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Nasdaq · USD

LOCO

El Pollo Loco Holdings, Inc.

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Tapewire entity
5532
SEC CIK
0001606366
Parsed reports
215

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 2026011
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2020 Filed May 9, 2020 01:01 UTC
Lozano MiguelChief Operating Officer
GrantCommon Stock 60,196 $0.00 $0.00
Disclosure

SEC source: 0001772878-20-000004 · wf-form4_158898609652259.xml · nonDerivative · entry 1

Lozano Miguel · CIK 0001772878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,992

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 9, 2020 01:00 UTC
Roberts LauranceChief Financial Officer
GrantCommon Stock 40,128 $0.00 $0.00
Disclosure

SEC source: 0001614571-20-000009 · wf-form4_158898599447004.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,957

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:58 UTC
Acoca BernardDirector · President and CEO
GrantCommon Stock 80,260 $0.00 $0.00
Disclosure

SEC source: 0001734697-20-000002 · wf-form4_158898589527477.xml · nonDerivative · entry 1

Acoca Bernard · CIK 0001734697 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,325

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

F2 · balance_after: Includes 87,303 time-vested restricted stock units and 60,170 performance stock units, each of which may be settled on a 1-for-1 basis, only in shares of common stock and 123,852 shares of common stock.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 16:49 UTC
Roberts LauranceChief Financial Officer
Exercise / conversionStock Options (right to buy) · Derivative 13,600 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001614571-20-000006 · wf-form4_158679653317244.xml · derivative · entry 3

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,391

Underlying: Common Stock · Not disclosed shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 16:49 UTC
Roberts LauranceChief Financial Officer
SaleCommon Stock 13,600 $11.00 $149,600.00
Disclosure

SEC source: 0001614571-20-000006 · wf-form4_158679653317244.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,829

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 16:49 UTC
Roberts LauranceChief Financial Officer
Exercise / conversionCommon Stock 13,600 $4.09 $55,624.00
Disclosure

SEC source: 0001614571-20-000006 · wf-form4_158679653317244.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 23:38 UTC
Munoz Hector A.Chief Marketing Officer
Tax withholdingCommon Stock 1,474 $15.98 $23,554.52
Disclosure

SEC source: 0001760880-19-000004 · wf-form4_157558907228136.xml · nonDerivative · entry 1

Munoz Hector A. · CIK 0001760880 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,590

F1 · shares: Shares surrendered on December 4, 2019, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on December 4, 2019. The price reported in column 4 is the closing share price on December 4, 2019.

Read SEC document
August 10, 2019 Filed Aug 12, 2019 21:32 UTC
Roberts LauranceChief Financial Officer
Tax withholdingCommon Stock 430 $10.72 $4,609.60
Disclosure

SEC source: 0001614571-19-000003 · wf-form4_156564551195706.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,829

F2 · shares: Shares surrendered on August 9, 2019, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 10, 2019. The price reported in column 4 is the closing share price on August 9, 2019.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:32 UTC
Roberts LauranceChief Financial Officer
Tax withholdingCommon Stock 1,825 $11.10 $20,257.50
Disclosure

SEC source: 0001614571-19-000003 · wf-form4_156564551195706.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,259

F1 · shares: Shares surrendered on August 8, 2019, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 8, 2019. The price reported in column 4 is the closing share price on August 8, 2019.

Read SEC document
May 10, 2019 Filed May 10, 2019 22:56 UTC
Roberts LauranceChief Financial Officer
Tax withholdingCommon Stock 1,832 $11.89 $21,782.48
Disclosure

SEC source: 0001614571-19-000002 · wf-form4_155752897389533.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,084

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,481 stock-settled restricted shares.

Read SEC document
May 09, 2019 Filed May 10, 2019 22:53 UTC
Acoca BernardDirector · President and CEO
Tax withholdingCommon Stock 11,946 $11.74 $140,246.04
Disclosure

SEC source: 0001734697-19-000002 · wf-form4_155752876554770.xml · nonDerivative · entry 3

Acoca Bernard · CIK 0001734697 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,065

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 36,058 stock-settled performance stock units.

F6 · balance_after: Includes 72,117 time-vested restricted stock units and 36,058 performance stock units, each of which may be settled on a 1-for-1 basis, only in shares of common stock, and 82,890 shares of common stock.

Read SEC document
May 09, 2019 Filed May 10, 2019 22:53 UTC
Acoca BernardDirector · President and CEO
Tax withholdingCommon Stock 8,853 $11.74 $103,934.22
Disclosure

SEC source: 0001734697-19-000002 · wf-form4_155752876554770.xml · nonDerivative · entry 2

Acoca Bernard · CIK 0001734697 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,011

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 24,039 stock-settled restricted stock units.

F4 · balance_after: Includes 72,117 time-vested restricted stock units and 72,116 performance stock units, each of which may be settled on a 1-for-1 basis, only in shares of common stock, and 58,778 shares of common stock.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:35 UTC GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006601 · wf-form4_155752771322011.xml · nonDerivative · entry 1

FLOYD WILLIAM R · CIK 0001048303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,006

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:49 UTC
Lynton CarolDirector
GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001671255-19-000002 · wf-form4_155752858376210.xml · nonDerivative · entry 1

Lynton Carol · CIK 0001671255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,006

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 18:28 UTC GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001190359-19-000002 · wf-form4_155752732205332.xml · nonDerivative · entry 1

BABB DOUGLAS J · CIK 0001190359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:38 UTC
Kehler Dean CDirector · 10% owner
GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006603 · wf-form4_155752791376729.xml · nonDerivative · entry 1

Kehler Dean C · CIK 0001322745 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 19:03 UTC
Buller MarkDirector
GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001591614-19-000002 · wf-form4_155752942390166.xml · nonDerivative · entry 1

Buller Mark · CIK 0001591614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,438

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 23:01 UTC GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001614590-19-000002 · wf-form4_155752927713448.xml · nonDerivative · entry 1

Maselli Michael G. · CIK 0001614590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:59 UTC GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001614645-19-000002 · wf-form4_155752913768721.xml · nonDerivative · entry 1

Borgese Samuel N. · CIK 0001614645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,771

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:56 UTC
Roberts LauranceChief Financial Officer
GrantNon-Qualified Stock Options · Derivative 42,736 $0.00 Strike: $11.47 $0.00
Disclosure

SEC source: 0001614571-19-000002 · wf-form4_155752897389533.xml · derivative · entry 3

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,736

Underlying: Common Stock · 42,736 shares

Expires 2029-05-08

F3 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of thedate of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:56 UTC
Roberts LauranceChief Financial Officer
GrantCommon Stock 21,796 $0.00 $0.00
Disclosure

SEC source: 0001614571-19-000002 · wf-form4_155752897389533.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,916

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:53 UTC
Acoca BernardDirector · President and CEO
GrantNon-Qualified Stock Options · Derivative 85,472 $0.00 Strike: $11.47 $0.00
Disclosure

SEC source: 0001734697-19-000002 · wf-form4_155752876554770.xml · derivative · entry 4

Acoca Bernard · CIK 0001734697 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,472

Underlying: Common Stock · 85,472 shares

Expires 2029-05-08

F7 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of thedate of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:53 UTC
Acoca BernardDirector · President and CEO
GrantCommon Stock 43,592 $0.00 $0.00
Disclosure

SEC source: 0001734697-19-000002 · wf-form4_155752876554770.xml · nonDerivative · entry 1

Acoca Bernard · CIK 0001734697 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,864

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

F2 · balance_after: Includes 96,156 time-vested restricted stock units and 72,116 performance stock units, each of which may be settled on a 1-for-1 basis, only in shares of common stock, and 43,592 shares of common stock.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:44 UTC
Munoz Hector A.Chief Marketing Officer
GrantNon-Qualified Stock Options · Derivative 42,736 $0.00 Strike: $11.47 $0.00
Disclosure

SEC source: 0001760880-19-000002 · wf-form4_155752827778302.xml · derivative · entry 2

Munoz Hector A. · CIK 0001760880 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,736

Underlying: Common Stock · 42,736 shares

Expires 2029-05-08

F3 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:44 UTC
Munoz Hector A.Chief Marketing Officer
GrantCommon Stock 30,516 $0.00 $0.00
Disclosure

SEC source: 0001760880-19-000002 · wf-form4_155752827778302.xml · nonDerivative · entry 1

Munoz Hector A. · CIK 0001760880 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,064

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

F2 · balance_after: Includes 16,548 restricted stock units, which may be settled on a 1-for-1 basis only in shares of common stock, and 30,516 shares of common stock.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:41 UTC
Roth John M.Director
GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001614596-19-000002 · wf-form4_155752808997303.xml · nonDerivative · entry 1

Roth John M. · CIK 0001614596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,110

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:31 UTC
Lozano MiguelChief Operating Officer
GrantNon-Qualified Stock Options · Derivative 17,096 $0.00 Strike: $11.47 $0.00
Disclosure

SEC source: 0001772878-19-000005 · wf-form4_155752748674892.xml · derivative · entry 2

Lozano Miguel · CIK 0001772878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,096

Underlying: Common Stock · 17,096 shares

Expires 2029-05-08

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:31 UTC
Lozano MiguelChief Operating Officer
GrantCommon Stock 21,796 $0.00 $0.00
Disclosure

SEC source: 0001772878-19-000005 · wf-form4_155752748674892.xml · nonDerivative · entry 1

Lozano Miguel · CIK 0001772878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,796

F1 · shares: Consists of restricted shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:36 UTC
Siade GustavoSr. VP, Operations
Tax withholdingCommon Stock 691 $10.15 $7,013.65
Disclosure

SEC source: 0001675356-18-000004 · wf-form4_154526257620357.xml · nonDerivative · entry 1

Siade Gustavo · CIK 0001675356 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,985

F1 · shares: Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on May 10, 2018. The price reported in column 4 is the closing share price on May 10, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:32 UTC
Roberts LauranceChief Financial Officer
Tax withholdingCommon Stock 436 $11.60 $5,057.60
Disclosure

SEC source: 0001614571-18-000004 · wf-form4_154526231966319.xml · nonDerivative · entry 2

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,120

F2 · shares: Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on August 10, 2018. The price reported in column 4 is the closing share price on August 10, 2018.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:32 UTC
Roberts LauranceChief Financial Officer
Tax withholdingCommon Stock 1,574 $10.15 $15,976.10
Disclosure

SEC source: 0001614571-18-000004 · wf-form4_154526231966319.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,556

F1 · shares: Shares surrendered on December 17, 2018, to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted shares that vested on May 10, 2018. The price reported in column 4 is the closing share price on May 10, 2018.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 00:48 UTC
Munoz Hector A.Chief Marketing Officer
GrantCommon Stock 16,548 $0.00 $0.00
Disclosure

SEC source: 0001760880-18-000004 · wf-form4_154414370424255.xml · nonDerivative · entry 1

Munoz Hector A. · CIK 0001760880 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,548

F1 · shares: Consists of Restricted Stock Units, each representing a contingent right to receive one share of Common Stock, granted under the 2018 Omnibus Equity Incentive Plan and vesting in four equal installments on each of the four anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:11 UTC GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046206 · doc4.xml · nonDerivative · entry 1

FLOYD WILLIAM R · CIK 0001048303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,774

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:12 UTC
Lynton CarolDirector
GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046211 · doc4.xml · nonDerivative · entry 1

Lynton Carol · CIK 0001671255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,774

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:09 UTC GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046202 · doc4.xml · nonDerivative · entry 1

BABB DOUGLAS J · CIK 0001190359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:12 UTC
Kehler Dean CDirector · 10% owner
GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046209 · doc4.xml · nonDerivative · entry 1

Kehler Dean C · CIK 0001322745 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:10 UTC
Buller MarkDirector
GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046205 · doc4.xml · nonDerivative · entry 1

Buller Mark · CIK 0001591614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,206

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:14 UTC
Roth John M.Director
GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046215 · doc4.xml · nonDerivative · entry 1

Roth John M. · CIK 0001614596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,878

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:14 UTC
Siade GustavoSr. VP, Operations
GrantStock Options (right to buy) · Derivative 11,908 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-18-046216 · doc4.xml · derivative · entry 2

Siade Gustavo · CIK 0001675356 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,383

Underlying: Common Stock · 11,908 shares

Expires 2028-08-08

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:14 UTC
Siade GustavoSr. VP, Operations
GrantCommon Stock 6,608 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046216 · doc4.xml · nonDerivative · entry 1

Siade Gustavo · CIK 0001675356 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,676

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:13 UTC
Roberts LauranceChief Financial Officer
GrantStock Options (right to buy) · Derivative 39,684 $0.00 Strike: $11.35 $0.00
Disclosure

SEC source: 0001209191-18-046214 · doc4.xml · derivative · entry 2

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,802

Underlying: Common Stock · 39,684 shares

Expires 2028-08-08

F2 · derivative.exercise_date: Granted by a nonqualified stock option agreement under the 2018 Omnibus Equity Incentive Plan, vesting and becoming exercisable in four equal installments on each of the first four anniversaries of the date of grant.

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August 08, 2018 Filed Aug 10, 2018 20:13 UTC
Roberts LauranceChief Financial Officer
GrantCommon Stock 22,028 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046214 · doc4.xml · nonDerivative · entry 1

Roberts Laurance · CIK 0001614571 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,130

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

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August 08, 2018 Filed Aug 10, 2018 20:13 UTC GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046212 · doc4.xml · nonDerivative · entry 1

Maselli Michael G. · CIK 0001614590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

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August 08, 2018 Filed Aug 10, 2018 20:09 UTC GrantCommon Stock 5,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046204 · doc4.xml · nonDerivative · entry 1

Borgese Samuel N. · CIK 0001614645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,539

F1 · shares: Consists of Restricted Shares granted under the 2018 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

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May 09, 2018 Filed Jun 1, 2018 20:13 UTC
Acoca BernardPresident and CEO
GrantNon-Qualified Stock Options · Derivative 120,752 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001209191-18-034654 · doc4.xml · derivative · entry 3

Acoca Bernard · CIK 0001734697 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,752

Underlying: Common Stock · 120,752 shares

Expires 2028-05-09

F3 · derivative.exercise_date: Consists of a nonqualified stock option granted as an inducement award outside of any equity incentive plan, which will vest in four equal installments on each of the first four anniversaries of the grant date.

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May 09, 2018 Filed Jun 1, 2018 20:13 UTC
Acoca BernardPresident and CEO
GrantPerformance Share Units 72,116 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034654 · doc4.xml · nonDerivative · entry 2

Acoca Bernard · CIK 0001734697 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,116

F2 · shares: Consists of Performance Share Units granted as an inducement award outside of any equity incentive plan, which will vest based on the achievement of certain per-share common stock prices, either as reflected on the NASDAQ over twenty consecutive trading days or in connection with a change in control.

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May 09, 2018 Filed Jun 1, 2018 20:13 UTC
Acoca BernardPresident and CEO
GrantRestricted Share Units 96,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034654 · doc4.xml · nonDerivative · entry 1

Acoca Bernard · CIK 0001734697 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,156

F1 · shares: Consists of Restricted Share Units granted as an inducement award outside of any equity incentive plan, which will vest in four equal installments on each of the first four anniversaries of the grant date.

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November 08, 2017 Filed Nov 14, 2017 00:37 UTC Amendment
Roth John M.Director
GrantCommon Stock 2,592 $9.65 $25,012.80
Disclosure

SEC source: 0001209191-17-060471 · doc4a.xml · nonDerivative · entry 1

Roth John M. · CIK 0001614596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

F1 · shares: Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

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November 08, 2017 Filed Nov 13, 2017 15:11 UTC
Roth John M.Director
GrantCommon Stock 2,592 $9.65 $25,012.80
Disclosure

SEC source: 0001209191-17-060161 · doc4.xml · nonDerivative · entry 1

Roth John M. · CIK 0001614596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

F1 · shares: Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in four equal installments on each of the first four anniversaries of the date of grant.

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May 10, 2017 Filed May 12, 2017 16:08 UTC GrantCommon Stock 3,585 $13.95 $50,010.75
Disclosure

SEC source: 0001209191-17-031888 · doc4.xml · nonDerivative · entry 1

FLOYD WILLIAM R · CIK 0001048303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,488

F1 · shares: Consists of Restricted Shares granted under the 2014 Omnibus Equity Incentive Plan, vesting in three equal installments on each of the first three anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.