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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2024 Filed Nov 27, 2024 00:57 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
SaleCommon Stock 19,296 $89.93 $1,735,239.11
Disclosure

SEC source: 0001415889-24-027794 · form4-11272024_121155.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,337

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2024.

F3 · price: These sales were executed in multiple trades at prices ranging from $89.51 to $90.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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November 25, 2024 Filed Nov 27, 2024 00:57 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
SaleCommon Stock 20,592 $89.02 $1,833,200.74
Disclosure

SEC source: 0001415889-24-027794 · form4-11272024_121155.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,633

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2024.

F2 · price: These sales were executed in multiple trades at prices ranging from $88.51 to $89.495. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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November 22, 2024 Filed Nov 27, 2024 00:56 UTC SaleCommon Stock 2,058 $85.82 $176,617.56
Disclosure

SEC source: 0001415889-24-027793 · form4-11272024_121114.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,287

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2024.

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November 22, 2024 Filed Nov 27, 2024 00:55 UTC SaleCommon Stock 5,416 $88.11 $477,211.34
Disclosure

SEC source: 0001415889-24-027792 · form4-11272024_121117.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,313

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:06 UTC GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027584 · form4-11232024_121146.xml · nonDerivative · entry 1

Harris Isaac Hosojiro · CIK 0001866503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,964

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:05 UTC GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027583 · form4-11232024_121145.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,345

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:08 UTC
Small IanDirector
GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027586 · form4-11232024_121138.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,179

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:07 UTC
Lillie BrianDirector
GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027585 · form4-11232024_121137.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,627

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:04 UTC GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027582 · form4-11232024_121141.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,623

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:02 UTC GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027581 · form4-11232024_121133.xml · nonDerivative · entry 1

Fletcher Pamela · CIK 0001711035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,468

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:01 UTC SaleCommon Stock 3,345 $81.78 $273,554.10
Disclosure

SEC source: 0001415889-24-027580 · form4-11232024_121142.xml · nonDerivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,729

Read SEC document
November 20, 2024 Filed Nov 23, 2024 00:01 UTC GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027580 · form4-11232024_121142.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,074

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 20, 2025 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 00:18 UTC SaleCommon Stock 362 $82.52 $29,871.48
Disclosure

SEC source: 0001415889-24-027377 · form4-11212024_121101.xml · nonDerivative · entry 5

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,310

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.

F6 · price: These sales were executed in multiple trades at prices ranging from $82.295 to $82.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 00:18 UTC SaleCommon Stock 54 $81.43 $4,397.35
Disclosure

SEC source: 0001415889-24-027377 · form4-11212024_121101.xml · nonDerivative · entry 4

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,672

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.

F5 · price: These sales were executed in multiple trades at prices ranging from $81.265 to $81.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 00:18 UTC SaleCommon Stock 126 $80.26 $10,112.89
Disclosure

SEC source: 0001415889-24-027377 · form4-11212024_121101.xml · nonDerivative · entry 3

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,726

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.

F4 · price: These sales were executed in multiple trades at prices ranging from $79.68 to $80.545. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:18 UTC SaleCommon Stock 884 $81.43 $71,986.86
Disclosure

SEC source: 0001415889-24-027377 · form4-11212024_121101.xml · nonDerivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,852

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.

F3 · price: These sales were executed in multiple trades at prices ranging from $81.285 to $81.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:18 UTC SaleCommon Stock 741 $80.69 $59,790.99
Disclosure

SEC source: 0001415889-24-027377 · form4-11212024_121101.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,736

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.

F2 · price: These sales were executed in multiple trades at prices ranging from $80.20 to $81.185. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 15, 2024 Filed Nov 20, 2024 01:13 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 2,534 $81.45 $206,394.30
Disclosure

SEC source: 0001415889-24-027291 · form4-11202024_011137.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,345

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2024 Filed Nov 20, 2024 01:13 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 2,747 $81.45 $223,743.15
Disclosure

SEC source: 0001415889-24-027290 · form4-11202024_011156.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,225

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2024 Filed Nov 20, 2024 01:12 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 6,671 $81.45 $543,352.95
Disclosure

SEC source: 0001415889-24-027289 · form4-11202024_011108.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,896

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2024 Filed Nov 20, 2024 01:11 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,290 $81.45 $186,520.50
Disclosure

SEC source: 0001415889-24-027288 · form4-11202024_011113.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,379

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 00:36 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
SaleCommon Stock 8,172 $87.60 $715,859.03
Disclosure

SEC source: 0001415889-24-026904 · form4-11152024_121129.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,138

F1 · price: These sales were executed in multiple trades at prices ranging from $87.52 to $87.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 12, 2024 Filed Nov 15, 2024 00:33 UTC SaleCommon Stock 15,000 $87.17 $1,307,542.50
Disclosure

SEC source: 0001415889-24-026902 · form4-11152024_121122.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,761

F1 · price: These sales were executed in multiple trades at prices ranging from $87.02 to $87.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 01:23 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 8,115 $59.17 $480,164.55
Disclosure

SEC source: 0001415889-24-022371 · form4-08282024_010802.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,583

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 01:18 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 2,676 $59.17 $158,338.92
Disclosure

SEC source: 0001415889-24-022370 · form4-08282024_010848.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,310

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 01:17 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 6,646 $59.17 $393,243.82
Disclosure

SEC source: 0001415889-24-022369 · form4-08282024_010840.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,560

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 01:16 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 16,148 $59.17 $955,477.16
Disclosure

SEC source: 0001415889-24-022368 · form4-08282024_010821.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,281

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 01:14 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 5,541 $59.17 $327,860.97
Disclosure

SEC source: 0001415889-24-022367 · form4-08282024_010853.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,659

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 21, 2024 Filed Aug 31, 2024 00:05 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
GrantCommon Stock 34,296 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022661 · form4-08312024_120848.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,879

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

F2 · balance_after: The number of shares beneficially owned is as of August 30, 2024.

Read SEC document
August 21, 2024 Filed Aug 31, 2024 00:04 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
GrantCommon Stock 12,804 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022660 · form4-08312024_120825.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,114

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

F2 · balance_after: The number of shares beneficially owned is as of August 30, 2024.

Read SEC document
August 21, 2024 Filed Aug 31, 2024 00:03 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
GrantCommon Stock 38,412 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022659 · form4-08312024_120811.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,972

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

F2 · balance_after: The number of shares beneficially owned is as of August 30, 2024.

Read SEC document
August 21, 2024 Filed Aug 31, 2024 00:02 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 93,286 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022658 · form4-08312024_120815.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,567

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

F2 · balance_after: The number of shares beneficially owned is as of August 30, 2024.

Read SEC document
August 21, 2024 Filed Aug 31, 2024 00:01 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 4,732 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022657 · form4-08312024_120817.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,110

F2 · kind: These securities are RSUs. Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest on August 21, 2025, subject to the Reporting Person continuing to be an employee through such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 21, 2024 Filed Aug 31, 2024 00:01 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 12,804 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022657 · form4-08312024_120817.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,378

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 21, 2024 Filed Aug 30, 2024 23:59 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 32,010 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022656 · form4-08302024_110847.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,669

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

F2 · balance_after: The number of shares beneficially owned is as of August 30, 2024.

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August 19, 2024 Filed Aug 21, 2024 22:28 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 3,288 $52.82 $173,672.16
Disclosure

SEC source: 0001415889-24-021863 · form4-08212024_100802.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,206

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

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August 19, 2024 Filed Aug 21, 2024 22:28 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
GrantCommon Stock 9,213 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021863 · form4-08212024_100802.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,494

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on September 10, 2021.

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August 19, 2024 Filed Aug 21, 2024 22:27 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 10,203 $52.82 $538,922.46
Disclosure

SEC source: 0001415889-24-021861 · form4-08212024_100815.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,429

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

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August 19, 2024 Filed Aug 21, 2024 22:27 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 20,127 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021861 · form4-08212024_100815.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,632

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on September 10, 2021.

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August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 3,801 $52.82 $200,768.82
Disclosure

SEC source: 0001415889-24-021859 · form4-08212024_100827.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,200

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

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August 19, 2024 Filed Aug 21, 2024 22:26 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021859 · form4-08212024_100827.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,001

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on September 10, 2021.

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August 15, 2024 Filed Aug 20, 2024 01:03 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 1,467 $52.56 $77,105.52
Disclosure

SEC source: 0001415889-24-021654 · form4-08202024_010813.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,281

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2024 Filed Aug 20, 2024 01:05 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 182 $52.26 $9,511.32
Disclosure

SEC source: 0001415889-24-021657 · form4-08202024_010812.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,698

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2024 Filed Aug 20, 2024 01:04 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 601 $52.26 $31,408.26
Disclosure

SEC source: 0001415889-24-021655 · form4-08202024_010816.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,986

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2024 Filed Aug 20, 2024 01:02 UTC
LOWE ALAN SDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 4,813 $52.26 $251,527.38
Disclosure

SEC source: 0001415889-24-021653 · form4-08202024_010804.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,505

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2024 Filed Aug 20, 2024 01:01 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,716 $52.26 $89,678.16
Disclosure

SEC source: 0001415889-24-021652 · form4-08202024_010806.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,501

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 02, 2024 Filed Aug 6, 2024 00:39 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 403 $44.33 $17,864.99
Disclosure

SEC source: 0001415889-24-020794 · form4-08062024_120839.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,880

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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July 19, 2024 Filed Jul 24, 2024 00:00 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 440 $54.77 $24,098.80
Disclosure

SEC source: 0001415889-24-020000 · form4-07242024_120707.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,283

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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May 15, 2024 Filed May 17, 2024 23:43 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 182 $45.72 $8,321.04
Disclosure

SEC source: 0001415889-24-013637 · form4-05172024_110540.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,785

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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May 15, 2024 Filed May 17, 2024 23:42 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 601 $45.72 $27,477.72
Disclosure

SEC source: 0001415889-24-013636 · form4-05172024_110552.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,587

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.