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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 5, 2018 23:31 UTC
Ricks David ADirector · President & CEO
GiftCommon Stock 11,764 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,486

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC
Ricks David ADirector · President & CEO
Tax withholdingCommon Stock 9,559 $81.45 $778,580.55
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC
Ricks David ADirector · President & CEO
Exercise / conversionCommon Stock 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:33 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionRestricted Stock Unit · Derivative 15,993 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000074 · wf-form4_151787358167346.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,993 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:33 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Tax withholdingCommon Stock 7,133 $81.45 $580,982.85
Disclosure

SEC source: 0000059478-18-000074 · wf-form4_151787358167346.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,224

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:33 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionCommon Stock 15,993 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000074 · wf-form4_151787358167346.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:37 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000076 · wf-form4_151787382601710.xml · derivative · entry 5

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:37 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 9,294 $81.45 $756,996.30
Disclosure

SEC source: 0000059478-18-000076 · wf-form4_151787382601710.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,826

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:37 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000076 · wf-form4_151787382601710.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Sep 24, 2018 20:45 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,596 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000236 · wf-form4_153782188376663.xml · derivative · entry 7

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 0

Underlying: Common Stock · 9,596 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 01, 2018 Filed Sep 24, 2018 20:45 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Tax withholdingCommon Stock 4,280 $81.45 $348,606.00
Disclosure

SEC source: 0000059478-18-000236 · wf-form4_153782188376663.xml · nonDerivative · entry 3

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 75,954

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 01, 2018 Filed Sep 24, 2018 20:45 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Exercise / conversionCommon Stock 9,596 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000236 · wf-form4_153782188376663.xml · nonDerivative · entry 2

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 80,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:55 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000030 · wf-form4_151743932243299.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:55 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 3,759 $87.60 $329,288.40
Disclosure

SEC source: 0000059478-18-000030 · wf-form4_151743932243299.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,709

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:57 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000033 · wf-form4_151743942666014.xml · derivative · entry 3

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:57 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantCommon Stock 22,890 $87.60 $2,005,164.00
Disclosure

SEC source: 0000059478-18-000033 · wf-form4_151743942666014.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,043

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:57 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
GrantRestricted Stock Unit · Derivative 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000034 · wf-form4_151743944753235.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

Underlying: Common Stock · 12,222 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:57 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
GrantCommon Stock 12,437 $87.60 $1,089,481.20
Disclosure

SEC source: 0000059478-18-000034 · wf-form4_151743944753235.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,654

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:00 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 8,889 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000037 · wf-form4_151743959511817.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,889

Underlying: Common Stock · 8,889 shares

Expires 2019-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:00 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 9,937 $87.60 $870,481.20
Disclosure

SEC source: 0000059478-18-000037 · wf-form4_151743959511817.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,760

F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 2,111 shares of common stock to his ex-wife pursuant to a domestic relations order.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:00 UTC
Ricks David ADirector · President & CEO
GrantRestricted Stock Unit · Derivative 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000038 · wf-form4_151743964008872.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

Underlying: Common Stock · 12,222 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:00 UTC
Ricks David ADirector · President & CEO
GrantCommon Stock 12,407 $87.60 $1,086,853.20
Disclosure

SEC source: 0000059478-18-000038 · wf-form4_151743964008872.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,483

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:04 UTC
Shah Aarti S.SVP & CIO
GrantCommon Stock 2,868 $87.60 $251,236.80
Disclosure

SEC source: 0000059478-18-000040 · wf-form4_151743985024452.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,709

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:06 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantRestricted Stock Unit · Derivative 11,111 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000042 · wf-form4_151743996649400.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires 2019-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:06 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 1,363 $87.60 $119,398.80
Disclosure

SEC source: 0000059478-18-000042 · wf-form4_151743996649400.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 14,872

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:06 UTC
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 12,412 $87.60 $1,087,291.20
Disclosure

SEC source: 0000059478-18-000042 · wf-form4_151743996649400.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,436

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:07 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantRestricted Stock Unit · Derivative 11,111 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000044 · wf-form4_151744001846526.xml · derivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:07 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GrantCommon Stock 12,662 $87.60 $1,109,191.20
Disclosure

SEC source: 0000059478-18-000044 · wf-form4_151744001846526.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,794

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:08 UTC
Norton JohnaSenior VP, Global Quality
GrantCommon Stock 1,599 $87.60 $140,072.40
Disclosure

SEC source: 0000059478-18-000046 · wf-form4_151744008557820.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,092

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:10 UTC
Smiley Joshua LSVP and CFO
GrantCommon Stock 7,202 $87.60 $630,895.20
Disclosure

SEC source: 0000059478-18-000049 · wf-form4_151744021514077.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,029

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:11 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 5,491 $87.60 $481,011.60
Disclosure

SEC source: 0000059478-18-000050 · wf-form4_151744025255646.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,053

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:13 UTC
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 1,933 $87.60 $169,330.80
Disclosure

SEC source: 0000059478-18-000053 · wf-form4_151744037789017.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:13 UTC
Harrington Michael JSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 12,778 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000054 · wf-form4_151744039642749.xml · derivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,778

Underlying: Common Stock · 12,778 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:13 UTC
Harrington Michael JSenior VP and General Counsel
GrantCommon Stock 16,158 $87.60 $1,415,440.80
Disclosure

SEC source: 0000059478-18-000054 · wf-form4_151744039642749.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,214

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:15 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantRestricted Stock Unit · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000056 · wf-form4_151744053419039.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,722

Underlying: Common Stock · 9,722 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:15 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantCommon Stock 9,316 $87.60 $816,081.60
Disclosure

SEC source: 0000059478-18-000056 · wf-form4_151744053419039.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,364

Read SEC document
January 29, 2018 Filed Feb 5, 2018 23:27 UTC Amendment
Mahony SusanSVP & Pres., Lilly Oncology
GrantCommon Stock 1,365 $87.60 $119,574.00
Disclosure

SEC source: 0000059478-18-000070 · wf-form4a_151787325808208.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 14,874

F1 · shares: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F2 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 29, 2018 Filed Sep 24, 2018 20:45 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 4,279 $87.60 $374,840.40
Disclosure

SEC source: 0000059478-18-000236 · wf-form4_153782188376663.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 70,638

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 16, 2018 Filed Jan 30, 2018 21:15 UTC Amendment GrantCommon Stock 128 $85.29 $10,917.12
Disclosure

SEC source: 0000059478-18-000022 · wf-form4a_151734691081795.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,630

F1 · date: Amended to correct the transaction date of the originally filed Form 4.

Read SEC document
January 16, 2018 Filed Jan 30, 2018 21:19 UTC Amendment GrantCommon Stock 64 $85.29 $5,458.56
Disclosure

SEC source: 0000059478-18-000024 · wf-form4a_151734715775454.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,159

Read SEC document
January 16, 2018 Filed Jan 30, 2018 21:23 UTC Amendment GrantCommon Stock 113 $85.29 $9,637.77
Disclosure

SEC source: 0000059478-18-000026 · wf-form4a_151734740498961.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,426

F1 · date: Amended to correct the transaction date of the originally filed Form 4.

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:09 UTC GrantCommon Stock 128 $85.29 $10,917.12
Disclosure

SEC source: 0000059478-18-000008 · wf-form4_151622334123851.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,630

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:13 UTC GrantCommon Stock 64 $85.29 $5,458.56
Disclosure

SEC source: 0000059478-18-000010 · wf-form4_151622361809620.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,159

Read SEC document
January 15, 2018 Filed Jan 17, 2018 21:19 UTC GrantCommon Stock 113 $85.29 $9,637.77
Disclosure

SEC source: 0000059478-18-000012 · wf-form4_151622397706861.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,426

Read SEC document
December 18, 2017 Filed Dec 20, 2017 20:20 UTC GrantCommon Stock 127 $86.08 $10,932.16
Disclosure

SEC source: 0000059478-17-000257 · wf-form4_151380124434505.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,502

Read SEC document
December 18, 2017 Filed Dec 20, 2017 20:26 UTC GrantCommon Stock 112 $86.08 $9,640.96
Disclosure

SEC source: 0000059478-17-000259 · wf-form4_151380157685568.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313

Read SEC document
December 13, 2017 Filed Dec 14, 2017 16:26 UTC SaleCommon Stock 8,300 $88.89 $737,753.80
Disclosure

SEC source: 0001209191-17-065573 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,075,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.76 to $88.99, inclusive.

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December 13, 2017 Filed Dec 14, 2017 16:26 UTC SaleCommon Stock 191,700 $88.17 $16,901,422.20
Disclosure

SEC source: 0001209191-17-065573 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,084,104

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.75 to $88.745, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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December 11, 2017 Filed Dec 13, 2017 20:01 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
SaleCommon Stock 12,500 $86.46 $1,080,750.00
Disclosure

SEC source: 0000059478-17-000249 · wf-form4_151319528674708.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,522

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $86.09 to $86.65. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 11, 2017 Filed Dec 13, 2017 20:05 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
GrantRestricted Stock Unit · Derivative 34,615 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000251 · wf-form4_151319550696770.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,615

Underlying: Common Stock · 34,615 shares

Expires 2021-12-11

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.