LIME

SEC source: 0001628280-26-062516 · wk-form4_1789676609.xml · nonDerivative · entry 2

Ting Wayne Hsing-Yuan · CIK 0002069613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,906

F2 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.

SEC source: 0001628280-26-062516 · wk-form4_1789676609.xml · nonDerivative · entry 1

Ting Wayne Hsing-Yuan · CIK 0002069613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 644,133

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer.

SEC source: 0001628280-26-062514 · wk-form4_1789676587.xml · nonDerivative · entry 2

GUGINO ANN B · CIK 0001552050 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,033

F2 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.

SEC source: 0001628280-26-062514 · wk-form4_1789676587.xml · nonDerivative · entry 1

GUGINO ANN B · CIK 0001552050 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,328

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer.

SEC source: 0001628280-26-062513 · wk-form4_1789676567.xml · nonDerivative · entry 2

Ryan Michael S. · CIK 0001542371 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F2 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.

SEC source: 0001628280-26-062513 · wk-form4_1789676567.xml · nonDerivative · entry 1

Ryan Michael S. · CIK 0001542371 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,347

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer.

SEC source: 0001140361-26-027486 · form4.xml · nonDerivative · entry 3

Ting Wayne Hsing-Yuan · CIK 0002069613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,351

SEC source: 0001140361-26-027484 · form4.xml · derivative · entry 13

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bao Trust Dated Mar-10 2020

Disclosed balance after: 0

Underlying: Common Stock · 1,616 shares

Expires 2027-06-04

SEC source: 0001140361-26-027484 · form4.xml · derivative · entry 12

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's IPO.

F6 · price: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's IPO.

F6 · derivative.exercise_date: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's IPO.

F6 · derivative.expiration_date: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's IPO.

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 7

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,859

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 6

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's IPO.

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 5

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bao Trust Dated Mar-10 2020

Disclosed balance after: 21,283

F5 · shares: Represents the withholding of shares of Common Stock upon the exercise of the Stock Warrant; not an open market transaction.

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 4

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bao Trust Dated Mar-10 2020

Disclosed balance after: 21,718

SEC source: 0001552781-26-000376 · ownership.xml · derivative · entry 7

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,063,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering (the "IPO").

F3 · price: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering (the "IPO").

F3 · derivative.exercise_date: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering (the "IPO").

F3 · derivative.expiration_date: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering (the "IPO").

SEC source: 0001552781-26-000376 · ownership.xml · nonDerivative · entry 4

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,859,661

F4 · ownership.direct: Prior to the closing of the IPO, the Reporting Person distributed all of its shares to SMB Holding Corporation, a wholly-owned subsidiary, in a transaction exempt from reporting pursuant to Rule 16a-13.

SEC source: 0001552781-26-000376 · ownership.xml · nonDerivative · entry 3

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,059,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering (the "IPO").

SEC source: 0001140361-26-027488 · form4.xml · nonDerivative · entry 1

Hamren Elizabeth · CIK 0001879287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,596

F1 · shares: Represents an award of restricted stock units ("RSUs"), which vests on the earlier of (i) the one-year anniversary of the award's vesting commencement date and (ii) immediately before the Issuer's first annual meeting following the award's vesting commencement date, subject to the Reporting Person's continuous service to the Issuer.

SEC source: 0001140361-26-027491 · form4.xml · nonDerivative · entry 1

PEDERSEN BRANDON · CIK 0001274498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,332

F1 · shares: Represents an award of restricted stock units ("RSUs"), which vests on the earlier of (i) the one-year anniversary of the award's vesting commencement date and (ii) immediately before the Issuer's first annual meeting following the award's vesting commencement date, subject to the Reporting Person's continuous service to the Issuer.

SEC source: 0001140361-26-027489 · form4.xml · nonDerivative · entry 1

Rowan James · CIK 0002128246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,802

F1 · shares: Represents an award of restricted stock units ("RSUs"), which vests on the earlier of (i) the one-year anniversary of the award's vesting commencement date and (ii) immediately before the Issuer's first annual meeting following the award's vesting commencement date, subject to the Reporting Person's continuous service to the Issuer.

SEC source: 0001140361-26-027487 · form4.xml · nonDerivative · entry 1

Smith Sarah Anne · CIK 0002101817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,627

F1 · shares: Represents an award of restricted stock units ("RSUs"), which vests on the earlier of (i) the one-year anniversary of the award's vesting commencement date and (ii) immediately before the Issuer's first annual meeting following the award's vesting commencement date, subject to the Reporting Person's continuous service with the Issuer.

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 3

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,458

F4 · shares: Represents an award of restricted stock units ("RSUs"), which vests on the earlier of (i) the one-year anniversary of the award's vesting commencement date and (ii) immediately before the Issuer's first annual meeting following the award's vesting commencement date, subject to the Reporting Person's continuous service to the Issuer.

SEC source: 0001140361-26-027490 · form4.xml · nonDerivative · entry 1

Ryan Michael S. · CIK 0001542371 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,466

F1 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.

SEC source: 0001140361-26-027486 · form4.xml · nonDerivative · entry 2

Ting Wayne Hsing-Yuan · CIK 0002069613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,466

F3 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.

SEC source: 0001140361-26-027485 · form4.xml · nonDerivative · entry 1

GUGINO ANN B · CIK 0001552050 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,667

F1 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.

SEC source: 0001140361-26-027484 · form4.xml · derivative · entry 11

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bao Trust Dated Mar-10 2020

Disclosed balance after: 0

Underlying: Common Stock · 20,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On May 7, 2020, the Issuer issued to the Reporting Person's trust, Bao Trust Dated Mar-10 2020, a convertible note with a principal amount of approximately $270,628 (the "2020 Note"). The 2020 Note accrues non-compounding interest at a rate of 4.0% per annum and matures seven years following the date of issuance, unless earlier converted pursuant to its terms. At the execution of the underwriting agreement in connection with the IPO, the outstanding principal balance of the 2020 Note plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by the noteholder for the 2020 Note divided by the Issuer's fully-diluted capitalization on August 5, 2020.

F3 · price: On May 7, 2020, the Issuer issued to the Reporting Person's trust, Bao Trust Dated Mar-10 2020, a convertible note with a principal amount of approximately $270,628 (the "2020 Note"). The 2020 Note accrues non-compounding interest at a rate of 4.0% per annum and matures seven years following the date of issuance, unless earlier converted pursuant to its terms. At the execution of the underwriting agreement in connection with the IPO, the outstanding principal balance of the 2020 Note plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by the noteholder for the 2020 Note divided by the Issuer's fully-diluted capitalization on August 5, 2020.

F3 · derivative.exercise_date: On May 7, 2020, the Issuer issued to the Reporting Person's trust, Bao Trust Dated Mar-10 2020, a convertible note with a principal amount of approximately $270,628 (the "2020 Note"). The 2020 Note accrues non-compounding interest at a rate of 4.0% per annum and matures seven years following the date of issuance, unless earlier converted pursuant to its terms. At the execution of the underwriting agreement in connection with the IPO, the outstanding principal balance of the 2020 Note plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by the noteholder for the 2020 Note divided by the Issuer's fully-diluted capitalization on August 5, 2020.

F3 · derivative.expiration_date: On May 7, 2020, the Issuer issued to the Reporting Person's trust, Bao Trust Dated Mar-10 2020, a convertible note with a principal amount of approximately $270,628 (the "2020 Note"). The 2020 Note accrues non-compounding interest at a rate of 4.0% per annum and matures seven years following the date of issuance, unless earlier converted pursuant to its terms. At the execution of the underwriting agreement in connection with the IPO, the outstanding principal balance of the 2020 Note plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by the noteholder for the 2020 Note divided by the Issuer's fully-diluted capitalization on August 5, 2020.

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 2

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bao Trust Dated Mar-10 2020

Disclosed balance after: 20,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On May 7, 2020, the Issuer issued to the Reporting Person's trust, Bao Trust Dated Mar-10 2020, a convertible note with a principal amount of approximately $270,628 (the "2020 Note"). The 2020 Note accrues non-compounding interest at a rate of 4.0% per annum and matures seven years following the date of issuance, unless earlier converted pursuant to its terms. At the execution of the underwriting agreement in connection with the IPO, the outstanding principal balance of the 2020 Note plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by the noteholder for the 2020 Note divided by the Issuer's fully-diluted capitalization on August 5, 2020.

SEC source: 0001552781-26-000376 · ownership.xml · derivative · entry 6

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,271,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On October 29, 2021, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $50 million (the "2021 Notes"). The 2021 Notes initially accrued interest at a rate of 4.0% per annum, which increased by 0.5% in April 2023, and thereafter increasing by 1.0% at every successive six month interval, up to a maximum rate of 8.0%. The 2021 Notes mature on October 29, 2026, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2021 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock based on a conversion price equal to the lesser of (i) 80% of the IPO price per share of Common Stock and (ii) a specified valuation cap of $1.5 billion divided by the aggregate amount of fully diluted shares of Common Stock on the applicable conversion date as set forth in the 2021 Notes.

F2 · price: On October 29, 2021, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $50 million (the "2021 Notes"). The 2021 Notes initially accrued interest at a rate of 4.0% per annum, which increased by 0.5% in April 2023, and thereafter increasing by 1.0% at every successive six month interval, up to a maximum rate of 8.0%. The 2021 Notes mature on October 29, 2026, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2021 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock based on a conversion price equal to the lesser of (i) 80% of the IPO price per share of Common Stock and (ii) a specified valuation cap of $1.5 billion divided by the aggregate amount of fully diluted shares of Common Stock on the applicable conversion date as set forth in the 2021 Notes.

F2 · derivative.exercise_date: On October 29, 2021, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $50 million (the "2021 Notes"). The 2021 Notes initially accrued interest at a rate of 4.0% per annum, which increased by 0.5% in April 2023, and thereafter increasing by 1.0% at every successive six month interval, up to a maximum rate of 8.0%. The 2021 Notes mature on October 29, 2026, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2021 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock based on a conversion price equal to the lesser of (i) 80% of the IPO price per share of Common Stock and (ii) a specified valuation cap of $1.5 billion divided by the aggregate amount of fully diluted shares of Common Stock on the applicable conversion date as set forth in the 2021 Notes.

F2 · derivative.expiration_date: On October 29, 2021, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $50 million (the "2021 Notes"). The 2021 Notes initially accrued interest at a rate of 4.0% per annum, which increased by 0.5% in April 2023, and thereafter increasing by 1.0% at every successive six month interval, up to a maximum rate of 8.0%. The 2021 Notes mature on October 29, 2026, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2021 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock based on a conversion price equal to the lesser of (i) 80% of the IPO price per share of Common Stock and (ii) a specified valuation cap of $1.5 billion divided by the aggregate amount of fully diluted shares of Common Stock on the applicable conversion date as set forth in the 2021 Notes.

SEC source: 0001552781-26-000376 · ownership.xml · derivative · entry 5

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,329,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 7, 2020, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $85 million (the "2020 Notes"). The 2020 Notes accrue non-compounding interest at a rate of 4.0% per annum and mature seven years following the date of issuance, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2020 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by each noteholder for the 2020 Notes divided by the Issuer's fully-diluted capitalization on August 5, 2020.

F1 · price: On May 7, 2020, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $85 million (the "2020 Notes"). The 2020 Notes accrue non-compounding interest at a rate of 4.0% per annum and mature seven years following the date of issuance, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2020 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by each noteholder for the 2020 Notes divided by the Issuer's fully-diluted capitalization on August 5, 2020.

F1 · derivative.exercise_date: On May 7, 2020, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $85 million (the "2020 Notes"). The 2020 Notes accrue non-compounding interest at a rate of 4.0% per annum and mature seven years following the date of issuance, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2020 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by each noteholder for the 2020 Notes divided by the Issuer's fully-diluted capitalization on August 5, 2020.

F1 · derivative.expiration_date: On May 7, 2020, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $85 million (the "2020 Notes"). The 2020 Notes accrue non-compounding interest at a rate of 4.0% per annum and mature seven years following the date of issuance, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2020 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by each noteholder for the 2020 Notes divided by the Issuer's fully-diluted capitalization on August 5, 2020.

SEC source: 0001552781-26-000376 · ownership.xml · nonDerivative · entry 2

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,995,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On October 29, 2021, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $50 million (the "2021 Notes"). The 2021 Notes initially accrued interest at a rate of 4.0% per annum, which increased by 0.5% in April 2023, and thereafter increasing by 1.0% at every successive six month interval, up to a maximum rate of 8.0%. The 2021 Notes mature on October 29, 2026, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2021 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock based on a conversion price equal to the lesser of (i) 80% of the IPO price per share of Common Stock and (ii) a specified valuation cap of $1.5 billion divided by the aggregate amount of fully diluted shares of Common Stock on the applicable conversion date as set forth in the 2021 Notes.

SEC source: 0001552781-26-000376 · ownership.xml · nonDerivative · entry 1

Uber Technologies, Inc · CIK 0001543151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,723,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 7, 2020, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $85 million (the "2020 Notes"). The 2020 Notes accrue non-compounding interest at a rate of 4.0% per annum and mature seven years following the date of issuance, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2020 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by each noteholder for the 2020 Notes divided by the Issuer's fully-diluted capitalization on August 5, 2020.

SEC source: 0001140361-26-027486 · form4.xml · nonDerivative · entry 1

Ting Wayne Hsing-Yuan · CIK 0002069613 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,667

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: On March 16, 2026, the Issuer repurchased 23,266 shares of the Reporting Person's Common Stock at the fair market value of the Issuer's Common Stock as of March 16, 2026 (for an aggregate purchase price of $889,650) as repayment for the Reporting Person's promissory note.

SEC source: 0001140361-26-027484 · form4.xml · nonDerivative · entry 1

Bao Zhoujia · CIK 0002101711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,831

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering ("IPO"), and is reported herein pursuant to Rule 16a-2(a).

F2 · price: On March 13, 2026, the Issuer repurchased 127,523 shares of the Reporting Person's Common Stock at the fair market value of the Issuer's Common Stock as of March 13, 2026 (for an aggregate purchase price of $4,876,106) as repayment for the Reporting Person's promissory note.