Last 12 months
Inside the activity.
3 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 200 | $29.33 | $5,866.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 10 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 500 | $29.33 | $14,665.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 9 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,638 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 1,490 | $30.27 | $45,102.30 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 8 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,138 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 300 | $29.25 | $8,775.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 7 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,628 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 22 | $29.33 | $645.26 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 6 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,928 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 17 | $32.65 | $555.05 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 5 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 1,704 | $30.88 | $52,619.52 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 4 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,967 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 2,000 | $31.33 | $62,660.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 3 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,671 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 2,000 | $31.03 | $62,060.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 2 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,671 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 1,000 | $31.12 | $31,120.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 1 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,671 Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
SaleSeries B Preferred Stock · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 15 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 21,500 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherSeries B Preferred Stock · Derivative | 18,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 14 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 90,895 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
SaleSeries B Preferred Stock · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 13 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 10,070 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F6 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherSeries B Preferred Stock · Derivative | 15,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 12 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 79,215 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
SaleSeries B Preferred Stock · Derivative | 6,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 11 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 30,305 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F5 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherSeries B Preferred Stock · Derivative | 48,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 10 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 241,675 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
SaleSeries B Preferred Stock · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 9 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 10,100 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F4 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherSeries B Preferred Stock · Derivative | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 8 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 51,815 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
SaleSeries B Preferred Stock · Derivative | 2,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 7 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 10,440 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F3 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.exercise_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.expiration_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherSeries B Preferred Stock · Derivative | 8,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 6 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 44,130 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 22,479 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 5 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,783 Underlying: Series B Preferred Stock · 22,479 shares Expires 2021-12-03 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 17,857 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 4 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,262 Underlying: Series B Preferred Stock · 17,857 shares Expires 2022-03-28 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 54,396 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,119 Underlying: Series B Preferred Stock · 54,396 shares Expires 2022-03-27 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 12,383 | $0.00 Strike: $24.30 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,515 Underlying: Series B Preferred Stock · 12,383 shares Expires 2021-12-11 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 01:06 UTC |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
OtherWarrant (right to buy) · Derivative | 10,914 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-006581 · doc4.xml · derivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,898 Underlying: Series B Preferred Stock · 10,914 shares Expires 2021-09-10 F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Tax withholdingSeries B Preferred Stock · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 15 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 21,500 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionSeries B Preferred Stock · Derivative | 18,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 14 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,209 Underlying: Common Stock · 90,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Tax withholdingSeries B Preferred Stock · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 13 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 10,070 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F6 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 17,857 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.80 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,014 of the warrant shares to pay the exercise price and issuing to ICG the remaining 15,843 shares. Live Ventures also paid $144.53 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionSeries B Preferred Stock · Derivative | 15,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 12 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,314 Underlying: Common Stock · 79,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Tax withholdingSeries B Preferred Stock · Derivative | 6,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 11 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 30,305 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F5 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 54,396 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $16.60 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 6,061 of the warrant shares to pay the exercise price and issuing to ICG the remaining 48,335 shares. Live Ventures also paid $129.63 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionSeries B Preferred Stock · Derivative | 48,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 10 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,591,099 Underlying: Common Stock · 241,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Tax withholdingSeries B Preferred Stock · Derivative | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 9 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 10,100 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F4 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 12,383 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $24.30 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,020 of the warrant shares to pay the exercise price and issuing to ICG the remaining 10,363 shares. Live Ventures also paid $67.05 to ICG in lieu of a fractional share. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionSeries B Preferred Stock · Derivative | 10,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 8 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,424 Underlying: Common Stock · 51,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Tax withholdingSeries B Preferred Stock · Derivative | 2,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 7 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 10,440 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F3 · kind: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.exercise_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. F3 · derivative.expiration_date: On January 28, 2021, Isaac Capital Group (ICG) of which Jon Isaac is the sole member, exercised a warrant to purchase 10,914 shares of Series B Convertible Preferred Stock (Series B Preferred Stock) of Live Ventures Incorporated (Live Ventures) for $28.50 per share. ICG paid the exercise price on a cashless basis, resulting in Live Ventures withholding 2,088 of the warrant shares to pay the exercise price and issuing to ICG the remaining 8,826 shares. Live Ventures also paid $16.39 to ICG in lieu of a fractional share. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionSeries B Preferred Stock · Derivative | 8,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 6 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,609 Underlying: Common Stock · 44,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.exercise_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. F2 · derivative.expiration_date: Each share of Series B Preferred Stock currently converts into five shares of Live Ventures Incorporated common stock. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionWarrant (right to buy) · Derivative | 22,479 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 5 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,783 Underlying: Series B Preferred Stock · 22,479 shares Expires 2021-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionWarrant (right to buy) · Derivative | 17,857 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 4 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,262 Underlying: Series B Preferred Stock · 17,857 shares Expires 2022-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionWarrant (right to buy) · Derivative | 54,396 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,119 Underlying: Series B Preferred Stock · 54,396 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionWarrant (right to buy) · Derivative | 12,383 | $0.00 Strike: $24.30 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,515 Underlying: Series B Preferred Stock · 12,383 shares Expires 2021-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 28, 2021 Filed Feb 11, 2021 21:17 UTC Amendment |
Isaac JonDirector · CEO and President · 10% owner
Isaac Capital Group, LLC10% owner
|
Exercise / conversionWarrant (right to buy) · Derivative | 10,914 | $0.00 Strike: $28.50 | $0.00 |
DisclosureSEC source: 0001209191-21-009658 · doc4a.xml · derivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner Isaac Capital Group, LLC · CIK 0001512069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,898 Underlying: Series B Preferred Stock · 10,914 shares Expires 2021-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:05 UTC |
Stein Michael JasonSr. VP, General Counsel
|
GrantNon-Qualified Stock Option · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 11 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2027-01-11 F2 · derivative.exercise_price: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. The exercise price of each such option grant will be the closing price of the common stock on the Nasdaq Capital Market on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, respectively. F3 · shares: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. F2 · price: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. The exercise price of each such option grant will be the closing price of the common stock on the Nasdaq Capital Market on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, respectively. F4 · derivative.exercise_date: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each grant of 1,250 shares vests on the one year anniversary of the date of its grant. Read SEC document |
| September 03, 2020 Filed Sep 3, 2020 14:47 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-002999 · ownership.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603,221 F2 · price: Purchase prices range from $9.20 to $9.36 for a weighted average purchase price of $9.29 per share. F3 · balance_after: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 14:47 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 10,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-002999 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,221 F1 · price: Purchase prices range from $8.80 to $9.20 for a weighted average purchase price of $9.05 per share. F3 · balance_after: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| May 28, 2020 Filed May 29, 2020 12:30 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 28,672 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-001777 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583,139 F1 · price: Purchase prices range from $8.48 to $9.99 for a weighted average purchase price of $9.19 per share. F2 · balance_after: Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 15:20 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 2,300 | $7.20 | $16,560.00 |
DisclosureSEC source: 0001683168-19-002890 · ownership.xml · nonDerivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554,467 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 15:20 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 3,244 | $7.00 | $22,708.00 |
DisclosureSEC source: 0001683168-19-002890 · ownership.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,167 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 15:20 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 12,000 | $6.96 | $83,520.00 |
DisclosureSEC source: 0001683168-19-002890 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,923 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 19:19 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 1,329 | $6.40 | $8,505.60 |
DisclosureSEC source: 0001683168-19-002758 · ownership.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536,923 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 19:19 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 3,241 | $6.50 | $21,066.50 |
DisclosureSEC source: 0001683168-19-002758 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535,594 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 18:16 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 3,104 | $6.08 | $18,872.32 |
DisclosureSEC source: 0001683168-19-002742 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,353 F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.