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Norton Johna

Disclosed activity across 1 company

Tapewire entity
11395
SEC CIK
0001702471

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELI LILLY & CoLLY · Entity 2794EVP, Global QualityJune 03, 2024June 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELI LILLY & Co

Report date June 03, 2024 · Filed June 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,428 Reported balance After 2024-06-03 transaction · row 1
1 source row

Row 1 · 2024-06-03 · Sale · Disposed 7,056 · Balance 25,428

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $818.80 to $819.59, inclusive. The reporting person undertakes to provide to Eli Lilly and Company, any security holder of Eli Lilly and Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirect401(k)402 Reported balance Holding disclosure · report date 2024-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 402

Common StockSEC Table I · non-derivativeIndirect401(k) - by partner1,770 Reported balance Holding disclosure · report date 2024-06-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,770

F3: The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectby partner128 Reported balance Holding disclosure · report date 2024-06-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 128

F3: The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $818.80 to $819.59, inclusive. The reporting person undertakes to provide to Eli Lilly and Company, any security holder of Eli Lilly and Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 3, 2024 20:14 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 7,056 $819.38 $5,781,545.28
Disclosure

SEC source: 0000059478-24-000139 · wk-form4_1717445655.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,428

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $818.80 to $819.59, inclusive. The reporting person undertakes to provide to Eli Lilly and Company, any security holder of Eli Lilly and Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:19 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 1,308 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000036 · wk-form4_1707945531.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 1,308 shares

Expires 2025-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:19 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,668 $737.26 $1,229,749.68
Disclosure

SEC source: 0000059478-24-000036 · wk-form4_1707945531.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,484

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:24 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 1,268 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000017 · wk-form4_1706909035.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,268 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:24 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 566 $645.61 $365,415.26
Disclosure

SEC source: 0000059478-24-000017 · wk-form4_1706909035.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,816

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:24 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 1,268 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000017 · wk-form4_1706909035.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 20:21 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 1,647 $448.00 $737,856.00
Disclosure

SEC source: 0000059478-23-000188 · wk-form4_1686860461.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,114

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2023.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:21 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 1,647 $444.29 $731,745.63
Disclosure

SEC source: 0000059478-23-000188 · wk-form4_1686860461.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,761

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2023.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:32 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000059478-23-000077 · wf-form4_167701512962950.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,408

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:52 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 1,268 $0.00 $0.00
Disclosure

SEC source: 0000059478-23-000057 · wf-form4_167641155807782.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Underlying: Common Stock · 1,268 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:52 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,507 $345.12 $865,215.84
Disclosure

SEC source: 0000059478-23-000057 · wf-form4_167641155807782.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,908

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:54 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 2,102 $0.00 $0.00
Disclosure

SEC source: 0000059478-23-000037 · wf-form4_167546127265548.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,102 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:54 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 941 $344.15 $323,845.15
Disclosure

SEC source: 0000059478-23-000037 · wf-form4_167546127265548.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,401

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:54 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 2,102 $0.00 $0.00
Disclosure

SEC source: 0000059478-23-000037 · wf-form4_167546127265548.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:22 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 2,102 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000046 · wf-form4_164462174983605.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102

Underlying: Common Stock · 2,102 shares

Expires 2023-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:22 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,294 $243.27 $801,331.38
Disclosure

SEC source: 0000059478-22-000046 · wf-form4_164462174983605.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,240

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:59 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 2,676 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000028 · wf-form4_164392557628191.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,676 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:59 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,194 $245.39 $292,995.66
Disclosure

SEC source: 0000059478-22-000028 · wf-form4_164392557628191.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,946

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:59 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 2,676 $0.00 $0.00
Disclosure

SEC source: 0000059478-22-000028 · wf-form4_164392557628191.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:36 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 2,676 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000052 · wf-form4_161300734811911.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676

Underlying: Common Stock · 2,676 shares

Expires 2022-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:36 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 6,040 $205.77 $1,242,850.80
Disclosure

SEC source: 0000059478-21-000052 · wf-form4_161300734811911.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,464

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 3,435 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000024 · wf-form4_161239548901874.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,435 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,529 $207.97 $317,986.13
Disclosure

SEC source: 0000059478-21-000024 · wf-form4_161239548901874.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,424

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 3,435 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000024 · wf-form4_161239548901874.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Feb 2, 2021 22:16 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000016 · wf-form5_161230415317974.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,518

Read SEC document
March 16, 2020 Filed Mar 18, 2020 14:44 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 4,727 $131.00 $619,237.00
Disclosure

SEC source: 0000059478-20-000074 · wf-form4_158454263137522.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:57 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000054 · wf-form4_158205580329645.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 0

Underlying: Common Stock · 97 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:57 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 34 $141.12 $4,798.08
Disclosure

SEC source: 0000059478-20-000054 · wf-form4_158205580329645.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 128

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:57 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000054 · wf-form4_158205580329645.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:46 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 3,435 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000034 · wf-form4_158163396149191.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,435

Underlying: Common Stock · 3,435 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:46 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,778 $144.25 $256,476.50
Disclosure

SEC source: 0000059478-20-000034 · wf-form4_158163396149191.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,401

Read SEC document
March 07, 2019 Filed Feb 3, 2020 21:50 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 196 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000014 · wf-form5_158076658467404.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,623

Read SEC document
February 16, 2019 Filed Feb 20, 2019 20:52 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000112 · wf-form4_155069590817698.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 97

Underlying: Common Stock · 48 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments, 48 on February 16, 2018; 48 on February 16, 2019; and 97 on February 16, 2020.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 20:52 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 17 $122.48 $2,082.16
Disclosure

SEC source: 0000059478-19-000112 · wf-form4_155069590817698.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 65

Read SEC document
February 16, 2019 Filed Feb 20, 2019 20:52 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000112 · wf-form4_155069590817698.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:22 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,958 $120.17 $355,462.86
Disclosure

SEC source: 0000059478-19-000057 · wf-form4_154949893755930.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,817

Read SEC document
February 04, 2019 Filed Feb 20, 2019 20:46 UTC Amendment ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,960 $120.17 $355,703.20
Disclosure

SEC source: 0000059478-19-000109 · wf-form4a_155069557190530.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
November 03, 2018 Filed Nov 6, 2018 18:25 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000258 · wf-form4_154152872203725.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,133 shares

Expires 2018-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
November 03, 2018 Filed Nov 6, 2018 18:25 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,366 $106.75 $145,820.50
Disclosure

SEC source: 0000059478-18-000258 · wf-form4_154152872203725.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,859

Read SEC document
November 03, 2018 Filed Nov 6, 2018 18:25 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000258 · wf-form4_154152872203725.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 15:28 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000091 · wf-form4_151922689429729.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 145

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments, 48 on February 16, 2018; 48 on February 16, 2019; and 97 on February 16, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments, 48 on February 16, 2018; 48 on February 16, 2019; and 97 on February 16, 2020.

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February 16, 2018 Filed Feb 21, 2018 15:28 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 14 $78.02 $1,092.28
Disclosure

SEC source: 0000059478-18-000091 · wf-form4_151922689429729.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 34

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February 16, 2018 Filed Feb 21, 2018 15:28 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000091 · wf-form4_151922689429729.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2018 Filed Jan 31, 2018 23:08 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,599 $87.60 $140,072.40
Disclosure

SEC source: 0000059478-18-000046 · wf-form4_151744008557820.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,092

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.