Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2024 Filed Apr 2, 2024 21:10 UTC |
Byus TreyChief Expedition Officer
|
Disposition to issuerCommon Stock | 3,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000821 · form4.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,897 F2 · kind: Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 21:10 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 3,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000821 · form4.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,793 Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 21:08 UTC |
Lindblad Sven-OlofDirector · CEO · 10% owner
|
Disposition to issuerCommon Stock | 10,627 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000819 · form4.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,818,471 F1 · kind: Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021 Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 21:08 UTC |
Lindblad Sven-OlofDirector · CEO · 10% owner
|
Tax withholdingCommon Stock | 8,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000819 · form4.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,829,098 Read SEC document |
| March 31, 2024 Filed May 17, 2024 21:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
Disposition to issuerCommon Stock | 3,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001107 · form4.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,616 F3 · kind: Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021. Read SEC document |
| March 31, 2024 Filed May 17, 2024 21:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 3,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001107 · form4.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,512 Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 17:15 UTC |
BRODSKY NOAHChief Commercial Officer
|
GrantCommon Stock | 14,903 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000825 · form4.xml · nonDerivative · entry 1 BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,915 F1 · kind: Restricted stock units vesting one-third annually, subject to continued service. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 21:13 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 15,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000823 · form4.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,215 F1 · kind: Restricted stock units vesting one-third annually, subject to continued service. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 21:10 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 11,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000821 · form4.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,527 F1 · kind: Restricted stock units vesting one-third annually, subject to continued service. Read SEC document |
| March 29, 2024 Filed May 17, 2024 17:20 UTC Amendment |
BRODSKY NOAHChief Commercial Officer
|
Tax withholdingCommon Stock | 2,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001111 · form4.xml · nonDerivative · entry 2 BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,022 Read SEC document |
| March 29, 2024 Filed May 17, 2024 17:20 UTC Amendment |
BRODSKY NOAHChief Commercial Officer
|
GrantCommon Stock | 24,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001111 · form4.xml · nonDerivative · entry 1 BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,851 F1 · kind: Restricted stock units vesting one-third annually, subject to continued service. F2 · shares: Amendment filed to correct the number of units amended. Read SEC document |
| March 29, 2024 Filed May 17, 2024 21:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 19,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001107 · form4.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,255 F1 · kind: Restricted stock units vesting one-third annually, subject to continued service. F2 · shares: Amendment filed to correct the number of units amended. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 21:55 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
GrantStock Option (right to buy) · Derivative | 1,334,319 | $0.00 Strike: $8.44 | $0.00 |
DisclosureSEC source: 0000897069-24-000728 · form4.xml · derivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,334,319 Underlying: Common Stock · 1,334,319 shares Expires 2034-03-17 F1 · kind: Stock option granted under the 2021 Long Term Incentive Plan pursuant to his employment agreement. Read SEC document |
| January 21, 2024 Filed Jan 23, 2024 22:23 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
Tax withholdingCommon Stock | 20,708 | $9.27 | $191,963.16 |
DisclosureSEC source: 0000897069-24-000195 · form4.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,837,585 Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:57 UTC |
EIN MARKDirector
|
GrantRestricted Stock Units | 2,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000063 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,056 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 18:14 UTC |
ARONSON BERNARD WDirector
|
GrantRestricted Stock Units | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000059 · form4.xml · nonDerivative · entry 1 ARONSON BERNARD W · CIK 0001227370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,909 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 22:01 UTC |
EIN MARKDirector
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001840 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,005,117 F1 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 22:20 UTC |
SCHULTZ ALEX PDirector
|
PurchaseCommon Stock | 11,819 | $9.36 | $110,658.93 |
DisclosureSEC source: 0000897069-23-001776 · form4.xml · nonDerivative · entry 2 SCHULTZ ALEX P · CIK 0001915180 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,384 F2 · price: The price reported in Column 4 is a weighted average price. The prices paid ranged from $9.115 to $9.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:20 UTC |
SCHULTZ ALEX PDirector
|
PurchaseCommon Stock | 27,474 | $8.43 | $231,600.33 |
DisclosureSEC source: 0000897069-23-001776 · form4.xml · nonDerivative · entry 1 SCHULTZ ALEX P · CIK 0001915180 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,565 F1 · price: The price reported in Column 4 is a weighted average price. The prices paid ranged from $8.315 to $8.790. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 22:28 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,553 | $8.35 | $21,317.55 |
DisclosureSEC source: 0000897069-23-001753 · form4.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,484 Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 21:42 UTC |
Smith, Jr. Thomas S.Director
|
SaleCommon Stock | 23,796 | $7.51 | $178,738.89 |
DisclosureSEC source: 0000897069-23-001662 · form4.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,942 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.4000 to $7.7505, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:40 UTC |
FAHEY JOHN M JRDirector
|
PurchaseCommon Stock | 3,000 | $7.79 | $23,355.00 |
DisclosureSEC source: 0000897069-23-001633 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,107 Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 16:40 UTC |
ARONSON BERNARD WDirector
|
GrantRestricted Stock Units | 1,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001414 · form4.xml · nonDerivative · entry 1 ARONSON BERNARD W · CIK 0001227370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,689 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 4, 2023 21:33 UTC |
EIN MARKDirector
|
GrantRestricted Stock Units | 3,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001423 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 302,727 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:45 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001157 · form4.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,968 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:47 UTC |
Reynolds Catherine BDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001159 · form4.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,707 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:49 UTC |
EIN MARKDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001161 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,082 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 17:32 UTC |
ARONSON BERNARD WDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001149 · form4.xml · nonDerivative · entry 1 ARONSON BERNARD W · CIK 0001227370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,780 F1 · kind: Restricted stock units granted under the Long-Term Incentive Plan. The restricted stock units vest, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:38 UTC |
FAHEY JOHN M JRDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001153 · form4.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,107 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 22:59 UTC |
Dryden L. DysonDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001163 · form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 965,235 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:43 UTC |
Smith, Jr. Thomas S.Director
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001155 · form4.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,738 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 21:36 UTC |
SCHULTZ ALEX PDirector
|
GrantRestricted Stock | 8,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001151 · form4.xml · nonDerivative · entry 1 SCHULTZ ALEX P · CIK 0001915180 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,091 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 23:53 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
SaleCommon Stock | 15,265 | $12.05 | $183,940.20 |
DisclosureSEC source: 0000897069-23-001037 · form4.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,858,293 F1 · shares: Sales were made pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $12.00 to $12.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| July 21, 2023 Filed Jul 24, 2023 21:27 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
GrantRestricted Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-000993 · form4.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,873,558 F1 · kind: Restricted stock granted under the 2021 Long-Term Incentive Plan. The restricted stock vests semiannually on a pro-rata basis over 2 years from the date of grant, subject to continued service. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:32 UTC |
EIN MARKDirector
|
GrantRestricted Stock Units | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-000833 · form4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,806 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 16:42 UTC |
ARONSON BERNARD WDirector
|
GrantRestricted Stock Units | 1,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-000824 · form4.xml · nonDerivative · entry 1 ARONSON BERNARD W · CIK 0001227370 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,504 F1 · kind: Represents director's fees paid in restricted stock units. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 15:42 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016317 · doc4.xml · derivative · entry 5 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 0 Underlying: Common Stock · 46,157 shares Expires 2023-06-22 F1 · derivative.exercise_price: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 15:42 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016317 · doc4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,105,117 F1 · kind: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 15:42 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016317 · doc4.xml · derivative · entry 4 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 46,157 Underlying: Common Stock · 46,157 shares Expires 2023-06-21 F1 · derivative.exercise_price: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 15:42 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016317 · doc4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,151,274 F1 · kind: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 21, 2023 and June 22, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 17:18 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016103 · doc4.xml · derivative · entry 5 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 92,314 Underlying: Common Stock · 46,156 shares Expires 2023-06-20 F1 · derivative.exercise_price: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 17:18 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016103 · doc4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,197,431 F1 · kind: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 17:18 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016103 · doc4.xml · derivative · entry 4 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 138,470 Underlying: Common Stock · 46,156 shares Expires 2023-06-16 F1 · derivative.exercise_price: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 17:18 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-016103 · doc4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,243,587 F1 · kind: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 16, 2023 and June 20, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 18:34 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015738 · doc4.xml · derivative · entry 5 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 184,626 Underlying: Common Stock · 46,156 shares Expires 2023-06-15 F1 · derivative.exercise_price: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 18:34 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015738 · doc4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,289,743 F1 · kind: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 18:34 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015738 · doc4.xml · derivative · entry 4 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 230,782 Underlying: Common Stock · 46,156 shares Expires 2023-06-14 F1 · derivative.exercise_price: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 18:34 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015738 · doc4.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,335,899 F1 · kind: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 14, 2023 and June 15, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 21:45 UTC |
EIN MARKDirector
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015546 · doc4.xml · derivative · entry 5 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 276,938 Underlying: Common Stock · 46,156 shares Expires 2023-06-13 F1 · derivative.exercise_price: On June 12, 2023 and June 13, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · derivative.exercise_price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · kind: On June 12, 2023 and June 13, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 12, 2023 and June 13, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 21:45 UTC |
EIN MARKDirector
|
OtherCommon Stock | 46,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015546 · doc4.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Capital Acquisition Management 2, LLC Disclosed balance after: 3,382,055 F1 · kind: On June 12, 2023 and June 13, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · kind: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F1 · price: On June 12, 2023 and June 13, 2023, the Reporting Person settled a portion of an existing and previously reported variable prepaid forward sale contract (the "VPF") with Citibank, N.A. ("Citibank") that was entered into on June 2, 2021. F2 · price: The VPF is divided into 8 components (each a "Component"). For each Component, the Reporting Person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date"), determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank. F3 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capital Acquisition Management 2 LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.