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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 19, 2025 01:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · derivative · entry 6

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,528

Underlying: Voting Common Stock · 1,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:36 UTC Exercise / conversionRestricted Stock Units · Derivative 17,923 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · derivative · entry 5

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,769

Underlying: Voting Common Stock · 17,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:36 UTC Tax withholdingVoting Common Stock 562 $33.93 $19,068.66
Disclosure

SEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 4

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,459

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:36 UTC Exercise / conversionVoting Common Stock 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 3

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:36 UTC Tax withholdingVoting Common Stock 7,965 $34.92 $278,137.80
Disclosure

SEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,757

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:36 UTC Exercise / conversionVoting Common Stock 17,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000085 · wk-form4_1739928977.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:05 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000065 · wk-form4_1739570743.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,012

Underlying: Voting Common Stock · 2,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:05 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 997 $34.80 $34,695.60
Disclosure

SEC source: 0001578563-25-000065 · wk-form4_1739570743.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,709

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:05 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 2,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000065 · wk-form4_1739570743.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:04 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 4,256 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000062 · wk-form4_1739570652.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,025

Underlying: Voting Common Stock · 4,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:04 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 2,000 $34.80 $69,600.00
Disclosure

SEC source: 0001578563-25-000062 · wk-form4_1739570652.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,700

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:04 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 4,256 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000062 · wk-form4_1739570652.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionRestricted Stock Units · Derivative 2,128 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000067 · wk-form4_1739570797.xml · derivative · entry 4

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,512

Underlying: Voting Common Stock · 2,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC
Spencer CourtneyChief Experience Officer
Tax withholdingVoting Common Stock 1,019 $34.80 $35,461.20
Disclosure

SEC source: 0001578563-25-000067 · wk-form4_1739570797.xml · nonDerivative · entry 2

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,291

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionVoting Common Stock 2,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000067 · wk-form4_1739570797.xml · nonDerivative · entry 1

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:07 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 876 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000068 · wk-form4_1739570828.xml · derivative · entry 3

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,505

Underlying: Voting Common Stock · 876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:07 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Tax withholdingVoting Common Stock 436 $34.80 $15,172.80
Disclosure

SEC source: 0001578563-25-000068 · wk-form4_1739570828.xml · nonDerivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,686

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:07 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionVoting Common Stock 876 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000068 · wk-form4_1739570828.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,754 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000066 · wk-form4_1739570773.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,016

Underlying: Voting Common Stock · 2,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC
Seward Gregory WGeneral Counsel
Tax withholdingVoting Common Stock 1,274 $34.80 $44,335.20
Disclosure

SEC source: 0001578563-25-000066 · wk-form4_1739570773.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,368

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionVoting Common Stock 2,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000066 · wk-form4_1739570773.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:05 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,253 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000064 · wk-form4_1739570716.xml · derivative · entry 3

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,013

Underlying: Voting Common Stock · 2,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:05 UTC
Mann StephanieChief Strategy Officer
Tax withholdingVoting Common Stock 767 $34.80 $26,691.60
Disclosure

SEC source: 0001578563-25-000064 · wk-form4_1739570716.xml · nonDerivative · entry 2

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,235

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:05 UTC
Mann StephanieChief Strategy Officer
Exercise / conversionVoting Common Stock 2,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000064 · wk-form4_1739570716.xml · nonDerivative · entry 1

Mann Stephanie · CIK 0001937537 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 11,016 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000063 · wk-form4_1739570683.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,066

Underlying: Voting Common Stock · 11,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:04 UTC Tax withholdingVoting Common Stock 4,957 $34.80 $172,503.60
Disclosure

SEC source: 0001578563-25-000063 · wk-form4_1739570683.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,799

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:04 UTC Exercise / conversionVoting Common Stock 11,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000063 · wk-form4_1739570683.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:03 UTC
Davis Micah SChief Marketing & Comm Officer
Exercise / conversionRestricted Stock Units · Derivative 1,752 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000061 · wk-form4_1739570626.xml · derivative · entry 3

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,011

Underlying: Voting Common Stock · 1,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:03 UTC
Davis Micah SChief Marketing & Comm Officer
Tax withholdingVoting Common Stock 856 $34.80 $29,788.80
Disclosure

SEC source: 0001578563-25-000061 · wk-form4_1739570626.xml · nonDerivative · entry 2

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,766

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:03 UTC
Davis Micah SChief Marketing & Comm Officer
Exercise / conversionVoting Common Stock 1,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000061 · wk-form4_1739570626.xml · nonDerivative · entry 1

Davis Micah S · CIK 0001977288 · Chief Marketing & Comm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:39 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 390 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000039 · wk-form4_1739403566.xml · derivative · entry 4

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vested on February 10, 2025.

F3 · derivative.expiration_date: The RSUs vested on February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:39 UTC
Cairns MichaelChief Credit Officer
GrantRestricted Stock Units · Derivative 6,413 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000039 · wk-form4_1739403566.xml · derivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,413

Underlying: Voting Common Stock · 6,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:39 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 194 $35.08 $6,805.52
Disclosure

SEC source: 0001578563-25-000039 · wk-form4_1739403566.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,874

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:39 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 390 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000039 · wk-form4_1739403566.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:55 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 195 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000048 · wk-form4_1739404535.xml · derivative · entry 4

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vested in five pro rata annual installments beginning on February 10, 2021.

F3 · derivative.expiration_date: The RSUs vested in five pro rata annual installments beginning on February 10, 2021.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:55 UTC
Phifer Walter JChief Financial Officer
GrantRestricted Stock Units · Derivative 9,264 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000048 · wk-form4_1739404535.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,264

Underlying: Voting Common Stock · 9,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:55 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 97 $35.08 $3,402.76
Disclosure

SEC source: 0001578563-25-000048 · wk-form4_1739404535.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,703

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:55 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 195 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000048 · wk-form4_1739404535.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:45 UTC
Derraik RenatoChief Info./Digital Off., Bank
GrantRestricted Stock Units · Derivative 15,678 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000043 · wk-form4_1739403944.xml · derivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,678

Underlying: Voting Common Stock · 15,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:12 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 461 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000052 · wk-form4_1739405539.xml · derivative · entry 4

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 460 of the RSUs vested on each of February 10, 2021 and 2022 and February 12, 2024; and 461 of the RSUs vested on each of February 10, 2023 and 2025.

F3 · derivative.expiration_date: 460 of the RSUs vested on each of February 10, 2021 and 2022 and February 12, 2024; and 461 of the RSUs vested on each of February 10, 2023 and 2025.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:12 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000052 · wk-form4_1739405539.xml · derivative · entry 3

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Voting Common Stock · 2,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:12 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Tax withholdingVoting Common Stock 230 $35.08 $8,068.40
Disclosure

SEC source: 0001578563-25-000052 · wk-form4_1739405539.xml · nonDerivative · entry 2

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,246

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:12 UTC
SUTHERLAND JOHN W.Chief Accounting Officer
Exercise / conversionVoting Common Stock 461 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000052 · wk-form4_1739405539.xml · nonDerivative · entry 1

SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:03 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionRestricted Stock Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000050 · wk-form4_1739405026.xml · derivative · entry 5

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 2,002 of the RSUs vested on each of February 10, 2023 and February 12, 2024 and 2,003 of the RSUs vested on February 10, 2025.

F3 · derivative.expiration_date: 2,002 of the RSUs vested on each of February 10, 2023 and February 12, 2024 and 2,003 of the RSUs vested on February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:03 UTC
Spencer CourtneyChief Experience Officer
GrantRestricted Stock Units · Derivative 7,126 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000050 · wk-form4_1739405026.xml · derivative · entry 4

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,126

Underlying: Voting Common Stock · 7,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:03 UTC
Spencer CourtneyChief Experience Officer
Tax withholdingVoting Common Stock 997 $35.08 $34,974.76
Disclosure

SEC source: 0001578563-25-000050 · wk-form4_1739405026.xml · nonDerivative · entry 2

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,182

Read SEC document
February 10, 2025 Filed Feb 13, 2025 00:03 UTC
Spencer CourtneyChief Experience Officer
Exercise / conversionVoting Common Stock 2,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000050 · wk-form4_1739405026.xml · nonDerivative · entry 1

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC
Seward Gregory WGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 2,002 of the RSUs vested on each of February 10, 2021, 2022, and 2023 and February 12, 2024; and 2,003 of the RSUs vested on February 10, 2025.

F3 · derivative.expiration_date: 2,002 of the RSUs vested on each of February 10, 2021, 2022, and 2023 and February 12, 2024; and 2,003 of the RSUs vested on February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC
Seward Gregory WGeneral Counsel
GrantRestricted Stock Units · Derivative 9,264 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,264

Underlying: Voting Common Stock · 9,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC
Seward Gregory WGeneral Counsel
Tax withholdingVoting Common Stock 997 $35.08 $34,974.76
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,888

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.