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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 3, 2018 20:26 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000138 · wf-form4_152537915780405.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:29 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
Exercise / conversionRestricted Stock Unit · Derivative 13,750 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000140 · wf-form4_152537932835597.xml · derivative · entry 3

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two equal installments on May 1, 2018 and May 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in two equal installments on May 1, 2018 and May 1, 2019.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:29 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
Tax withholdingCommon Stock 5,324 $81.07 $431,616.68
Disclosure

SEC source: 0000059478-18-000140 · wf-form4_152537932835597.xml · nonDerivative · entry 2

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,426

Read SEC document
May 01, 2018 Filed May 3, 2018 20:29 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000140 · wf-form4_152537932835597.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:34 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000142 · wf-form4_152537963067006.xml · derivative · entry 5

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:34 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 8,716 $81.07 $706,606.12
Disclosure

SEC source: 0000059478-18-000142 · wf-form4_152537963067006.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,485

Read SEC document
May 01, 2018 Filed May 3, 2018 20:34 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000142 · wf-form4_152537963067006.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 16:38 UTC SaleCommon Stock 1,100 $81.57 $89,728.10
Disclosure

SEC source: 0001209191-18-026160 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,895,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.50 to $81.62, inclusive.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 16:38 UTC SaleCommon Stock 178,900 $80.85 $14,463,886.10
Disclosure

SEC source: 0001209191-18-026160 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,896,904

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.50 to $81.49, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 19:29 UTC
Mahony SusanSVP & Pres., Lilly Oncology
SaleCommon Stock 17,379 $80.08 $1,391,710.32
Disclosure

SEC source: 0000059478-18-000123 · wf-form4_152399337145959.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,273

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:51 UTC GrantCommon Stock 136 $80.12 $10,896.32
Disclosure

SEC source: 0000059478-18-000125 · wf-form4_152405944503575.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,322

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:54 UTC GrantCommon Stock 68 $80.12 $5,448.16
Disclosure

SEC source: 0000059478-18-000127 · wf-form4_152405963264751.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,776

Read SEC document
April 16, 2018 Filed Apr 18, 2018 13:57 UTC GrantCommon Stock 121 $80.12 $9,694.52
Disclosure

SEC source: 0000059478-18-000129 · wf-form4_152405979708318.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Read SEC document
April 16, 2018 Filed Feb 1, 2019 19:38 UTC Amendment
Mahony SusanSVP & Pres., Lilly Oncology
SaleCommon Stock 17,379 $80.08 $1,391,710.32
Disclosure

SEC source: 0000059478-19-000022 · wf-form4a_154904987716452.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,685

F1 · balance_after: This amendment is being filed to correct the total holdings held by the reporting person following the transaction reported on the original Form 4 filed on April 17, 2018.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 19:29 UTC
Mahony SusanSVP & Pres., Lilly Oncology
SaleCommon Stock 5,165 $80.14 $413,923.10
Disclosure

SEC source: 0000059478-18-000123 · wf-form4_152399337145959.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,652

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.41. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:02 UTC GrantCommon Stock 139 $78.57 $10,921.23
Disclosure

SEC source: 0000059478-18-000117 · wf-form4_152165174107261.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,186

Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:08 UTC GrantCommon Stock 69 $78.57 $5,421.33
Disclosure

SEC source: 0000059478-18-000119 · wf-form4_152165212020781.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,708

Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:12 UTC GrantCommon Stock 123 $78.57 $9,664.11
Disclosure

SEC source: 0000059478-18-000121 · wf-form4_152165232410775.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714

Read SEC document
March 16, 2018 Filed Mar 20, 2018 16:06 UTC
Smiley Joshua LSVP and CFO
SaleCommon Stock 3,000 $79.20 $237,600.00
Disclosure

SEC source: 0000059478-18-000115 · wf-form4_152156199292929.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,029

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2018.

Read SEC document
March 13, 2018 Filed Feb 1, 2019 19:09 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000020 · wf-form5_154904812376432.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,258

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:30 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 860 $76.50 $65,790.00
Disclosure

SEC source: 0000059478-18-000105 · wf-form4_152028183233987.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 1,637

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:42 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 876 $77.55 $67,933.80
Disclosure

SEC source: 0000059478-18-000103 · wf-form4_151942570989986.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 2,472

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:12 UTC GrantCommon Stock 141 $77.55 $10,934.55
Disclosure

SEC source: 0000059478-18-000094 · wf-form4_151933751772555.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,768

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:15 UTC GrantCommon Stock 70 $77.55 $5,428.50
Disclosure

SEC source: 0000059478-18-000096 · wf-form4_151933770540908.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,229

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:17 UTC GrantCommon Stock 125 $77.55 $9,693.75
Disclosure

SEC source: 0000059478-18-000098 · wf-form4_151933782402531.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553

Read SEC document
February 16, 2018 Filed Feb 21, 2018 15:28 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000091 · wf-form4_151922689429729.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 145

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments, 48 on February 16, 2018; 48 on February 16, 2019; and 97 on February 16, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments, 48 on February 16, 2018; 48 on February 16, 2019; and 97 on February 16, 2020.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 15:28 UTC
Norton JohnaSenior VP, Global Quality
Tax withholdingCommon Stock 14 $78.02 $1,092.28
Disclosure

SEC source: 0000059478-18-000091 · wf-form4_151922689429729.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 34

Read SEC document
February 16, 2018 Filed Feb 21, 2018 15:28 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000091 · wf-form4_151922689429729.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 15:47 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
GrantRestricted Stock Unit · Derivative 7,871 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000080 · wf-form4_151853685912764.xml · derivative · entry 3

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,871

Underlying: Common Stock · 7,871 shares

Expires 2021-02-09

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 23:37 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
SaleCommon Stock 9,625 $81.12 $780,780.00
Disclosure

SEC source: 0000059478-18-000076 · wf-form4_151787382601710.xml · nonDerivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,201

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $80.80 to $81.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 05, 2018 Filed Feb 5, 2018 23:39 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 900 $81.09 $72,981.00
Disclosure

SEC source: 0000059478-18-000078 · wf-form4_151787395689915.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:09 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionRestricted Stock Unit · Derivative 6,398 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000058 · wf-form4_151787218358969.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,398 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:09 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 2,789 $81.45 $227,164.05
Disclosure

SEC source: 0000059478-18-000058 · wf-form4_151787218358969.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,318

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:09 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 6,398 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000058 · wf-form4_151787218358969.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:12 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Exercise / conversionRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000060 · wf-form4_151787233130801.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:12 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Tax withholdingCommon Stock 9,512 $81.45 $774,752.40
Disclosure

SEC source: 0000059478-18-000060 · wf-form4_151787233130801.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,468

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:12 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Exercise / conversionCommon Stock 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000060 · wf-form4_151787233130801.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:15 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 17,060 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000062 · wf-form4_151787249497944.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,060 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:15 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 7,609 $81.45 $619,753.05
Disclosure

SEC source: 0000059478-18-000062 · wf-form4_151787249497944.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,211

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:15 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 17,060 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000062 · wf-form4_151787249497944.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:19 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 24,524 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000064 · wf-form4_151787272781244.xml · derivative · entry 4

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,524 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:19 UTC
Harrington Michael JSenior VP and General Counsel
Tax withholdingCommon Stock 10,811 $81.45 $880,555.95
Disclosure

SEC source: 0000059478-18-000064 · wf-form4_151787272781244.xml · nonDerivative · entry 2

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,927

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:19 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionCommon Stock 24,524 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000064 · wf-form4_151787272781244.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:21 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Exercise / conversionRestricted Stock Unit · Derivative 36,252 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000066 · wf-form4_151787287602417.xml · derivative · entry 4

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,252 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2018 Filed Feb 5, 2018 23:21 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Tax withholdingCommon Stock 16,169 $81.45 $1,316,965.05
Disclosure

SEC source: 0000059478-18-000066 · wf-form4_151787287602417.xml · nonDerivative · entry 2

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,126

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February 01, 2018 Filed Feb 5, 2018 23:21 UTC
Lundberg Jan MEVP,Science&Tech and Pres. LRL
Exercise / conversionCommon Stock 36,252 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000066 · wf-form4_151787287602417.xml · nonDerivative · entry 1

Lundberg Jan M · CIK 0001480120 · EVP,Science&Tech and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:24 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000068 · wf-form4_151787307587534.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:24 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Tax withholdingCommon Stock 9,533 $81.45 $776,462.85
Disclosure

SEC source: 0000059478-18-000068 · wf-form4_151787307587534.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,817

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February 01, 2018 Filed Feb 5, 2018 23:24 UTC
Mahony SusanSVP & Pres., Lilly Oncology
Exercise / conversionCommon Stock 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000068 · wf-form4_151787307587534.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:31 UTC
Ricks David ADirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000072 · wf-form4_151787345344416.xml · derivative · entry 5

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.