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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 4, 2019 19:13 UTC SaleCommon Stock 58,717 $128.97 $7,572,790.21
Disclosure

SEC source: 0001209191-19-015363 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,015,304

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.85 to $129.345, inclusive.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:13 UTC SaleCommon Stock 106,854 $128.55 $13,736,081.70
Disclosure

SEC source: 0001209191-19-015363 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,074,021

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.85 to $128.84, inclusive.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:13 UTC SaleCommon Stock 44,429 $127.45 $5,662,342.76
Disclosure

SEC source: 0001209191-19-015363 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,180,875

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.845 to $127.84, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

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March 01, 2019 Filed Mar 5, 2019 20:51 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 1,000 $127.01 $127,010.00
Disclosure

SEC source: 0000059478-19-000127 · wf-form4_155181906182227.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,595

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2018.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 18:25 UTC SaleCommon Stock 33,200 $127.45 $4,231,472.80
Disclosure

SEC source: 0001209191-19-014881 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,225,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.2472 to $127.6522, inclusive.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 18:25 UTC SaleCommon Stock 166,800 $126.58 $21,113,544.00
Disclosure

SEC source: 0001209191-19-014881 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,258,504

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.1837 to $127.1198, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:06 UTC SaleCommon Stock 195,000 $124.19 $24,217,635.00
Disclosure

SEC source: 0001209191-19-012949 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,425,304

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.90 to $124.74, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 20:53 UTC
Walker KarenDirector
GrantCommon Stock 81 $122.13 $9,892.53
Disclosure

SEC source: 0000059478-19-000113 · wf-form4_155069597015640.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Read SEC document
February 19, 2019 Filed Feb 20, 2019 20:53 UTC GrantCommon Stock 16 $122.13 $1,954.08
Disclosure

SEC source: 0000059478-19-000114 · wf-form4_155069602441995.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,263

Read SEC document
February 19, 2019 Filed Feb 20, 2019 20:55 UTC GrantCommon Stock 55 $122.13 $6,717.15
Disclosure

SEC source: 0000059478-19-000115 · wf-form4_155069608721083.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,255

Read SEC document
February 19, 2019 Filed Feb 20, 2019 20:56 UTC GrantCommon Stock 87 $122.13 $10,625.31
Disclosure

SEC source: 0000059478-19-000116 · wf-form4_155069614700112.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,294

Read SEC document
February 19, 2019 Filed Feb 20, 2019 20:56 UTC GrantCommon Stock 89 $122.13 $10,869.57
Disclosure

SEC source: 0000059478-19-000117 · wf-form4_155069620500460.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,462

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:35 UTC SaleCommon Stock 21,380 $123.14 $2,632,690.44
Disclosure

SEC source: 0001209191-19-011431 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,620,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.00 to $123.32, inclusive.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 18:35 UTC SaleCommon Stock 183,620 $122.40 $22,475,822.48
Disclosure

SEC source: 0001209191-19-011431 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,641,684

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.00 to $122.995, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 20:52 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000112 · wf-form4_155069590817698.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 97

Underlying: Common Stock · 48 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments, 48 on February 16, 2018; 48 on February 16, 2019; and 97 on February 16, 2020.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 20:52 UTC
Norton JohnaSenior VP, Global Quality
Tax withholdingCommon Stock 17 $122.48 $2,082.16
Disclosure

SEC source: 0000059478-19-000112 · wf-form4_155069590817698.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 65

Read SEC document
February 16, 2019 Filed Feb 20, 2019 20:52 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000112 · wf-form4_155069590817698.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 20:37 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
SaleCommon Stock 25,000 $121.00 $3,025,000.00
Disclosure

SEC source: 0000059478-19-000103 · wf-form4_155069505836534.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,962

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

Read SEC document
February 11, 2019 Filed Jun 4, 2019 17:57 UTC
Harrington Michael JSenior VP and General Counsel
GiftCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000199 · wf-form4_155967100770907.xml · nonDerivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 62,500

F3 · kind: Bonafide gift of securities for the benefit of reporting persons spouse. Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 11, 2019 Filed Jun 4, 2019 17:57 UTC
Harrington Michael JSenior VP and General Counsel
GiftCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000199 · wf-form4_155967100770907.xml · nonDerivative · entry 2

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,800

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:00 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 4,896 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000049 · wf-form4_154949760502486.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Stock · 4,896 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:00 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 7,411 $120.17 $890,579.87
Disclosure

SEC source: 0000059478-19-000049 · wf-form4_154949760502486.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,820

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:02 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
GrantRestricted Stock Unit · Derivative 20,397 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000051 · wf-form4_154949776150306.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,397

Underlying: Common Stock · 20,397 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:02 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
GrantCommon Stock 26,681 $120.17 $3,206,255.77
Disclosure

SEC source: 0000059478-19-000051 · wf-form4_154949776150306.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,961

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:10 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 13,055 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000053 · wf-form4_154949824035558.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,055

Underlying: Common Stock · 13,055 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:10 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 19,404 $120.17 $2,331,778.68
Disclosure

SEC source: 0000059478-19-000053 · wf-form4_154949824035558.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,509

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:16 UTC
Harrington Michael JSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 18,765 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000055 · wf-form4_154949856017746.xml · derivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,765

Underlying: Common Stock · 18,765 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:16 UTC
Harrington Michael JSenior VP and General Counsel
GrantCommon Stock 28,155 $120.17 $3,383,386.35
Disclosure

SEC source: 0000059478-19-000055 · wf-form4_154949856017746.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,299

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:22 UTC
Norton JohnaSenior VP, Global Quality
GrantCommon Stock 2,958 $120.17 $355,462.86
Disclosure

SEC source: 0000059478-19-000057 · wf-form4_154949893755930.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,817

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:29 UTC
Ricks David ADirector · President & CEO
GrantRestricted Stock Unit · Derivative 69,350 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000059 · wf-form4_154949934152598.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,350

Underlying: Common Stock · 69,350 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:29 UTC
Ricks David ADirector · President & CEO
GrantCommon Stock 26,567 $120.17 $3,192,556.39
Disclosure

SEC source: 0000059478-19-000059 · wf-form4_154949934152598.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,790

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:36 UTC
Shah Aarti S.SVP & CIO
GrantCommon Stock 5,939 $120.17 $713,689.63
Disclosure

SEC source: 0000059478-19-000061 · wf-form4_154949977670609.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,224

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:39 UTC
Skovronsky DanielSVP, CSO, and Pres. LRL
GrantCommon Stock 15,619 $120.17 $1,876,935.23
Disclosure

SEC source: 0000059478-19-000063 · wf-form4_154949997417000.xml · nonDerivative · entry 1

Skovronsky Daniel · CIK 0001741474 · SVP, CSO, and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,818

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:53 UTC
White Anne E.SVP & Pres-Lilly Oncology
GrantCommon Stock 7,246 $120.17 $870,751.82
Disclosure

SEC source: 0000059478-19-000065 · wf-form4_154950080990103.xml · nonDerivative · entry 1

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,043

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:58 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantRestricted Stock Unit · Derivative 16,317 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000067 · wf-form4_154950111330041.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,317

Underlying: Common Stock · 16,317 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:58 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantCommon Stock 21,224 $120.17 $2,550,488.08
Disclosure

SEC source: 0000059478-19-000067 · wf-form4_154950111330041.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,806

Read SEC document
February 04, 2019 Filed Feb 7, 2019 01:02 UTC
Smiley Joshua LSVP and CFO
GrantCommon Stock 9,954 $120.17 $1,196,172.18
Disclosure

SEC source: 0000059478-19-000069 · wf-form4_154950131872045.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

Read SEC document
February 04, 2019 Filed Feb 7, 2019 01:10 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 8,592 $120.17 $1,032,500.64
Disclosure

SEC source: 0000059478-19-000073 · wf-form4_154950181957323.xml · nonDerivative · entry 4

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,645

Read SEC document
February 04, 2019 Filed Feb 7, 2019 01:10 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 4,635 $120.17 $556,987.95
Disclosure

SEC source: 0000059478-19-000073 · wf-form4_154950181957323.xml · nonDerivative · entry 3

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 57,319

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 01:29 UTC
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 3,243 $120.17 $389,711.31
Disclosure

SEC source: 0000059478-19-000075 · wf-form4_154950296898330.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,593

Read SEC document
February 04, 2019 Filed Feb 20, 2019 20:39 UTC Amendment
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 8,593 $120.17 $1,032,620.81
Disclosure

SEC source: 0000059478-19-000104 · wf-form4a_155069516133288.xml · nonDerivative · entry 2

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,646

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
February 04, 2019 Filed Feb 20, 2019 20:39 UTC Amendment
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 4,690 $120.17 $563,597.30
Disclosure

SEC source: 0000059478-19-000104 · wf-form4a_155069516133288.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 57,374

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F2 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 04, 2019 Filed Feb 20, 2019 20:40 UTC Amendment
Smiley Joshua LSVP and CFO
GrantCommon Stock 9,955 $120.17 $1,196,292.35
Disclosure

SEC source: 0000059478-19-000105 · wf-form4a_155069523325169.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,984

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
February 04, 2019 Filed Feb 20, 2019 20:42 UTC Amendment
Harrington Michael JSenior VP and General Counsel
GrantCommon Stock 28,156 $120.17 $3,383,506.52
Disclosure

SEC source: 0000059478-19-000106 · wf-form4a_155069532226405.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,300

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
February 04, 2019 Filed Feb 20, 2019 20:43 UTC Amendment
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
GrantCommon Stock 26,682 $120.17 $3,206,375.94
Disclosure

SEC source: 0000059478-19-000107 · wf-form4a_155069540134470.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,962

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

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February 04, 2019 Filed Feb 20, 2019 20:45 UTC Amendment
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 19,405 $120.17 $2,331,898.85
Disclosure

SEC source: 0000059478-19-000108 · wf-form4a_155069548851317.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,510

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

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February 04, 2019 Filed Feb 20, 2019 20:46 UTC Amendment
Norton JohnaSenior VP, Global Quality
GrantCommon Stock 2,960 $120.17 $355,703.20
Disclosure

SEC source: 0000059478-19-000109 · wf-form4a_155069557190530.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

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February 04, 2019 Filed Feb 20, 2019 20:47 UTC Amendment
Shah Aarti S.SVP & CIO
GrantCommon Stock 5,940 $120.17 $713,809.80
Disclosure

SEC source: 0000059478-19-000110 · wf-form4a_155069565002259.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,225

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

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February 04, 2019 Filed Feb 20, 2019 20:50 UTC Amendment
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 3,245 $120.17 $389,951.65
Disclosure

SEC source: 0000059478-19-000111 · wf-form4a_155069579900786.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,595

F1 · shares: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

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February 01, 2019 Filed Feb 5, 2019 23:43 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000032 · wf-form4_154941021277393.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.