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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2016 Filed Jan 28, 2016 23:57 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
GrantRestricted Stock Unit · Derivative 6,659 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000278 · wf-form4_145402543930711.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,659

Underlying: Common Stock · 6,659 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:57 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
GrantCommon Stock 7,035 $81.96 $576,588.60
Disclosure

SEC source: 0000059478-16-000278 · wf-form4_145402543930711.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

Read SEC document
January 26, 2016 Filed Jan 29, 2016 00:02 UTC
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 2,003 $81.96 $164,165.88
Disclosure

SEC source: 0000059478-16-000279 · wf-form4_145402572876779.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

Read SEC document
December 31, 2015 Filed Jan 4, 2016 21:19 UTC GrantCommon Stock 115 $86.04 $9,894.60
Disclosure

SEC source: 0000059478-16-000229 · wf-form4_145194236870313.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,552

Read SEC document
December 21, 2015 Filed Dec 22, 2015 19:03 UTC SaleCommon Stock 205,000 $86.00 $17,630,000.00
Disclosure

SEC source: 0001209191-15-086568 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,860,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $86.43, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 17, 2015 Filed Jan 25, 2016 20:48 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
GiftCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000245 · wf-form5_145375492583852.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,933

Read SEC document
December 15, 2015 Filed Dec 16, 2015 20:06 UTC SaleCommon Stock 215,000 $85.60 $18,402,925.00
Disclosure

SEC source: 0001209191-15-085541 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,065,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.12 to $85.955, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 11, 2015 Filed Jan 25, 2016 20:45 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 5

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 329,140

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 11, 2015 Filed Jan 5, 2017 21:02 UTC Amendment
Rice Derica WEVP-Global Services and CFO
OtherCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000006 · wf-form5a_148365010374140.xml · nonDerivative · entry 1

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 329,206

F1 · kind: This transaction is being amended to correct the initial gift transaction, which was inadvertently distributed to the wrong recipient. The shares were returned to the account.

F1 · acquired: This transaction is being amended to correct the initial gift transaction, which was inadvertently distributed to the wrong recipient. The shares were returned to the account.

F2 · balance_after: Amended to correct the total holdings indirectly held by the reporting persons wife prior to this transaction.

F3 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 19:09 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
SaleCommon Stock 25,000 $83.88 $2,097,000.00
Disclosure

SEC source: 0000059478-15-000225 · wf-form4_144977454120447.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,131

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.66 to $84.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 02, 2015 Filed Dec 3, 2015 18:23 UTC SaleCommon Stock 64,715 $85.58 $5,538,439.13
Disclosure

SEC source: 0001209191-15-083119 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,280,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.43 to $86.08, inclusive.

Read SEC document
December 02, 2015 Filed Dec 3, 2015 18:23 UTC SaleCommon Stock 145,285 $84.87 $12,330,628.52
Disclosure

SEC source: 0001209191-15-083119 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,345,519

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.43 to $85.425, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 02, 2015 Filed Jan 25, 2016 20:45 UTC
Rice Derica WEVP-Global Services and CFO
GiftCommon Stock 11,596 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000243 · wf-form5_145375472634016.xml · nonDerivative · entry 4

Rice Derica W · CIK 0001359067 · EVP-Global Services and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 329,206

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 19:11 UTC GrantCommon Stock 1,907 $81.23 $154,905.61
Disclosure

SEC source: 0000059478-15-000201 · wf-form4_144908348977786.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,272

Read SEC document
November 30, 2015 Filed Dec 2, 2015 19:55 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000203 · wf-form4_144908614733356.xml · nonDerivative · entry 1

Baicker Katherine · CIK 0001537067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,331

Read SEC document
November 30, 2015 Filed Dec 2, 2015 19:58 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000205 · wf-form4_144908629488778.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,107

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:04 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000207 · wf-form4_144908663667596.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,999

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:18 UTC
HORN KAREN NDirector
GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000209 · wf-form4_144908747287070.xml · nonDerivative · entry 1

HORN KAREN N · CIK 0001136550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,166

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:20 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000211 · wf-form4_144908760419555.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:23 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000213 · wf-form4_144908776941175.xml · nonDerivative · entry 1

Kaelin William G Jr · CIK 0001551715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:28 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000215 · wf-form4_144908810231265.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,586

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:30 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000217 · wf-form4_144908823239151.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,139

Read SEC document
November 30, 2015 Filed Dec 2, 2015 20:34 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000219 · wf-form4_144908845080020.xml · nonDerivative · entry 1

Runge Marschall S · CIK 0001586197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,976

Read SEC document
November 30, 2015 Filed Dec 2, 2015 21:10 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000221 · wf-form4_144909061601715.xml · nonDerivative · entry 1

SEIFERT KATHI P · CIK 0001222893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,099

Read SEC document
November 30, 2015 Filed Dec 2, 2015 21:12 UTC GrantCommon Stock 1,785 $81.23 $144,995.55
Disclosure

SEC source: 0000059478-15-000223 · wf-form4_144909074647780.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,301

Read SEC document
November 25, 2015 Filed Jan 25, 2016 20:27 UTC
Harrington Michael JSenior VP and General Counsel
GiftCommon Stock 2,276 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000236 · wf-form5_145375365149434.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,082

Read SEC document
November 23, 2015 Filed Nov 25, 2015 19:57 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 9,036 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000199 · wf-form4_144848143163832.xml · derivative · entry 6

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,036 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2015 Filed Nov 25, 2015 19:57 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 7,434 $84.47 $627,949.98
Disclosure

SEC source: 0000059478-15-000199 · wf-form4_144848143163832.xml · nonDerivative · entry 2

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,409

Read SEC document
November 23, 2015 Filed Nov 25, 2015 19:57 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 9,036 $56.18 $507,642.48
Disclosure

SEC source: 0000059478-15-000199 · wf-form4_144848143163832.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:45 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 12,048 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000197 · wf-form4_144831152291512.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,048 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:45 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Tax withholdingCommon Stock 9,674 $83.72 $809,907.28
Disclosure

SEC source: 0000059478-15-000197 · wf-form4_144831152291512.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,066

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:45 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionCommon Stock 12,048 $56.18 $676,856.64
Disclosure

SEC source: 0000059478-15-000197 · wf-form4_144831152291512.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 18:06 UTC SaleCommon Stock 18,300 $85.32 $1,561,429.20
Disclosure

SEC source: 0001209191-15-081732 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,490,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.145 to $85.495, inclusive.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 18:06 UTC SaleCommon Stock 186,700 $84.47 $15,769,802.20
Disclosure

SEC source: 0001209191-15-081732 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,509,104

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.12 to $85.11, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 13, 2015 Filed Jan 25, 2016 20:36 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 10,808 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000239 · wf-form5_145375416737661.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,549

Read SEC document
November 12, 2015 Filed Nov 16, 2015 20:51 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 6,928 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000193 · wf-form4_144770710752228.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,928 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2015 Filed Nov 16, 2015 20:51 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Tax withholdingCommon Stock 5,579 $80.70 $450,225.30
Disclosure

SEC source: 0000059478-15-000193 · wf-form4_144770710752228.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,131

Read SEC document
November 12, 2015 Filed Nov 16, 2015 20:51 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
Exercise / conversionCommon Stock 6,928 $56.18 $389,215.04
Disclosure

SEC source: 0000059478-15-000193 · wf-form4_144770710752228.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2015 Filed Jan 25, 2016 20:39 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000241 · wf-form5_145375438646216.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 8,384

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
November 05, 2015 Filed Nov 9, 2015 21:33 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 4,970 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000184 · wf-form4_144710480852147.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,970 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2015 Filed Nov 9, 2015 21:33 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Tax withholdingCommon Stock 3,924 $81.05 $318,040.20
Disclosure

SEC source: 0000059478-15-000184 · wf-form4_144710480852147.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,184

Read SEC document
November 05, 2015 Filed Nov 9, 2015 21:33 UTC
Ricks David ASVP and Pres, Lilly Bio-Meds
Exercise / conversionCommon Stock 4,970 $56.18 $279,214.60
Disclosure

SEC source: 0000059478-15-000184 · wf-form4_144710480852147.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2015 Filed Nov 16, 2015 20:54 UTC Amendment
Ricks David ASVP and Pres, Lilly Bio-Meds
Tax withholdingCommon Stock 3,908 $81.05 $316,743.40
Disclosure

SEC source: 0000059478-15-000195 · wf-form4a_144770726103620.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,200

F1 · shares: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
November 03, 2015 Filed Nov 5, 2015 18:53 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 70,964 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000182 · wf-form4_144674957339313.xml · derivative · entry 10

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,964 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2015 Filed Nov 5, 2015 18:53 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 58,853 $82.04 $4,828,300.12
Disclosure

SEC source: 0000059478-15-000182 · wf-form4_144674957339313.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,312

Read SEC document
November 03, 2015 Filed Nov 5, 2015 18:53 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 70,964 $56.18 $3,986,757.52
Disclosure

SEC source: 0000059478-15-000182 · wf-form4_144674957339313.xml · nonDerivative · entry 1

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2015 Filed Nov 3, 2015 20:07 UTC GrantCommon Stock 124 $80.25 $9,951.00
Disclosure

SEC source: 0000059478-15-000177 · wf-form4_144658126338944.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,365

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October 29, 2015 Filed Oct 30, 2015 19:21 UTC SaleCommon Stock 10,500 $83.43 $876,025.50
Disclosure

SEC source: 0001209191-15-077406 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,695,804

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.35 to $83.55, inclusive.

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October 29, 2015 Filed Oct 30, 2015 19:21 UTC SaleCommon Stock 92,269 $82.75 $7,635,536.56
Disclosure

SEC source: 0001209191-15-077406 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,706,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.35 to $83.34, inclusive.

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October 29, 2015 Filed Oct 30, 2015 19:21 UTC SaleCommon Stock 97,231 $81.70 $7,944,161.62
Disclosure

SEC source: 0001209191-15-077406 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,798,573

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.315 to $82.26, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.