Tapewire

Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 29, 2024 Filed Mar 4, 2024 22:22 UTC
KOZY WILLIAM ADirector · Chairman and CEO
Tax withholdingOrdinary Shares 4,871 $54.81 $266,979.51
Disclosure

SEC source: 0001639691-24-000028 · wk-form4_1709590946.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,462

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:22 UTC
KOZY WILLIAM ADirector · Chairman and CEO
Exercise / conversionOrdinary Shares 14,512 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000028 · wk-form4_1709590946.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,468 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000003 · wk-form4_1704316464.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the RSU Agreement. The service of the reporting persons ceased on December 31, 2023, and, per section 2.2(b) of the grant notice, the reporting person received 1,468 ordinary shares and the remaining 1,212 RSUs were forfeited.

F4 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the RSU Agreement. The service of the reporting persons ceased on December 31, 2023, and, per section 2.2(b) of the grant notice, the reporting person received 1,468 ordinary shares and the remaining 1,212 RSUs were forfeited.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:14 UTC Tax withholdingOrdinary Shares 314 $51.74 $16,246.36
Disclosure

SEC source: 0001639691-24-000003 · wk-form4_1704316464.xml · nonDerivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,799

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:14 UTC Exercise / conversionOrdinary Shares 1,468 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000003 · wk-form4_1704316464.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:33 UTC GrantRestricted Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000121 · wk-form4_1703021602.xml · derivative · entry 1

Barry James Christopher · CIK 0001756949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,709

Underlying: Ordinary Shares · 1,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on December 15, 2024, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on December 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:48 UTC
KOZY WILLIAM ADirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 14,512 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000123 · wk-form4_1703022514.xml · derivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,512

Underlying: Ordinary Shares · 14,512 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F2 · derivative.exercise_date: On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse upon the earlier of (i) the commencement of employment of a successor Chief Executive Officer and (ii) April 13, 2024, subject to Mr. Kozy's continued employment through such vesting date.

F2 · derivative.expiration_date: On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse upon the earlier of (i) the commencement of employment of a successor Chief Executive Officer and (ii) April 13, 2024, subject to Mr. Kozy's continued employment through such vesting date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:28 UTC
Hutchinson Michael DamonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,254 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000119 · wk-form4_1703021281.xml · derivative · entry 3

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,761

Underlying: Ordinary Shares · 2,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On December 15, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:28 UTC
Hutchinson Michael DamonChief Legal Officer
Tax withholdingOrdinary Shares 904 $50.07 $45,263.28
Disclosure

SEC source: 0001639691-23-000119 · wk-form4_1703021281.xml · nonDerivative · entry 2

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:28 UTC
Hutchinson Michael DamonChief Legal Officer
Exercise / conversionOrdinary Shares 2,254 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000119 · wk-form4_1703021281.xml · nonDerivative · entry 1

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 613 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000116 · wk-form4_1703020595.xml · derivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613

Underlying: Ordinary Shares · 613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On December 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On December 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on December 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:16 UTC Tax withholdingOrdinary Shares 167 $50.07 $8,361.69
Disclosure

SEC source: 0001639691-23-000116 · wk-form4_1703020595.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,381

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:16 UTC Exercise / conversionOrdinary Shares 613 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000116 · wk-form4_1703020595.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
October 14, 2023 Filed Oct 18, 2023 00:01 UTC Exercise / conversionRestricted Stock Units · Derivative 10,311 $47.94 $494,309.34
Disclosure

SEC source: 0001639691-23-000104 · wk-form4_1697587279.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse in full on October 14, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse in full on October 14, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
October 14, 2023 Filed Oct 18, 2023 00:01 UTC Tax withholdingOrdinary Shares 3,729 $47.94 $178,768.26
Disclosure

SEC source: 0001639691-23-000104 · wk-form4_1697587279.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,821

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
October 14, 2023 Filed Oct 18, 2023 00:01 UTC Exercise / conversionOrdinary Shares 10,311 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000104 · wk-form4_1697587279.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:08 UTC
Story BrookeDirector
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000084 · wf-form4_169515771652179.xml · derivative · entry 3

Story Brooke · CIK 0001866136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On September 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on September 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On September 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on September 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:08 UTC
Story BrookeDirector
Tax withholdingOrdinary Shares 345 $57.80 $19,941.00
Disclosure

SEC source: 0001639691-23-000084 · wf-form4_169515771652179.xml · nonDerivative · entry 2

Story Brooke · CIK 0001866136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:08 UTC
Story BrookeDirector
Exercise / conversionOrdinary Shares 1,725 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000084 · wf-form4_169515771652179.xml · nonDerivative · entry 1

Story Brooke · CIK 0001866136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:58 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000082 · wf-form4_169515710175363.xml · derivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On September 15, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On September 15, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on September 15, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:58 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 207 $56.80 $11,757.60
Disclosure

SEC source: 0001639691-23-000082 · wf-form4_169515710175363.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,541

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:58 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 440 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000082 · wf-form4_169515710175363.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:35 UTC
Story BrookeDirector
GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000065 · wf-form4_168728968803531.xml · derivative · entry 1

Story Brooke · CIK 0001866136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F2 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 15:20 UTC GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · derivative · entry 4

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 15:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · derivative · entry 3

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 15:20 UTC Tax withholdingOrdinary Shares 444 $48.40 $21,489.60
Disclosure

SEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · nonDerivative · entry 2

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,534

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 15:20 UTC Exercise / conversionOrdinary Shares 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000061 · wf-form4_168728881958402.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:36 UTC GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000066 · wf-form4_168728978571453.xml · derivative · entry 4

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:36 UTC Exercise / conversionRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000066 · wf-form4_168728978571453.xml · derivative · entry 3

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F3 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F3 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:36 UTC Tax withholdingOrdinary Shares 445 $48.40 $21,538.00
Disclosure

SEC source: 0001639691-23-000066 · wf-form4_168728978571453.xml · nonDerivative · entry 2

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,637

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June 15, 2023 Filed Jun 20, 2023 19:36 UTC Exercise / conversionOrdinary Shares 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000066 · wf-form4_168728978571453.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

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June 15, 2023 Filed Jun 20, 2023 19:38 UTC GrantRestricted Stock Units · Derivative 10,311 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000067 · wf-form4_168728989041202.xml · derivative · entry 4

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,311

Underlying: Ordinary Shares · 10,311 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F6 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse in full on October 14, 2023, subject to continued service during the vesting period and the award agreement.

F6 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse in full on October 14, 2023, subject to continued service during the vesting period and the award agreement.

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June 15, 2023 Filed Jun 20, 2023 19:38 UTC Exercise / conversionRestricted Stock Units · Derivative 3,284 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000067 · wf-form4_168728989041202.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

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June 15, 2023 Filed Jun 20, 2023 19:38 UTC Tax withholdingOrdinary Shares 515 $48.40 $24,926.00
Disclosure

SEC source: 0001639691-23-000067 · wf-form4_168728989041202.xml · nonDerivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,239

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

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June 15, 2023 Filed Jun 20, 2023 19:38 UTC Exercise / conversionOrdinary Shares 3,284 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000067 · wf-form4_168728989041202.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:32 UTC GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000064 · wf-form4_168728950257396.xml · derivative · entry 4

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

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June 15, 2023 Filed Jun 20, 2023 19:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000064 · wf-form4_168728950257396.xml · derivative · entry 3

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

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June 15, 2023 Filed Jun 20, 2023 19:32 UTC Tax withholdingOrdinary Shares 453 $48.40 $21,925.20
Disclosure

SEC source: 0001639691-23-000064 · wf-form4_168728950257396.xml · nonDerivative · entry 2

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,963

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:32 UTC Exercise / conversionOrdinary Shares 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000064 · wf-form4_168728950257396.xml · nonDerivative · entry 1

SCHERMERHORN TODD C · CIK 0001204654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · derivative · entry 4

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · derivative · entry 3

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC Tax withholdingOrdinary Shares 445 $48.40 $21,538.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · nonDerivative · entry 2

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,650

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:13 UTC Exercise / conversionOrdinary Shares 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000060 · wf-form4_168728837641080.xml · nonDerivative · entry 1

Enxing Seng Stacy · CIK 0001329921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:28 UTC GrantRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000063 · wf-form4_168728929757799.xml · derivative · entry 4

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Ordinary Shares · 2,680 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

F5 · derivative.expiration_date: On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000063 · wf-form4_168728929757799.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

F4 · derivative.expiration_date: On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:28 UTC Tax withholdingOrdinary Shares 445 $48.40 $21,538.00
Disclosure

SEC source: 0001639691-23-000063 · wf-form4_168728929757799.xml · nonDerivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,645

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:28 UTC Exercise / conversionOrdinary Shares 2,082 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000063 · wf-form4_168728929757799.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:39 UTC Exercise / conversionRestricted Stock Units · Derivative 1,577 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000068 · wf-form4_168728997874799.xml · derivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576

Underlying: Ordinary Shares · 1,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on June 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On June 15, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on June 15, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:39 UTC Tax withholdingOrdinary Shares 742 $48.40 $35,912.80
Disclosure

SEC source: 0001639691-23-000068 · wf-form4_168728997874799.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,935

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:39 UTC Exercise / conversionOrdinary Shares 1,577 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000068 · wf-form4_168728997874799.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.