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LLY

ELI LILLY & Co

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Tapewire entity
2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 17, 2021 20:38 UTC GrantCommon Stock 10 $189.16 $1,891.60
Disclosure

SEC source: 0000059478-21-000098 · wf-form4_161601346433205.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,819

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:41 UTC GrantCommon Stock 58 $189.16 $10,971.28
Disclosure

SEC source: 0000059478-21-000100 · wf-form4_161601369690417.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,459

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:59 UTC SaleCommon Stock 1,726 $211.90 $365,741.13
Disclosure

SEC source: 0001209191-21-019413 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,302,100

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.82 to $212.04, inclusive.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:59 UTC SaleCommon Stock 7,720 $211.13 $1,629,946.76
Disclosure

SEC source: 0001209191-21-019413 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,303,826

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.80 to $211.60, inclusive.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:59 UTC SaleCommon Stock 17,270 $210.28 $3,631,501.06
Disclosure

SEC source: 0001209191-21-019413 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,311,546

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.80 to $210.77, inclusive.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 19:59 UTC SaleCommon Stock 33,243 $209.12 $6,951,842.65
Disclosure

SEC source: 0001209191-21-019413 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,328,816

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.80 to $209.79, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 17:26 UTC SaleCommon Stock 60,874 $210.12 $12,790,723.13
Disclosure

SEC source: 0001209191-21-018870 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,362,059

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.8037 to $210.7578, inclusive.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 17:26 UTC SaleCommon Stock 64,410 $209.29 $13,480,368.90
Disclosure

SEC source: 0001209191-21-018870 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,422,933

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.80 to $209.79, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:19 UTC
Hakim AnatSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 7,928 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000094 · wf-form4_161480994384681.xml · derivative · entry 3

Hakim Anat · CIK 0001685556 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 7,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments, 7,928 on March 1, 2021 and 7,929 on March 1, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments, 7,928 on March 1, 2021 and 7,929 on March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:19 UTC
Hakim AnatSVP, GC & Secretary
Tax withholdingCommon Stock 3,493 $204.89 $715,680.77
Disclosure

SEC source: 0000059478-21-000094 · wf-form4_161480994384681.xml · nonDerivative · entry 2

Hakim Anat · CIK 0001685556 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,435

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:19 UTC
Hakim AnatSVP, GC & Secretary
Exercise / conversionCommon Stock 7,928 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000094 · wf-form4_161480994384681.xml · nonDerivative · entry 1

Hakim Anat · CIK 0001685556 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:26 UTC GrantCommon Stock 53 $207.76 $11,011.28
Disclosure

SEC source: 0000059478-21-000086 · wf-form4_161368359149440.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,198

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:29 UTC GrantCommon Stock 10 $205.76 $2,057.60
Disclosure

SEC source: 0000059478-21-000088 · wf-form4_161368376930201.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,750

F1 · shares: At the election of the reporting person, the shares acquired pursuant to this filing have been deferred in lieu of cash compensation as stock units under the Lilly Directors' Deferral Plan and will be settled in shares of common stock following the reporting person's separation from service.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:27 UTC GrantCommon Stock 7,975 $205.77 $1,641,015.75
Disclosure

SEC source: 0000059478-21-000042 · wf-form4_161300682800162.xml · nonDerivative · entry 1

Ashkenazi Anat · CIK 0001761679 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,675

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:29 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 4,014 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000044 · wf-form4_161300696896190.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,014

Underlying: Common Stock · 4,014 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:29 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 9,594 $205.77 $1,974,157.38
Disclosure

SEC source: 0000059478-21-000044 · wf-form4_161300696896190.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,616

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:31 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 10,170 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000046 · wf-form4_161300706667100.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,170

Underlying: Common Stock · 10,170 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:31 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 26,133 $205.77 $5,377,387.41
Disclosure

SEC source: 0000059478-21-000046 · wf-form4_161300706667100.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,676

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:32 UTC
Jonsson PatrikSVP & President Lilly USA
GrantCommon Stock 5,595 $205.77 $1,151,283.15
Disclosure

SEC source: 0000059478-21-000048 · wf-form4_161300715740126.xml · nonDerivative · entry 1

Jonsson Patrik · CIK 0001786054 · SVP & President Lilly USA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,674

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:34 UTC
Mason Michael BSr. VP & Pres., Lilly Diabetes
GrantCommon Stock 6,350 $205.77 $1,306,639.50
Disclosure

SEC source: 0000059478-21-000050 · wf-form4_161300725044581.xml · nonDerivative · entry 1

Mason Michael B · CIK 0001799419 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,894

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:36 UTC
Norton JohnaSenior VP, Global Quality
GrantRestricted Stock Unit · Derivative 2,676 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000052 · wf-form4_161300734811911.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676

Underlying: Common Stock · 2,676 shares

Expires 2022-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:36 UTC
Norton JohnaSenior VP, Global Quality
GrantCommon Stock 6,040 $205.77 $1,242,850.80
Disclosure

SEC source: 0000059478-21-000052 · wf-form4_161300734811911.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,464

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:37 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantRestricted Stock Unit · Derivative 8,565 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000054 · wf-form4_161300744414496.xml · derivative · entry 4

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,565

Underlying: Common Stock · 8,565 shares

Expires 2022-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:37 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 21,052 $205.77 $4,331,870.04
Disclosure

SEC source: 0000059478-21-000054 · wf-form4_161300744414496.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,533

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:39 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
GrantRestricted Stock Unit · Derivative 4,416 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000056 · wf-form4_161300753846399.xml · derivative · entry 2

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,416

Underlying: Common Stock · 4,416 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:39 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
GrantCommon Stock 10,791 $205.77 $2,220,464.07
Disclosure

SEC source: 0000059478-21-000056 · wf-form4_161300753846399.xml · nonDerivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,529

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:41 UTC
Ricks David ADirector · President & CEO
GrantRestricted Stock Unit · Derivative 56,205 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000058 · wf-form4_161300764206200.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,205

Underlying: Common Stock · 56,205 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:41 UTC
Ricks David ADirector · President & CEO
GrantCommon Stock 130,343 $205.77 $26,820,679.11
Disclosure

SEC source: 0000059478-21-000058 · wf-form4_161300764206200.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,244

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:43 UTC
Shah Aarti S.SVP & CIDO
GrantRestricted Stock Unit · Derivative 4,550 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000060 · wf-form4_161300776263267.xml · derivative · entry 3

Shah Aarti S. · CIK 0001725292 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:43 UTC
Shah Aarti S.SVP & CIDO
GrantCommon Stock 11,033 $205.77 $2,270,260.41
Disclosure

SEC source: 0000059478-21-000060 · wf-form4_161300776263267.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,622

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:44 UTC
Skovronsky DanielSVP, CSO, and Pres. LRL
GrantRestricted Stock Unit · Derivative 18,735 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000062 · wf-form4_161300786939313.xml · derivative · entry 2

Skovronsky Daniel · CIK 0001741474 · SVP, CSO, and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,735

Underlying: Common Stock · 18,735 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:44 UTC
Skovronsky DanielSVP, CSO, and Pres. LRL
GrantCommon Stock 18,521 $205.77 $3,811,066.17
Disclosure

SEC source: 0000059478-21-000062 · wf-form4_161300786939313.xml · nonDerivative · entry 1

Skovronsky Daniel · CIK 0001741474 · SVP, CSO, and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,680

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:46 UTC
Smiley Joshua LFormer Officer
GrantCommon Stock 25,409 $205.77 $5,228,409.93
Disclosure

SEC source: 0000059478-21-000064 · wf-form4_161300799296197.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,659

F1 · security: Represents a payout of 75% of the 2018-2020 shareholder value award in connection with the Separation Agreement between Mr. Smiley and the Company dated February 8, 2021.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:48 UTC
White Anne E.SVP & Pres-Lilly Oncology
GrantRestricted Stock Unit · Derivative 9,368 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000066 · wf-form4_161300810149825.xml · derivative · entry 2

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,368

Underlying: Common Stock · 9,368 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:48 UTC
White Anne E.SVP & Pres-Lilly Oncology
GrantCommon Stock 4,718 $205.77 $970,822.86
Disclosure

SEC source: 0000059478-21-000066 · wf-form4_161300810149825.xml · nonDerivative · entry 1

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,840

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:50 UTC
Yuffa IlyaSVP and Pres, Lilly Bio-Meds
GrantCommon Stock 3,536 $205.77 $727,602.72
Disclosure

SEC source: 0000059478-21-000068 · wf-form4_161300819720563.xml · nonDerivative · entry 1

Yuffa Ilya · CIK 0001826001 · SVP and Pres, Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,349

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:51 UTC
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 4,247 $205.77 $873,905.19
Disclosure

SEC source: 0000059478-21-000070 · wf-form4_161300828293741.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,987

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:53 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantRestricted Stock Unit · Derivative 10,706 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000072 · wf-form4_161300839694269.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,706

Underlying: Common Stock · 10,706 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:53 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantCommon Stock 29,037 $205.77 $5,974,943.49
Disclosure

SEC source: 0000059478-21-000072 · wf-form4_161300839694269.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,947

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:29 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionRestricted Stock Unit · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000020 · wf-form4_161239497033708.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,445 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:29 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 2,403 $207.97 $499,751.91
Disclosure

SEC source: 0000059478-21-000020 · wf-form4_161239497033708.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:29 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 5,445 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000020 · wf-form4_161239497033708.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:33 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 15,078 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000022 · wf-form4_161239521546685.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,078 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:33 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 6,746 $207.97 $1,402,965.62
Disclosure

SEC source: 0000059478-21-000022 · wf-form4_161239521546685.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,543

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:33 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 15,078 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000022 · wf-form4_161239521546685.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2021 Filed Feb 3, 2021 23:38 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 3,435 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000024 · wf-form4_161239548901874.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,435 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2021 Filed Feb 3, 2021 23:38 UTC
Norton JohnaSenior VP, Global Quality
Tax withholdingCommon Stock 1,529 $207.97 $317,986.13
Disclosure

SEC source: 0000059478-21-000024 · wf-form4_161239548901874.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,424

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February 01, 2021 Filed Feb 3, 2021 23:38 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionCommon Stock 3,435 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000024 · wf-form4_161239548901874.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2021 Filed Feb 3, 2021 23:51 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 6,282 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000028 · wf-form4_161239627141009.xml · derivative · entry 3

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,282 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:51 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 2,854 $207.97 $593,546.38
Disclosure

SEC source: 0000059478-21-000028 · wf-form4_161239627141009.xml · nonDerivative · entry 2

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,738

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.