Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 23,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,534,304 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 5,333 | $3.70 | $19,732.10 |
DisclosureSEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,510,870 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,516,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013066 · doc1.xml · derivative · entry 6 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 2,290 | $3.70 | $8,473.00 |
DisclosureSEC source: 0001567619-20-013066 · doc1.xml · nonDerivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,612 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 8,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013066 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,902 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,517 | $3.70 | $5,612.90 |
DisclosureSEC source: 0001567619-20-013066 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,310 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:17 UTC Amendment |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013066 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| March 31, 2020 Filed Jul 8, 2020 20:18 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 12,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013068 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,580 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| March 31, 2020 Filed Jul 8, 2020 16:14 UTC |
AUERBACH PHILIPChief Commercial Officer
|
GrantCommon Stock | 12,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013062 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,944 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| March 31, 2020 Filed Jul 8, 2020 20:20 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 23,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013070 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,548,503 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| March 31, 2020 Filed Jul 8, 2020 20:16 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 8,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013065 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,103 F1 · kind: Restricted Stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:58 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007305 · doc1.xml · derivative · entry 5 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 Underlying: Common Stock · 6,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:58 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,550 | $4.28 | $10,914.00 |
DisclosureSEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 4 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,756 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:58 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 3 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:55 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · derivative · entry 5 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 Underlying: Common Stock · 6,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:55 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,550 | $4.28 | $10,914.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,057 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:55 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 21:00 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007307 · doc1.xml · derivative · entry 5 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,171 Underlying: Common Stock · 12,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 21:00 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 5,298 | $4.28 | $22,675.44 |
DisclosureSEC source: 0001567619-20-007307 · doc1.xml · nonDerivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,501,148 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 21:00 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007307 · doc1.xml · nonDerivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,506,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:56 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007304 · doc1.xml · derivative · entry 5 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,463 Underlying: Common Stock · 4,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:56 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,324 | $4.28 | $5,666.72 |
DisclosureSEC source: 0001567619-20-007304 · doc1.xml · nonDerivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,712 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:56 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007304 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 20:23 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007580 · doc1.xml · derivative · entry 5 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 Underlying: Common Stock · 6,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 20:23 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,353 | $4.28 | $10,070.84 |
DisclosureSEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 4 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,953 Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 20:23 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 3 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 16:21 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · derivative · entry 5 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,491 Underlying: Common Stock · 6,492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 16:21 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,652 | $4.28 | $11,350.56 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,764 Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 16:21 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 20:25 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007581 · doc1.xml · derivative · entry 5 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,171 Underlying: Common Stock · 12,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 20:25 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 4,592 | $4.28 | $19,653.76 |
DisclosureSEC source: 0001567619-20-007581 · doc1.xml · nonDerivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,502,252 Read SEC document |
| March 30, 2020 Filed Apr 6, 2020 20:25 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007581 · doc1.xml · nonDerivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,506,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 20:58 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007305 · doc1.xml · derivative · entry 8 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 Underlying: Common Stock · 4,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 20:58 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 1,769 | $5.03 | $8,898.07 |
DisclosureSEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,814 Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 20:58 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 16:55 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · derivative · entry 7 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 Underlying: Common Stock · 4,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 16:55 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 1,769 | $5.03 | $8,898.07 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,115 Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 16:55 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007303 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 21:00 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007307 · doc1.xml · derivative · entry 7 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,885 Underlying: Common Stock · 8,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 21:00 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 3,675 | $5.03 | $18,485.25 |
DisclosureSEC source: 0001567619-20-007307 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494,274 Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 21:00 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007307 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,497,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 20:56 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007304 · doc1.xml · derivative · entry 7 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,191 Underlying: Common Stock · 3,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 20:56 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 918 | $5.03 | $4,617.54 |
DisclosureSEC source: 0001567619-20-007304 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,573 Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 20:56 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 3,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007304 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 20:23 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007580 · doc1.xml · derivative · entry 8 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 Underlying: Common Stock · 4,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 20:23 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 1,769 | $5.03 | $8,898.07 |
DisclosureSEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,814 Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 20:23 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 16:21 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · derivative · entry 7 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 Underlying: Common Stock · 4,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2020 Filed Apr 6, 2020 16:21 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 1,960 | $5.03 | $9,858.80 |
DisclosureSEC source: 0001567619-20-007579 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.