Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2019 Filed May 23, 2019 20:44 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 45,206 | $16.26 | $735,058.60 |
DisclosureSEC source: 0001567619-19-011976 · doc1.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,900 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.07 to $16.50, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 21, 2019 Filed May 23, 2019 20:45 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 15,000 | $16.29 | $244,402.50 |
DisclosureSEC source: 0001567619-19-011977 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,395 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.4815, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 07, 2019 Filed May 7, 2019 21:36 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 1,800 | $16.25 | $29,258.10 |
DisclosureSEC source: 0001567619-19-010047 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,395 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.2601, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 03, 2019 Filed May 7, 2019 21:36 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 5,133 | $16.26 | $83,480.03 |
DisclosureSEC source: 0001567619-19-010047 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,195 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:13 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 665 | $16.28 | $10,829.39 |
DisclosureSEC source: 0001567619-19-009758 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,328 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:13 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 1,702 | $16.30 | $27,740.22 |
DisclosureSEC source: 0001567619-19-009758 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,993 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.25 to $16.40, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 20:57 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 100 | $16.25 | $1,625.00 |
DisclosureSEC source: 0001567619-19-009475 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,695 Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:14 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 15,700 | $16.12 | $253,080.86 |
DisclosureSEC source: 0001567619-19-009256 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,395 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.2507, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 20:43 UTC Amendment |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 16,300 | $16.12 | $262,830.98 |
DisclosureSEC source: 0001567619-19-009465 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,795 F1 · shares: This Form 4 is being filed to correct the number of shares and weighted-average price reported in the original filing on April 26, 2019. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.2612, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · price: This Form 4 is being filed to correct the number of shares and weighted-average price reported in the original filing on April 26, 2019. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 21:14 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 6,900 | $16.04 | $110,669.10 |
DisclosureSEC source: 0001567619-19-009256 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,095 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.1010, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 21:57 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 700 | $16.00 | $11,200.00 |
DisclosureSEC source: 0001567619-19-009131 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,995 Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 21:57 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 7,000 | $15.83 | $110,840.80 |
DisclosureSEC source: 0001567619-19-009131 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,695 F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.79 to $15.9906, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 21:57 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 44,700 | $15.74 | $703,564.59 |
DisclosureSEC source: 0001567619-19-009131 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,695 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.57 to $16.10, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:36 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008484 · doc1.xml · derivative · entry 4 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440 Underlying: Common Stock · 7,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:36 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,504 | $15.56 | $38,962.24 |
DisclosureSEC source: 0001567619-19-008484 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,977 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:36 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008484 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008482 · doc1.xml · derivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440 Underlying: Common Stock · 7,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,817 | $15.56 | $43,832.52 |
DisclosureSEC source: 0001567619-19-008482 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,356 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 7,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008482 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:37 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008485 · doc1.xml · derivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,951 Underlying: Common Stock · 13,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:37 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 5,282 | $15.56 | $82,187.92 |
DisclosureSEC source: 0001567619-19-008485 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,488,270 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:37 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008485 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,493,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:34 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008483 · doc1.xml · derivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,115 Underlying: Common Stock · 5,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:34 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,234 | $15.56 | $19,201.04 |
DisclosureSEC source: 0001567619-19-008483 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,395 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:34 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 5,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008483 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:49 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008215 · doc1.xml · derivative · entry 3 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,983 Underlying: Common Stock · 6,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:49 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,205 | $15.25 | $33,626.25 |
DisclosureSEC source: 0001567619-19-008215 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,040 Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:49 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 6,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008215 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 17:45 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · derivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,983 Underlying: Common Stock · 6,491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 17:45 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,481 | $15.25 | $37,835.25 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,732 Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 17:45 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 6,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:49 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 12,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008217 · doc1.xml · derivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,343 Underlying: Common Stock · 12,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:49 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 4,652 | $15.25 | $70,943.00 |
DisclosureSEC source: 0001567619-19-008217 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,479,601 Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:49 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 12,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008217 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,484,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:46 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008212 · doc1.xml · derivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,926 Underlying: Common Stock · 4,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:46 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,087 | $15.25 | $16,576.75 |
DisclosureSEC source: 0001567619-19-008212 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,513 Read SEC document |
| March 30, 2019 Filed Apr 2, 2019 21:46 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008212 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:49 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 13,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008215 · doc1.xml · derivative · entry 6 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,508 Underlying: Common Stock · 13,508 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:45 UTC |
AUERBACH PHILIPChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 13,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008211 · doc1.xml · derivative · entry 5 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,508 Underlying: Common Stock · 13,508 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:49 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantRestricted Stock Units · Derivative | 25,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008217 · doc1.xml · derivative · entry 5 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,328 Underlying: Common Stock · 25,328 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:46 UTC |
Byus TreyChief Expedition Officer
|
GrantRestricted Stock Units · Derivative | 9,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008212 · doc1.xml · derivative · entry 5 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,287 Underlying: Common Stock · 9,287 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 20:30 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
OtherCommon Stock | 891,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007311 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,472,082 F1 · kind: Represents 891,113 shares transferred to the National Geographic Society pursuant to a full cashless exercise of their option to purchase 2,512,499 of the Reporting Person's shares in the Company for a per share price of $10.00 per share. Read SEC document |
| March 18, 2019 Filed Jul 24, 2019 20:40 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
OtherCommon Stock | 868,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015134 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494,248 F1 · kind: This amendment corrects the number of shares transferred to the National Geographic Society pursuant to a full cashless exercise of their option to purchase the Reporting Person's shares in the Company for a per share price of $10.00 per share. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 21:04 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 8,970 | $15.65 | $140,367.05 |
DisclosureSEC source: 0001567619-19-006883 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,137 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.70, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:04 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 2,500 | $15.93 | $39,825.00 |
DisclosureSEC source: 0001567619-19-006883 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,107 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 20:47 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 20,000 | $15.91 | $318,126.00 |
DisclosureSEC source: 0001567619-19-006568 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,607 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.84 to $16.11, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:47 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 20,000 | $15.77 | $315,330.00 |
DisclosureSEC source: 0001567619-19-006568 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,607 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.65 to $15.91, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:47 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 20,000 | $15.18 | $303,626.00 |
DisclosureSEC source: 0001567619-19-006568 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,607 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.94 to $15.32, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 06, 2019 Filed Mar 6, 2018 22:01 UTC |
EIN MARKDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $9.25 | $92,547.00 |
DisclosureSEC source: 0001140361-18-012288 · doc1.xml · nonDerivative · entry 2 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,958 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.24 to $9.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| February 27, 2019 Filed Mar 7, 2019 21:36 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006396 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,363,195 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.