Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVE VENTURES IncLIVE · Entity 7493 | Former SVP, General Counsel | September 28, 2021 | September 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVE VENTURES Inc
Report date September 28, 2021 · Filed September 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,985 |
Reported balance
After 2021-09-28 transaction · row 1
1 source rowRow 1 · 2021-09-28 · Sale · Disposed 4,015 · Balance 7,985 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2021 Filed Sep 28, 2021 22:36 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | SaleCommon Stock | 4,015 | $38.16 | $153,218.02 |
DisclosureSEC source: 0001683168-21-004574 · doc4.xml · nonDerivative · entry 1 Stein Michael Jason · CIK 0001716349 · Former SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,985 Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 21:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001209191-21-053644 · doc4.xml · derivative · entry 2 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2027-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,000 shares vested on September 5, 2018; 4,000 shares vested on September 5, 2019; and 4,000 shares vested on September 5, 2020. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 21:00 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Exercise / conversionCommon Stock | 12,000 | $11.80 | $141,600.00 |
DisclosureSEC source: 0001209191-21-053644 · doc4.xml · nonDerivative · entry 1 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | GrantNon-Qualified Stock Option · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 11 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2027-01-11 F2 · derivative.exercise_price: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. The exercise price of each such option grant will be the closing price of the common stock on the Nasdaq Capital Market on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, respectively. F3 · shares: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. F2 · price: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. The exercise price of each such option grant will be the closing price of the common stock on the Nasdaq Capital Market on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, respectively. F4 · derivative.exercise_date: The Reporting Person was granted an option to purchase 5000 shares of common stock, with a grant of 1250 shares deemed to be made on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each grant of 1,250 shares vests on the one year anniversary of the date of its grant. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | GrantIncentive Stock Option · Derivative | 4,000 | $14.27 Strike: $14.27 | $57,080.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 10 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | GrantIncentive Stock Option · Derivative | 4,000 | $12.98 Strike: $12.98 | $51,920.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 9 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | GrantIncentive Stock Option · Derivative | 4,000 | $11.80 Strike: $11.80 | $47,200.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 8 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | GrantIncentive Stock Option · Derivative | 4,000 | $11.80 Strike: $11.80 | $47,200.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 7 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | GrantIncentive Stock Option · Derivative | 4,000 | $11.80 Strike: $11.80 | $47,200.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 6 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Disposition to issuerIncentive Stock Option · Derivative | 4,000 | $41.98 Strike: $41.98 | $167,904.80 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 5 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Disposition to issuerIncentive Stock Option · Derivative | 4,000 | $36.50 Strike: $36.50 | $146,000.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 4 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Disposition to issuerIncentive Stock Option · Derivative | 4,000 | $31.74 Strike: $31.74 | $126,960.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 3 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Disposition to issuerIncentive Stock Option · Derivative | 4,000 | $27.60 Strike: $27.60 | $110,400.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 2 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
| September 05, 2017 Filed Jan 13, 2021 22:05 UTC | LIVE VENTURES Inc LIVE · Entity 7493 | Disposition to issuerIncentive Stock Option · Derivative | 4,000 | $23.41 Strike: $23.41 | $93,640.00 |
DisclosureSEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 1 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-05 F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.