Last 12 months
Inside the activity.
3 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 17:28 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 82 | $9.75 | $799.10 |
DisclosureSEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Group, LLC Disclosed balance after: 1,616,700 F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,399,523 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager. Read SEC document |
| May 19, 2026 Filed May 21, 2026 17:28 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 302 | $10.25 | $3,095.50 |
DisclosureSEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Group, LLC Disclosed balance after: 1,616,618 Read SEC document |
| May 19, 2026 Filed May 21, 2026 17:28 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 4,918 | $10.40 | $51,146.71 |
DisclosureSEC source: 0001628280-26-037149 · wk-form4_1779384516.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Group, LLC Disclosed balance after: 1,616,316 Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 14:59 UTC |
Gao DennisDirector
|
SaleCommon Stock | 1,114 | $15.70 | $17,489.80 |
DisclosureSEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 4 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Note. Disclosed balance after: 4,150 F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 14:59 UTC |
Gao DennisDirector
|
SaleCommon Stock | 1,114 | $15.71 | $17,500.94 |
DisclosureSEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 3 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Note. Disclosed balance after: 5,264 F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 14:59 UTC |
Gao DennisDirector
|
SaleCommon Stock | 980 | $15.70 | $15,386.00 |
DisclosureSEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 2 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Note. Disclosed balance after: 6,378 F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 14:59 UTC |
Gao DennisDirector
|
SaleCommon Stock | 135 | $15.70 | $2,119.50 |
DisclosureSEC source: 0001628280-25-058655 · wk-form4_1766501988.xml · nonDerivative · entry 1 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Note. Disclosed balance after: 7,358 F1 · ownership.nature: On December 19, 2025, 4,500 shares were sold by Gao Management LLC, in which Dennis Gao has a 27.14% interest and Mr. Gao's spouse has a 47.15% interest (74.29% in total). Mr. Gao's indirect ownership in the shares sold by Gao Management LLC on December 19, 2025 totaled 3,343 or 74.29% of 4,500 shares. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 01:08 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 21,711 | $9.24 | $200,544.51 |
DisclosureSEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Group, LLC Disclosed balance after: 1,611,398 F1 · price: Represents the weighted average price of shares purchased. F2 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,394,221 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager. Read SEC document |
| June 23, 2025 Filed Jun 26, 2025 01:08 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 15,204 | $7.92 | $120,354.86 |
DisclosureSEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Group, LLC Disclosed balance after: 1,589,687 F1 · price: Represents the weighted average price of shares purchased. Read SEC document |
| April 08, 2025 Filed Jun 26, 2025 01:08 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
GrantConvertible Note · Derivative | 1,528,662 | $0.00 Strike: $7.85 | $0.00 |
DisclosureSEC source: 0001628280-25-033065 · wk-form4_1750900102.xml · derivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Group, LLC Disclosed balance after: 1,528,662 Underlying: Common Stock · 1,528,662 shares Expires 2030-04-08 F3 · security: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000. F3 · derivative.exercise_price: The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000. F4 · date: Effective date of Note, providing for conversion of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live. F5 · shares: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount. F5 · derivative.underlying_shares: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount. F5 · balance_after: The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount. Read SEC document |
| March 27, 2025 Filed Mar 27, 2025 22:03 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 35,012 | $7.08 | $247,779.92 |
DisclosureSEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 3 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Goup, LLC Disclosed balance after: 1,574,483 F1 · price: Represents the weighted average price of shares purchased. F2 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,357,306 shares of common stock owned by Isaac Capital Group, LLC, of which Jon Isaac is the sole member and manager. Read SEC document |
| March 26, 2025 Filed Mar 27, 2025 22:03 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 17,847 | $6.93 | $123,590.48 |
DisclosureSEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 2 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Goup, LLC Disclosed balance after: 1,539,471 F1 · price: Represents the weighted average price of shares purchased. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 22:03 UTC |
Isaac JonDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 2,937 | $6.87 | $20,180.13 |
DisclosureSEC source: 0001628280-25-015273 · wk-form4_1743113009.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Isaac Capital Goup, LLC Disclosed balance after: 1,521,624 F1 · price: Represents the weighted average price of shares purchased. Read SEC document |
| April 15, 2024 Filed Apr 16, 2024 22:38 UTC | GrantCommon Stock Option · Derivative | 17,500 | $0.00 Strike: $40.00 | $0.00 |
DisclosureSEC source: 0001628280-24-016474 · wk-form4_1713307097.xml · derivative · entry 1 ALTHOFER ERIC ADAM · CIK 0001856664 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2027-04-01 F1 · date: Incentive Stock Option granted pursuant to the Issuer's 2014 Omnibus Equity Incentive Plan and the Reporting Person's employment agreement. Read SEC document |
|
| June 30, 2023 Filed Jul 5, 2023 20:20 UTC |
Isaac AntoniosDirector
|
SaleCommon Stock | 9,904 | $25.85 | $256,018.40 |
DisclosureSEC source: 0001209191-23-041041 · doc4.xml · nonDerivative · entry 1 Isaac Antonios · CIK 0001487465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F1 · kind: Privately negotiated sale of common stock to the Issuer pursuant to the Issuer's stock repurchase program, effective February 15, 2018, and expiring on June 1, 2024. F2 · price: Closing price of the Issuer's common stock on June 28, 2023. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:30 UTC | GrantCommon Stock Option · Derivative | 17,500 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040591 · doc4.xml · derivative · entry 1 ALTHOFER ERIC ADAM · CIK 0001856664 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2026-04-01 F1 · shares: Incentive Stock Option granted pursuant to the Issuer's 2014 Omnibus Equity Incentive Plan and the Reporting Person's employment agreement. Read SEC document |
|
| June 13, 2023 Filed Jun 15, 2023 21:44 UTC |
Isaac AntoniosDirector
|
Exercise / conversionCommon Stock Option · Derivative | 25,000 | $0.00 Strike: $15.18 | $0.00 |
DisclosureSEC source: 0001209191-23-037480 · doc4.xml · derivative · entry 3 Isaac Antonios · CIK 0001487465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:44 UTC |
Isaac AntoniosDirector
|
Tax withholdingCommon Stock | 15,096 | $25.14 | $379,513.44 |
DisclosureSEC source: 0001209191-23-037480 · doc4.xml · nonDerivative · entry 2 Isaac Antonios · CIK 0001487465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,904 F1 · shares: Number of shares withheld by the issuer to satisfy the exercise price of the options exercised, based on the closing price of the issuer's stock on June 13, 2023. F2 · price: Closing price of the issuer's stock on June 13, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 21:44 UTC |
Isaac AntoniosDirector
|
Exercise / conversionCommon Stock | 25,000 | $15.18 | $379,500.00 |
DisclosureSEC source: 0001209191-23-037480 · doc4.xml · nonDerivative · entry 1 Isaac Antonios · CIK 0001487465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 18:48 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 2,000 | $28.95 | $57,900.00 |
DisclosureSEC source: 0001683168-22-005868 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Isaac Capital Group LLC Disclosed balance after: 1,518,687 F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac, and (ii) 1,301,510 shares of common stock owned by Isaac Capital Group, LLC ("ICG"). Jon Isaac is the sole member and manager of ICG. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:18 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
ConversionSeries B Convertible Preferred Stock | 1,299,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002232 · ownership.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Isaac Capital Group LLC Disclosed balance after: 1,516,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series B Convertible stock convert at a ratio of 1:5 into Series A Common Stock. No price applies in the conversion. F1 · balance_after: Includes (i) 217,177 shares of common stock owned by Jon Isaac, and (ii) 1,299,510 shares of common stock issued upon the conversion of shares of Series B Preferred Stock owned by Isaac Capital Group, LLC ("ICG"). Jon Isaac is the sole member and manager of ICG. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:20 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 520 | $35.20 | $18,304.00 |
DisclosureSEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 6 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note. Disclosed balance after: 7,493 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:20 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 520 | $35.20 | $18,304.00 |
DisclosureSEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 5 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note. Disclosed balance after: 6,973 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:20 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 520 | $35.38 | $18,397.60 |
DisclosureSEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 4 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note. Disclosed balance after: 6,453 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:20 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 520 | $35.23 | $18,319.60 |
DisclosureSEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 3 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note. Disclosed balance after: 5,933 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:20 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 520 | $35.40 | $18,408.00 |
DisclosureSEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 2 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note. Disclosed balance after: 5,413 Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:20 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 743 | $37.40 | $27,788.20 |
DisclosureSEC source: 0001683168-22-001719 · ownership.xml · nonDerivative · entry 1 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note. Disclosed balance after: 4,893 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:48 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 700 | $35.84 | $25,088.00 |
DisclosureSEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 6 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:48 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 700 | $35.73 | $25,011.00 |
DisclosureSEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 5 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:48 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 700 | $35.73 | $25,011.00 |
DisclosureSEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 4 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:48 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 700 | $35.84 | $25,088.00 |
DisclosureSEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 3 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:48 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 700 | $35.63 | $24,941.00 |
DisclosureSEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 2 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:48 UTC |
Gao DennisDirector
|
PurchaseCommon Stock | 650 | $35.84 | $23,296.00 |
DisclosureSEC source: 0001683168-22-001633 · ownership.xml · nonDerivative · entry 1 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Read SEC document |
| September 28, 2021 Filed Sep 28, 2021 22:36 UTC |
Stein Michael JasonFormer SVP, General Counsel
|
SaleCommon Stock | 4,015 | $38.16 | $153,218.02 |
DisclosureSEC source: 0001683168-21-004574 · doc4.xml · nonDerivative · entry 1 Stein Michael Jason · CIK 0001716349 · Former SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,985 Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 21:00 UTC |
Stein Michael JasonSr. VP, General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001209191-21-053644 · doc4.xml · derivative · entry 2 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2027-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,000 shares vested on September 5, 2018; 4,000 shares vested on September 5, 2019; and 4,000 shares vested on September 5, 2020. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 21:00 UTC |
Stein Michael JasonSr. VP, General Counsel
|
Exercise / conversionCommon Stock | 12,000 | $11.80 | $141,600.00 |
DisclosureSEC source: 0001209191-21-053644 · doc4.xml · nonDerivative · entry 1 Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 22:53 UTC |
Isaac JonDirector · CEO and President · 10% owner
|
PurchaseCommon Stock | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-053022 · doc4.xml · nonDerivative · entry 1 Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,687 F1 · price: Purchase prices range from $29.88 to $30.9999 for a weighted average purchase price of $30.50. F2 · balance_after: Includes (i) 1,299,510 shares of common stock issuable upon conversion of shares of Series B Preferred Stock owned by Isaac Capital Group, LLC ("ICG"), and (ii) 217,177 shares of common stock owned by Jon Isaac. Jon Isaac is the sole member and manager of ICG. The Series B Preferred Stock and the underlying shares of common stock are subject to a lock-up agreement with the issuer that expires on December 31, 2021. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:56 UTC |
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
|
SaleCommon Stock | 2 | $57.80 | $115.60 |
DisclosureSEC source: 0001209191-21-040730 · doc4.xml · nonDerivative · entry 2 Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,666 Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:56 UTC |
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
|
SaleCommon Stock | 5,000 | $55.59 | $277,950.00 |
DisclosureSEC source: 0001209191-21-040730 · doc4.xml · nonDerivative · entry 1 Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 Read SEC document |
| April 27, 2021 Filed Apr 27, 2021 21:00 UTC |
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,668 | $0.00 Strike: $10.86 | $0.00 |
DisclosureSEC source: 0001209191-21-028584 · doc4.xml · derivative · entry 2 Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,668 shares Expires 2021-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 27, 2021 21:00 UTC |
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
|
Exercise / conversionCommon Stock | 16,668 | $10.86 | $181,014.48 |
DisclosureSEC source: 0001209191-21-028584 · doc4.xml · nonDerivative · entry 1 Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed May 17, 2021 21:00 UTC Amendment |
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,668 | $0.00 Strike: $10.86 | $0.00 |
DisclosureSEC source: 0001209191-21-033190 · doc4a.xml · derivative · entry 2 Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,668 shares Expires 2021-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed May 17, 2021 21:00 UTC Amendment |
Spriggs Rodney DaleCEO, Vintage Stock, Inc.
|
Exercise / conversionCommon Stock | 16,668 | $10.86 | $181,014.48 |
DisclosureSEC source: 0001209191-21-033190 · doc4a.xml · nonDerivative · entry 1 Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 425 | $29.03 | $12,337.75 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 17 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 500 | $29.05 | $14,525.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 16 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 500 | $29.01 | $14,505.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 15 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 500 | $28.87 | $14,435.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 14 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 881 | $29.70 | $26,165.70 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 13 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,925 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 132 | $29.02 | $3,830.64 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 12 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:08 UTC |
Gao DennisDirector
|
SaleCommon Stock | 500 | $29.08 | $14,540.00 |
DisclosureSEC source: 0001209191-21-012425 · doc4.xml · nonDerivative · entry 11 Gao Dennis · CIK 0001570653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.