Last 12 months
Inside the activity.
3 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2023 Filed Oct 12, 2023 23:40 UTC |
HOWSON TAMAR DDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002770 · form4.xml · derivative · entry 1 HOWSON TAMAR D · CIK 0001202286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 23:40 UTC |
Reynolds Thomas CDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002769 · form4.xml · derivative · entry 1 Reynolds Thomas C · CIK 0001393945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| September 29, 2023 Filed Oct 12, 2023 23:39 UTC |
KANGO SUJAYDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0000929638-23-002768 · form4.xml · derivative · entry 1 KANGO SUJAY · CIK 0001336503 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-09-29 F1 · derivative.exercise_date: Such option shall vest as follows: 16.66666% shall be vested on the date of grant, and the remaining shares subject to the option shall vest in equal monthly amounts beginning October 1, 2023 and continuing on the first day of each calendar month following such date and continuing through July 1, 2024. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 23:43 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
SalePut Option (obligation to buy) · Derivative | 9,000 | $0.15 Strike: $7.00 | $1,320.30 |
DisclosureSEC source: 0000921895-23-002232 · form413392004ans_09252023.xml · derivative · entry 2 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 9,000 Underlying: Common Stock · 900,000 shares Expires 2023-10-20 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 23:43 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
PurchaseCommon Stock | 48,060 | $6.85 | $329,331.15 |
DisclosureSEC source: 0000921895-23-002232 · form413392004ans_09252023.xml · nonDerivative · entry 1 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 864,188 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 23:41 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
SalePut Option (obligation to buy) · Derivative | 6,000 | $0.14 Strike: $7.00 | $869.40 |
DisclosureSEC source: 0000921895-23-002231 · form413392004fun_09252023.xml · derivative · entry 2 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 6,000 Underlying: Common Stock · 600,000 shares Expires 2023-10-20 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 22, 2023 Filed Sep 25, 2023 23:41 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
PurchaseCommon Stock | 32,040 | $6.85 | $219,554.10 |
DisclosureSEC source: 0000921895-23-002231 · form413392004fun_09252023.xml · nonDerivative · entry 1 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 460,840 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 23, 2023 01:21 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
PurchaseCommon Stock | 33,600 | $6.46 | $217,109.76 |
DisclosureSEC source: 0001193805-23-001317 · e618957_4-anson.xml · nonDerivative · entry 2 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 816,128 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of Common Stock, $0.00000002 par value (the "Common Stock"), of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly 816,128 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| September 21, 2023 Filed Sep 23, 2023 01:19 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
PurchaseCommon Stock | 22,400 | $6.46 | $144,739.84 |
DisclosureSEC source: 0001193805-23-001316 · e618956_4-meipharm.xml · nonDerivative · entry 2 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 428,800 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 20, 2023 Filed Sep 23, 2023 01:21 UTC |
Anson Funds Management LP10% owner
Anson Advisors Inc.10% owner
Nathoo Amin10% owner
Kassam Moez10% owner
Anson Management GP LLC10% owner
Winson Bruce Ross10% owner
|
PurchaseCommon Stock | 120,000 | $6.01 | $721,116.00 |
DisclosureSEC source: 0001193805-23-001317 · e618957_4-anson.xml · nonDerivative · entry 1 Anson Funds Management LP · CIK 0001491072 · 10% owner Anson Advisors Inc. · CIK 0001581079 · 10% owner Nathoo Amin · CIK 0001962354 · 10% owner Kassam Moez · CIK 0001585167 · 10% owner Anson Management GP LLC · CIK 0001491073 · 10% owner Winson Bruce Ross · CIK 0001491069 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 782,528 F1 · balance_after: The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of Common Stock, $0.00000002 par value (the "Common Stock"), of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors. F2 · balance_after: Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Anson and Anson Advisors hold indirectly 816,128 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities. Read SEC document |
| September 20, 2023 Filed Sep 23, 2023 01:19 UTC |
Funicular Funds, LP10% owner
Cable Car Capital, LP10% owner
Ma-Weaver Jacob10% owner
|
PurchaseCommon Stock | 80,000 | $6.01 | $480,744.00 |
DisclosureSEC source: 0001193805-23-001316 · e618956_4-meipharm.xml · nonDerivative · entry 1 Funicular Funds, LP · CIK 0001937147 · 10% owner Cable Car Capital LLC · CIK 0001699575 · 10% owner Ma-Weaver Jacob · CIK 0001922140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Funicular Funds, LP Disclosed balance after: 406,400 F1 · ownership.nature: The securities were purchased and are held by Funicular Funds, LP (the "Fund"). Cable Car Capital LLC ("Cable Car"), as the General Partner of the Fund, and Jacob Ma-Weaver, as the Managing Member of Cable Car, may each be deemed the beneficial owner of the shares owned by the Fund. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 16:37 UTC |
Urso David MDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 166,571 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0000929638-23-001688 · form4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,571 Underlying: Common Stock · 166,571 shares Expires 2033-06-02 F1 · derivative.exercise_date: One quarter of such options shall vest on June 2, 2024, and the remaining three quarters of such options shall vest monthly over a three year period beginning on June 2, 2024. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 22:16 UTC |
Baltic Charles V. IIIDirector
|
PurchaseCommon Stock | 81,500 | $0.23 | $18,337.50 |
DisclosureSEC source: 0001209191-23-014244 · doc4.xml · nonDerivative · entry 1 Baltic Charles V. III · CIK 0001533340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,750 Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:27 UTC |
DRISCOLL FREDERICK WDirector
|
GrantStock Option (Right to Buy) · Derivative | 87.5 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025712 · doc4.xml · derivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:17 UTC |
GHALIE RICHARD GChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 560,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001567619-22-013787 · doc1.xml · derivative · entry 2 GHALIE RICHARD G · CIK 0001156208 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,000 Underlying: Common Stock · 560,000 shares Expires 2032-07-05 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 5, 2023 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:17 UTC |
GHALIE RICHARD GChief Medical Officer
|
Tax withholdingCommon Stock | 8,196 | $0.54 | $4,425.84 |
DisclosureSEC source: 0001567619-22-013787 · doc1.xml · nonDerivative · entry 1 GHALIE RICHARD G · CIK 0001156208 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,927 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on July 5, 2022, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:22 UTC |
Urso David MChief Operating Officer & GC
|
GrantStock Option (Right to Buy) · Derivative | 1,050,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025698 · doc4.xml · derivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 Underlying: Common Stock · 1,050,000 shares Expires 2032-07-05 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 5, 2023, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:27 UTC |
Glover NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025711 · doc4.xml · derivative · entry 1 Glover Nicholas · CIK 0001578888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 22:01 UTC |
Baltic Charles V. IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025740 · doc4.xml · derivative · entry 1 Baltic Charles V. III · CIK 0001533340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 16:25 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 1,496,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025708 · doc4.xml · derivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,000 Underlying: Common Stock · 1,496,000 shares Expires 2032-07-05 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 5, 2023 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:26 UTC |
HOWSON TAMAR DDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025710 · doc4.xml · derivative · entry 1 HOWSON TAMAR D · CIK 0001202286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:25 UTC |
Cohen CherylDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025709 · doc4.xml · derivative · entry 1 Cohen Cheryl · CIK 0001529371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:23 UTC |
Drazba Brian G.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025702 · doc4.xml · derivative · entry 1 Drazba Brian G. · CIK 0001507369 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2032-07-05 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 5, 2023 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 5, 2023. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:19 UTC |
KANGO SUJAYDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001567619-22-013789 · doc1.xml · derivative · entry 1 KANGO SUJAY · CIK 0001336503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:22 UTC |
Reynolds Thomas CDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025700 · doc4.xml · derivative · entry 1 Reynolds Thomas C · CIK 0001393945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 20:22 UTC |
White Christine AnnaDirector
|
GrantStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0000899243-22-025699 · doc4.xml · derivative · entry 1 White Christine Anna · CIK 0001371859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 87,500 shares Expires 2032-07-05 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 20:22 UTC |
KANGO SUJAYDirector
|
GrantStock Option (Right to Buy) · Derivative | 58,334 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001567619-21-021035 · doc1.xml · derivative · entry 1 KANGO SUJAY · CIK 0001336503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,334 Underlying: Common Stock · 58,334 shares Expires 2031-11-22 F1 · derivative.exercise_date: 25,000 options will vest in equal monthly installments over thirty-six months from November 22, 2021 and 33,334 options shall vest in equal monthly installments over twelve months from November 22, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 18:49 UTC |
Urso David MChief Operating Officer & GC
|
Tax withholdingCommon Stock | 24,825 | $2.94 | $72,985.50 |
DisclosureSEC source: 0001209191-21-045640 · doc4.xml · nonDerivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,281 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on July 2, 2021, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 18:47 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 41,320 | $2.94 | $121,480.80 |
DisclosureSEC source: 0001209191-21-045638 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,312 F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer on July 2, 2021, to satisfy tax withholding obligations that arose in connection with the delivery of shares underlying restricted stock units. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:58 UTC |
DRISCOLL FREDERICK WDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045655 · doc4.xml · derivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:52 UTC |
GHALIE RICHARD GChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 320,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045645 · doc4.xml · derivative · entry 1 GHALIE RICHARD G · CIK 0001156208 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Common Stock · 320,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 1, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:49 UTC |
Urso David MChief Operating Officer & GC
|
GrantStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045640 · doc4.xml · derivative · entry 2 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2031-07-01 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 1, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:47 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 855,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045638 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,000 Underlying: Common Stock · 855,000 shares Expires 2031-07-01 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 1, 2022 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:03 UTC |
White Christine AnnaDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045666 · doc4.xml · derivative · entry 1 White Christine Anna · CIK 0001371859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:59 UTC |
Glover NicholasDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045658 · doc4.xml · derivative · entry 1 Glover Nicholas · CIK 0001578888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:00 UTC |
HOWSON TAMAR DDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045660 · doc4.xml · derivative · entry 1 HOWSON TAMAR D · CIK 0001202286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:02 UTC |
Reynolds Thomas CDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045663 · doc4.xml · derivative · entry 1 Reynolds Thomas C · CIK 0001393945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:56 UTC |
Cohen CherylDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045653 · doc4.xml · derivative · entry 1 Cohen Cheryl · CIK 0001529371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:55 UTC |
Clemens KevanDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045651 · doc4.xml · derivative · entry 1 Clemens Kevan · CIK 0001316737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:54 UTC |
Baltic Charles V. IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045648 · doc4.xml · derivative · entry 1 Baltic Charles V. III · CIK 0001533340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:51 UTC |
Drazba Brian G.Chief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001209191-21-045643 · doc4.xml · derivative · entry 1 Drazba Brian G. · CIK 0001507369 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-07-01 F1 · derivative.exercise_date: One-quarter of such options shall vest on July 1, 2022 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022. Read SEC document |
| May 25, 2021 Filed May 27, 2021 13:35 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-21-036188 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,000 Underlying: Common Stock · 5,000 shares Expires 2029-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 306,667 of the options are fully vested and currently exercisable. The remaining 368,333 options will vest in equal monthly installments through July 1, 2023. Read SEC document |
| May 25, 2021 Filed May 27, 2021 13:35 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 5,000 | $2.52 | $12,600.00 |
DisclosureSEC source: 0001209191-21-036188 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 80,000 securities consist of restricted stock units, which shall vest on July 2, 2021, one-year anniversary of the date of grant. Read SEC document |
| May 03, 2021 Filed May 5, 2021 16:02 UTC |
GHALIE RICHARD GChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001567619-21-009092 · doc1.xml · derivative · entry 1 GHALIE RICHARD G · CIK 0001156208 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-05-03 F1 · derivative.exercise_date: 1/4th of shares vest one-year from 5/03/2021, with the remaining balance of shares vesting in 36 equal amounts over three years. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 17:08 UTC |
DRISCOLL FREDERICK WDirector
|
SaleCommon Stock | 25,000 | $4.03 | $100,625.00 |
DisclosureSEC source: 0001209191-21-013670 · doc4.xml · nonDerivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 13:59 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001209191-20-043719 · doc4.xml · derivative · entry 2 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,500 Underlying: Common Stock · 275,500 shares Expires 2025-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the options are fully vested and currently exercisable. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 13:59 UTC |
GOLD DANIEL P PHDDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 12,000 | $1.57 | $18,840.00 |
DisclosureSEC source: 0001209191-20-043719 · doc4.xml · nonDerivative · entry 1 GOLD DANIEL P PHD · CIK 0001288233 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 80,000 securities consist of restricted stock units, which shall vest on July 2, 2021, one-year anniversary of the date of grant. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 17:15 UTC |
DRISCOLL FREDERICK WDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0000899243-20-018615 · doc4.xml · derivative · entry 1 DRISCOLL FREDERICK W · CIK 0001129890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-07-02 F1 · derivative.exercise_date: The options will vest in equal monthly installments over twelve months. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 13:15 UTC |
Urso David MChief Operating Officer & GC
|
GrantStock Option (Right to Buy) · Derivative | 525,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0000899243-20-018614 · doc4.xml · derivative · entry 2 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 525,000 shares Expires 2030-07-02 F2 · derivative.exercise_date: One-quarter of such options shall vest on July 2, 2021 and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 2, 2021. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 13:15 UTC |
Urso David MChief Operating Officer & GC
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018614 · doc4.xml · nonDerivative · entry 1 Urso David M · CIK 0001604256 · Chief Operating Officer & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,106 F1 · security: Consists of a grant of restricted stock units, which shall vest on the one-year anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.