739394830.xml · nonDerivative · entry 2

Enyedi Matthew · CIK 0001798805 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,495

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

F3 · balance_after: Consists of (i) 7,211 shares of Common Stock; (ii) 507 restricted stock units that vest in full on February 25, 2025; (iii) 988 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 1,789 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

SEC source: 0001397911-25-000010 · wk-form4_1739394830.xml · nonDerivative · entry 1

Enyedi Matthew · CIK 0001798805 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 11

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,763

F11 · kind: This transaction was a charitable gift of securities by the reporting person.

F12 · balance_after: Consists of (i) 8,427 shares of Common Stock; (ii) 795 restricted stock units that vest in full on February 25, 2025; (iii) 1,182 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 2,359 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · derivative · entry 13

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,903 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F14 · derivative.exercise_date: This option became exercisable in three installments, beginning February 25, 2020, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2022.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · derivative · entry 12

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,874 shares

Expires 2028-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F13 · derivative.exercise_date: This option became exercisable in three installments, beginning February 23, 2019, which was the first anniversary of the date on which it was granted. The option became fully vested on February 23, 2021.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 10

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,663

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.99 to $368.27, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 9

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,080

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.93 to $367.92, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 8

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,253

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.93 to $366.92, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 7

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,560

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.87 to $365.72, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 6

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,820

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.87 to $364.82, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 5

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,067

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.20 to $362.36, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 4

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,367

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.20 to $361.55, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 3

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,267

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.50 to $360.37, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 2

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

SEC source: 0001397911-25-000008 · wk-form4_1738962943.xml · nonDerivative · entry 1

Audette Matthew J · CIK 0001435098 · President and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2024.

SEC source: 0001397911-24-000166 · wk-form4_1733782305.xml · nonDerivative · entry 1

Jambusaria Aneri · CIK 0001966430 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,920

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $331.91 to $331.94, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Consists of (i) 1,966 shares of Common Stock; (ii) 298 restricted stock units that vest in full on February 25, 2025; (iii) 518 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; and (iv) 1,138 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

SEC source: 0001397911-24-000148 · wk-form4_1733347448.xml · nonDerivative · entry 1

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,725

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000154 · wk-form4_1733348569.xml · nonDerivative · entry 1

Putnam James S · CIK 0001405298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,028.5

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000150 · wk-form4_1733347943.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,371

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000156 · wk-form4_1733348848.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,706.8345

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000146 · wk-form4_1733347020.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,269

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000158 · wk-form4_1733349045.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,908

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000152 · wk-form4_1733348317.xml · nonDerivative · entry 1

Mnookin Allison · CIK 0001603473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,433

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000130 · wk-form4_1726517533.xml · nonDerivative · entry 1

Brown Althea · CIK 0001992638 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,676

F1 · balance_after: Consists of (i) 925 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; and (iii) 1,871 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

SEC source: 0001397911-24-000118 · wk-form4_1724790342.xml · nonDerivative · entry 1

EBERHART PAULETT · CIK 0001179702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,721

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000124 · wk-form4_1724791520.xml · nonDerivative · entry 1

Putnam James S · CIK 0001405298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,020.5

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000120 · wk-form4_1724790561.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,359

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000126 · wk-form4_1724791893.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,690.8345

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000116 · wk-form4_1724790053.xml · nonDerivative · entry 1

BERNARD EDWARD C · CIK 0001203065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,266

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000128 · wk-form4_1724792177.xml · nonDerivative · entry 1

Thomas Corey E. · CIK 0001647486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,903

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000122 · wk-form4_1724791003.xml · nonDerivative · entry 1

Mnookin Allison · CIK 0001603473 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,431

F1 · shares: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 21

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,663.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 19

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,845.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 17

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,027.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 15

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,209.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 13

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,391.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 11

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,573.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 9

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,755.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 7

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,937.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 5

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,119.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 3

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,301.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000113 · wk-form4_1723583548.xml · nonDerivative · entry 1

SCHIFTER RICHARD P · CIK 0001249554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,483.8345

F1 · kind: On August 9, 2024, the reporting person transferred shares of common stock to each of eleven trusts.

SEC source: 0001397911-24-000099 · wk-form4_1718741619.xml · derivative · entry 3

Arnold Dan H. · CIK 0001487487 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,603

Underlying: Common Stock · 10,000 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

F5 · derivative.exercise_date: This option became exercisable in three installments, beginning March 13, 2018, which was the first anniversary of the date on which it was granted. The option became fully vested on March 13, 2020.