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Spriggs Rodney Dale

Disclosed activity across 1 company

Tapewire entity
138253
SEC CIK
0001760972

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIVE VENTURES IncLIVE · Entity 7493CEO, Vintage Stock, Inc.June 14, 2021June 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIVE VENTURES Inc

Report date June 14, 2021 · Filed June 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,666 Ending reported balance After 2021-06-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-14 · Sale · Disposed 5,000 · Balance 11,668

Row 2 · 2021-06-14 · Sale · Disposed 2 · Balance 11,666

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2021 Filed Jun 15, 2021 22:56 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 2 $57.80 $115.60
Disclosure

SEC source: 0001209191-21-040730 · doc4.xml · nonDerivative · entry 2

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:56 UTC LIVE VENTURES Inc LIVE · Entity 7493 SaleCommon Stock 5,000 $55.59 $277,950.00
Disclosure

SEC source: 0001209191-21-040730 · doc4.xml · nonDerivative · entry 1

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Read SEC document
April 27, 2021 Filed Apr 27, 2021 21:00 UTC LIVE VENTURES Inc LIVE · Entity 7493 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,668 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0001209191-21-028584 · doc4.xml · derivative · entry 2

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 27, 2021 21:00 UTC LIVE VENTURES Inc LIVE · Entity 7493 Exercise / conversionCommon Stock 16,668 $10.86 $181,014.48
Disclosure

SEC source: 0001209191-21-028584 · doc4.xml · nonDerivative · entry 1

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed May 17, 2021 21:00 UTC Amendment LIVE VENTURES Inc LIVE · Entity 7493 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,668 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0001209191-21-033190 · doc4a.xml · derivative · entry 2

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed May 17, 2021 21:00 UTC Amendment LIVE VENTURES Inc LIVE · Entity 7493 Exercise / conversionCommon Stock 16,668 $10.86 $181,014.48
Disclosure

SEC source: 0001209191-21-033190 · doc4a.xml · nonDerivative · entry 1

Spriggs Rodney Dale · CIK 0001760972 · CEO, Vintage Stock, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.