Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 22:10 UTC |
Seward Gregory WGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 8,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001656656-26-000002 · wk-form4_1770847848.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,383 Underlying: Voting Common Stock · 8,383 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 22:08 UTC |
Losch William C IIIPresident
|
GrantRestricted Stock Units · Derivative | 52,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001453279-26-000002 · wk-form4_1770847718.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,694 Underlying: Voting Common Stock · 52,694 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 22:10 UTC |
Spencer CourtneyChief Experience Officer
|
GrantRestricted Stock Units · Derivative | 6,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001937224-26-000004 · wk-form4_1770847823.xml · derivative · entry 4 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,586 Underlying: Voting Common Stock · 6,586 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 21:24 UTC |
Phifer Walter JChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,160 | $0.00 Strike: $13.59 | $0.00 |
DisclosureSEC source: 0002006943-26-000002 · wk-form4_1770672245.xml · derivative · entry 2 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 6,160 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on February 16, 2017, as follows: 10% of the shares subject to the option vested on each of February 16, 2017, 2018, 2019, 2020, and 2021; 25% of the shares subject to the option vested on each of February 16, 2022 and 2023. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 21:24 UTC |
Phifer Walter JChief Financial Officer
|
Exercise / conversionVoting Common Stock | 6,160 | $13.59 | $83,714.40 |
DisclosureSEC source: 0002006943-26-000002 · wk-form4_1770672245.xml · nonDerivative · entry 1 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 22:09 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 650 | $41.34 | $26,869.51 |
DisclosureSEC source: 0001036743-26-000002 · wk-form4_1770415768.xml · nonDerivative · entry 4 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,047,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F5 · price: This transaction was executed in multiple trades at prices ranging from $41.03 to $41.68. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 22:09 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 9,350 | $40.13 | $375,245.42 |
DisclosureSEC source: 0001036743-26-000002 · wk-form4_1770415768.xml · nonDerivative · entry 3 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,048,494 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F4 · price: This transaction was executed in multiple trades at prices ranging from $39.70 to $40.63. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 22:09 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 240 | $42.44 | $10,184.59 |
DisclosureSEC source: 0001036743-26-000002 · wk-form4_1770415768.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,057,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $42.38 to $42.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 22:09 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 9,760 | $41.88 | $408,773.20 |
DisclosureSEC source: 0001036743-26-000002 · wk-form4_1770415768.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,058,084 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $41.26 to $42.21. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:42 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $13.59 | $0.00 |
DisclosureSEC source: 0001937224-26-000002 · wk-form4_1769636542.xml · derivative · entry 4 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 14,000 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on February 16, 2017, as follows: 10% of the shares subject to the option vested on each of February 16, 2017, 2018, 2019, 2020, and 2021; 25% of the shares subject to the option vested on February 16, 2022; and 25% of the shares subject to the option vested on February 16, 2023. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:42 UTC |
Spencer CourtneyChief Experience Officer
|
SaleVoting Common Stock | 9,700 | $39.01 | $378,348.50 |
DisclosureSEC source: 0001937224-26-000002 · wk-form4_1769636542.xml · nonDerivative · entry 2 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,160 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.000 to $39.155. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:42 UTC |
Spencer CourtneyChief Experience Officer
|
Exercise / conversionVoting Common Stock | 14,000 | $13.59 | $190,260.00 |
DisclosureSEC source: 0001937224-26-000002 · wk-form4_1769636542.xml · nonDerivative · entry 1 Spencer Courtney · CIK 0001937224 · Chief Experience Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 21:42 UTC |
Stasiowska Ewa MariaChief Risk Officer
|
PurchaseVoting Common Stock | 2,595.231 | $38.53 | $99,999.44 |
DisclosureSEC source: 0002099502-26-000002 · wk-form4_1769636576.xml · nonDerivative · entry 1 Stasiowska Ewa Maria · CIK 0002099502 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,595.231 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.532 to $38.535. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 22:13 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 10,000 | $36.17 | $361,734.00 |
DisclosureSEC source: 0001036743-25-000016 · wk-form4_1766528021.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,067,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.89 to $36.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:03 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 10,000 | $35.97 | $359,699.00 |
DisclosureSEC source: 0001036743-25-000014 · wk-form4_1766181783.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,077,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.64 to $36.1623. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 23:04 UTC |
Cairns MichaelChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0002030240-25-000005 · wk-form4_1766012669.xml · derivative · entry 3 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236 Underlying: Voting Common Stock · 235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 235 of the RSUs vested on each of December 15, 2024 and 2025, and 236 of the RSUs will vest on December 15, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date F2 · derivative.expiration_date: 235 of the RSUs vested on each of December 15, 2024 and 2025, and 236 of the RSUs will vest on December 15, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 23:04 UTC |
Cairns MichaelChief Credit Officer
|
Tax withholdingVoting Common Stock | 105 | $35.31 | $3,707.55 |
DisclosureSEC source: 0002030240-25-000005 · wk-form4_1766012669.xml · nonDerivative · entry 2 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,468 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 23:04 UTC |
Cairns MichaelChief Credit Officer
|
Exercise / conversionVoting Common Stock | 235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002030240-25-000005 · wk-form4_1766012669.xml · nonDerivative · entry 1 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 23:04 UTC |
Phifer Walter JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0002006943-25-000005 · wk-form4_1766012687.xml · derivative · entry 3 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236 Underlying: Voting Common Stock · 235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on December 15, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on December 15, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 23:04 UTC |
Phifer Walter JChief Financial Officer
|
Tax withholdingVoting Common Stock | 109 | $35.31 | $3,848.79 |
DisclosureSEC source: 0002006943-25-000005 · wk-form4_1766012687.xml · nonDerivative · entry 2 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,712 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 23:04 UTC |
Phifer Walter JChief Financial Officer
|
Exercise / conversionVoting Common Stock | 235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002006943-25-000005 · wk-form4_1766012687.xml · nonDerivative · entry 1 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:52 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 10,000 | $35.13 | $351,313.00 |
DisclosureSEC source: 0001036743-25-000012 · wk-form4_1765921927.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,087,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.815 to $35.3658. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 22:00 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 6,495 | $34.69 | $225,329.09 |
DisclosureSEC source: 0001036743-25-000010 · wk-form4_1765576855.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,097,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $34.1144 to $35.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 22:00 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 3,505 | $33.65 | $117,953.41 |
DisclosureSEC source: 0001036743-25-000010 · wk-form4_1765576855.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,104,339 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.10 to $34.06. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Moroz Mark MichaelChief Banking Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,829 | $0.00 | $0.00 |
DisclosureSEC source: 0002066890-25-000002 · wk-form4_1765401812.xml · derivative · entry 3 Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,659 Underlying: Voting Common Stock · 2,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,829 of the RSUs vested on December 9, 2025, 2,830 of the RSUs will vest on December 9, 2026, and 2,829 of the RSUs will vest on December 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,829 of the RSUs vested on December 9, 2025, 2,830 of the RSUs will vest on December 9, 2026, and 2,829 of the RSUs will vest on December 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Moroz Mark MichaelChief Banking Officer
|
Tax withholdingVoting Common Stock | 1,258 | $33.02 | $41,539.16 |
DisclosureSEC source: 0002066890-25-000002 · wk-form4_1765401812.xml · nonDerivative · entry 2 Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,878 Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Moroz Mark MichaelChief Banking Officer
|
Exercise / conversionVoting Common Stock | 2,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002066890-25-000002 · wk-form4_1765401812.xml · nonDerivative · entry 1 Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Cairns MichaelChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 943 | $0.00 | $0.00 |
DisclosureSEC source: 0002030240-25-000003 · wk-form4_1765401786.xml · derivative · entry 6 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,886 Underlying: Voting Common Stock · 943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: 943 of the RSUs vested on December 9, 2024 and 2025, and 943 of the RSUs will vest on each of December 9, 2026 and 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. F3 · derivative.expiration_date: 943 of the RSUs vested on December 9, 2024 and 2025, and 943 of the RSUs will vest on each of December 9, 2026 and 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Cairns MichaelChief Credit Officer
|
Tax withholdingVoting Common Stock | 420 | $33.02 | $13,868.40 |
DisclosureSEC source: 0002030240-25-000003 · wk-form4_1765401786.xml · nonDerivative · entry 4 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,338 Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Cairns MichaelChief Credit Officer
|
Exercise / conversionVoting Common Stock | 943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002030240-25-000003 · wk-form4_1765401786.xml · nonDerivative · entry 3 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Phifer Walter JChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,572 | $0.00 | $0.00 |
DisclosureSEC source: 0002006943-25-000003 · wk-form4_1765401834.xml · derivative · entry 3 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,144 Underlying: Voting Common Stock · 1,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on December 9, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on December 9, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Phifer Walter JChief Financial Officer
|
Tax withholdingVoting Common Stock | 729 | $33.02 | $24,071.58 |
DisclosureSEC source: 0002006943-25-000003 · wk-form4_1765401834.xml · nonDerivative · entry 2 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,586 Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 21:23 UTC |
Phifer Walter JChief Financial Officer
|
Exercise / conversionVoting Common Stock | 1,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002006943-25-000003 · wk-form4_1765401834.xml · nonDerivative · entry 1 Phifer Walter J · CIK 0002006943 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:23 UTC |
Cairns MichaelChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 946 | $0.00 | $0.00 |
DisclosureSEC source: 0002030240-25-000003 · wk-form4_1765401786.xml · derivative · entry 5 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,838 Underlying: Voting Common Stock · 946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 945 of the RSUs vested on December 9, 2024, 946 of the RSUs vested on December 8, 2025, and 946 of the RSUs will vest on each of December 8, 2026, 2027, and 2028, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 945 of the RSUs vested on December 9, 2024, 946 of the RSUs vested on December 8, 2025, and 946 of the RSUs will vest on each of December 8, 2026, 2027, and 2028, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:23 UTC |
Cairns MichaelChief Credit Officer
|
Tax withholdingVoting Common Stock | 421 | $32.95 | $13,871.95 |
DisclosureSEC source: 0002030240-25-000003 · wk-form4_1765401786.xml · nonDerivative · entry 2 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,815 Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:23 UTC |
Cairns MichaelChief Credit Officer
|
Exercise / conversionVoting Common Stock | 946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002030240-25-000003 · wk-form4_1765401786.xml · nonDerivative · entry 1 Cairns Michael · CIK 0002030240 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 22:08 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 10,000 | $32.81 | $328,090.00 |
DisclosureSEC source: 0001036743-25-000008 · wk-form4_1765318085.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,107,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.585 to $33.0238. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:54 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 3,918 | $33.24 | $130,239.81 |
DisclosureSEC source: 0001036743-25-000006 · wk-form4_1764971655.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,117,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $33.19 to $33.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:54 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 6,082 | $32.92 | $200,227.95 |
DisclosureSEC source: 0001036743-25-000006 · wk-form4_1764971655.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,121,762 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.206 to $33.189. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 28, 2025 Filed Dec 1, 2025 21:53 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 10,000 | $32.04 | $320,434.00 |
DisclosureSEC source: 0001036743-25-000004 · wk-form4_1764625978.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,127,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $31.78 to $32.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 28, 2025 Filed Dec 1, 2025 21:53 UTC |
Seward Gregory WGeneral Counsel
|
GiftVoting Common Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001656656-25-000005 · wk-form4_1764626009.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,876 Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 21:53 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
SaleVoting Common Stock | 10,000 | $32.17 | $321,723.00 |
DisclosureSEC source: 0001036743-25-000004 · wk-form4_1764625978.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,137,844 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.90 to $32.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 26, 2025 Filed Dec 1, 2025 21:53 UTC |
Seward Gregory WGeneral Counsel
|
GiftVoting Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001656656-25-000005 · wk-form4_1764626009.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,026 Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:53 UTC |
Bradford Tonya WilliamsDirector
|
PurchaseVoting Common Stock | 1,000 | $30.24 | $30,240.00 |
DisclosureSEC source: 0001824584-25-000003 · wk-form4_1764021225.xml · nonDerivative · entry 1 Bradford Tonya Williams · CIK 0001824584 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,697 Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 22:44 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · derivative · entry 6 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,500 shares Expires 2025-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vested on each of November 19, 2021 and 2022. Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 22:44 UTC |
Seward Gregory WGeneral Counsel
|
SaleVoting Common Stock | 1,200 | $30.20 | $36,241.80 |
DisclosureSEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 4 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,126 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.16 to $30.247. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| November 19, 2025 Filed Nov 20, 2025 22:44 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 1,500 | $14.55 | $21,825.00 |
DisclosureSEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 22:44 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $14.55 | $0.00 |
DisclosureSEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · derivative · entry 5 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Underlying: Voting Common Stock · 12,000 shares Expires 2025-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vested on each of November 19, 2021 and 2022. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 22:44 UTC |
Seward Gregory WGeneral Counsel
|
Tax withholdingVoting Common Stock | 3,051 | $30.04 | $91,652.04 |
DisclosureSEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,826 Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 22:44 UTC |
Seward Gregory WGeneral Counsel
|
Exercise / conversionVoting Common Stock | 12,000 | $14.55 | $174,600.00 |
DisclosureSEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.