Tapewire

Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2022 Filed Jun 17, 2022 20:19 UTC Exercise / conversionOrdinary Shares 1,577 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000065 · wf-form4_165549716016897.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 13:47 UTC SaleOrdinary Shares 1,000 $83.42 $83,416.00
Disclosure

SEC source: 0001639691-22-000036 · wf-form4_164918081246625.xml · nonDerivative · entry 1

Moore Daniel Jeffrey · CIK 0001400857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,630

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 18, 2021.

F2 · price: Represents weighted average selling price. Securities sold through 7 separate sales on the transaction date at prices ranging from $82.05 to $84.42. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.

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March 30, 2022 Filed Mar 31, 2022 21:16 UTC GrantStock Appreciation Rights · Derivative 35,483 $0.00 Strike: $82.04 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 15

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,483

Underlying: Ordinary Shares · 35,483 shares

Expires not disclosed

F14 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F14 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC GrantPerformance Stock Units · Derivative 9,141 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 14

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Ordinary Shares · 9,141 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC GrantPerformance Stock Units · Derivative 18,283 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 13

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,283

Underlying: Ordinary Shares · 18,283 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC GrantPerformance Stock Units · Derivative 9,141 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 12

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,141

Underlying: Ordinary Shares · 9,141 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's cumulative adjusted free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's cumulative adjusted free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC GrantRestricted Stock Units · Derivative 18,283 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 11

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,283

Underlying: Ordinary Shares · 18,283 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F9 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F9 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 5,120 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 10

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,357

Underlying: Ordinary Shares · 5,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 8,607 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 9

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,213

Underlying: Ordinary Shares · 8,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 3,213 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · derivative · entry 8

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,213

Underlying: Ordinary Shares · 3,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F5 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Tax withholdingOrdinary Shares 2,407 $81.50 $196,170.50
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 7

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,969

F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Exercise / conversionOrdinary Shares 5,120 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 6

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Tax withholdingOrdinary Shares 4,046 $81.50 $329,749.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 5

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,256

F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Exercise / conversionOrdinary Shares 8,607 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 4

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Tax withholdingOrdinary Shares 1,511 $81.50 $123,146.50
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,695

F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:16 UTC Exercise / conversionOrdinary Shares 3,213 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000031 · wf-form4_164876138977763.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC GrantStock Appreciation Rights · Derivative 7,096 $0.00 Strike: $82.04 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 14

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,096

Underlying: Ordinary Shares · 7,096 shares

Expires not disclosed

F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC GrantPerformance Stock Units · Derivative 1,523 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 13

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

Underlying: Ordinary Shares · 1,523 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC GrantPerformance Stock Units · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 12

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Underlying: Ordinary Shares · 3,047 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC GrantPerformance Stock Units · Derivative 1,523 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 11

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

Underlying: Ordinary Shares · 1,523 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F10 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F10 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC GrantRestricted Stock Units · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 10

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Underlying: Ordinary Shares · 3,047 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 9

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

Underlying: Ordinary Shares · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Exercise / conversionRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 8

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

Underlying: Ordinary Shares · 1,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Exercise / conversionRestricted Stock Units · Derivative 578 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · derivative · entry 7

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

Underlying: Ordinary Shares · 578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Tax withholdingOrdinary Shares 401 $81.50 $32,681.50
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 6

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,903

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Exercise / conversionOrdinary Shares 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 5

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Tax withholdingOrdinary Shares 674 $81.50 $54,931.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 4

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,451

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Exercise / conversionOrdinary Shares 1,434 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 3

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Tax withholdingOrdinary Shares 272 $81.50 $22,168.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 2

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,691

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 10:12 UTC Exercise / conversionOrdinary Shares 578 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000035 · wf-form4_164882233847701.xml · nonDerivative · entry 1

Skeffington Keyna Pidcock · CIK 0001712880 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC GrantStock Appreciation Rights · Derivative 8,515 $0.00 Strike: $82.04 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 14

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515

Underlying: Ordinary Shares · 8,515 shares

Expires not disclosed

F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC GrantPerformance Stock Units · Derivative 1,828 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 13

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,828

Underlying: Ordinary Shares · 1,828 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC GrantPerformance Stock Units · Derivative 3,656 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 12

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656

Underlying: Ordinary Shares · 3,656 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC GrantPerformance Stock Units · Derivative 1,828 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 11

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,828

Underlying: Ordinary Shares · 1,828 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F10 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F10 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC GrantRestricted Stock Units · Derivative 3,656 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 10

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656

Underlying: Ordinary Shares · 3,656 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 9

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

Underlying: Ordinary Shares · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionRestricted Stock Units · Derivative 705 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 8

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Ordinary Shares · 705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionRestricted Stock Units · Derivative 393 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · derivative · entry 7

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

Underlying: Ordinary Shares · 393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionOrdinary Shares 401 $81.50 $32,681.50
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · nonDerivative · entry 6

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionOrdinary Shares 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · nonDerivative · entry 5

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Tax withholdingOrdinary Shares 332 $81.50 $27,058.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · nonDerivative · entry 4

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionOrdinary Shares 705 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · nonDerivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Tax withholdingOrdinary Shares 185 $81.50 $15,077.50
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:11 UTC Exercise / conversionOrdinary Shares 393 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000034 · wf-form4_164882224837123.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
GrantStock Appreciation Rights · Derivative 7,096 $82.04 Strike: $82.04 $582,155.84
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 14

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,096

Underlying: Ordinary Shares · 7,096 shares

Expires not disclosed

F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
GrantPerformance Stock Units · Derivative 1,523 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 13

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

Underlying: Ordinary Shares · 1,523 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
GrantPerformance Stock Units · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 12

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Underlying: Ordinary Shares · 3,047 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
GrantPerformance Stock Units · Derivative 1,523 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 11

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

Underlying: Ordinary Shares · 1,523 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F10 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F10 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
GrantRestricted Stock Units · Derivative 3,047 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 10

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Underlying: Ordinary Shares · 3,047 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 14:09 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 9

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

Underlying: Ordinary Shares · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.