Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONNS INCCONN · Entity 84695 | Director | June 06, 2023 | June 07, 2023 |
| Neutron Holdings, Inc.LIME · Entity 4329 | Chief Financial Officer | September 15, 2026 | September 17, 2026 |
| PAPA JOHNS INTERNATIONAL INCPZZA · Entity 5165 | Chief Financial Officer | March 01, 2023 | March 03, 2023 |
| PATTERSON COMPANIES, INC.PDCO · Entity 80730 | Executive Vice President & CFO | January 11, 2018 | January 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONNS INC
Report date June 06, 2023 · Filed June 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,869 |
Reported balance
After 2023-06-06 transaction · row 1
1 source rowRow 1 · 2023-06-06 · Grant · Acquired 28,869 · Balance 28,869 F1: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Amended 2020 Omnibus Equity Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on June 6, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Amended 2020 Omnibus Equity Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on June 6, 2024.
Neutron Holdings, Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 259,033 |
Ending reported balance
After 2026-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-15 · Grant · Acquired 110,661 · Balance 265,328 F1: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer. Row 2 · 2026-09-15 · Tax withholding · Disposed 6,295 · Balance 259,033 F2: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer.
F2: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction.
PAPA JOHNS INTERNATIONAL INC
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,304 |
Reported balance
After 2023-03-01 transaction · row 1
1 source rowRow 1 · 2023-03-01 · Tax withholding · Disposed 320 · Balance 23,304 |
PATTERSON COMPANIES, INC.
Report date January 11, 2018 · Filed January 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,705 |
Reported balance
After 2018-01-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-11 · Sale · Disposed 750 · Balance 32,705 F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 2, 2017. F2: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F3: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. F4: Includes 5,353 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 9,259 |
Reported balance
Holding disclosure · report date 2018-01-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,259 F5: Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $47.51 · Expires 2027-07-01 | Direct | 21,042 |
Reported balance
Holding disclosure · report date 2018-01-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 21,042 F6: Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.47 · Expires 2026-07-01 | Direct | 19,841 |
Reported balance
Holding disclosure · report date 2018-01-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 19,841 F7: Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.27 · Expires 2025-07-01 | Direct | 12,809 |
Reported balance
Holding disclosure · report date 2018-01-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,809 F8: Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $56.66 · Expires 2025-07-01 | Direct | 100,000 |
Reported balance
Holding disclosure · report date 2018-01-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 100,000 F8: Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015. F9: Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $39.64 · Expires 2024-07-01 | Direct | 7,400 |
Reported balance
Holding disclosure · report date 2018-01-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,400 F10: Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 2, 2017.
F2: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020.
F3: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
F4: Includes 5,353 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017.
F5: Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.
F6: Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017.
F7: Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
F8: Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015.
F9: Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
F10: Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 20:23 UTC | Neutron Holdings, Inc. LIME · Entity 4329 | Tax withholdingCommon Stock | 6,295 | $30.49 | $191,934.55 |
DisclosureSEC source: 0001628280-26-062514 · wk-form4_1789676587.xml · nonDerivative · entry 2 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,033 F2 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:23 UTC | Neutron Holdings, Inc. LIME · Entity 4329 | GrantCommon Stock | 110,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-062514 · wk-form4_1789676587.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,328 F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over three years, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:50 UTC | Neutron Holdings, Inc. LIME · Entity 4329 | Tax withholdingCommon Stock | 10,977 | $25.00 | $274,425.00 |
DisclosureSEC source: 0001140361-26-027485 · form4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,667 F1 · shares: Represents shares of Common Stock withheld by the Issuer for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 16:45 UTC | CONNS INC CONN · Entity 84695 | GrantCommon Stock | 28,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035116 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,869 F1 · price: Restricted Stock Units ("RSUs") awarded to reporting person under Conn's, Inc.'s Amended 2020 Omnibus Equity Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on June 6, 2024. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:58 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Tax withholdingCommon Stock | 320 | $85.96 | $27,507.20 |
DisclosureSEC source: 0001225208-23-003221 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,304 Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:47 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Tax withholdingCommon Stock | 334 | $83.95 | $28,039.30 |
DisclosureSEC source: 0001225208-23-003190 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,624 Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 22:45 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantCommon Stock | 3,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003057 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,958 F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 20:34 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Tax withholdingCommon Stock | 2,377 | $74.43 | $176,920.11 |
DisclosureSEC source: 0001225208-22-010909 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,301 Read SEC document |
| May 09, 2022 Filed May 11, 2022 10:00 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantCommon Stock | 2,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006826 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,678 F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:59 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Tax withholdingCommon Stock | 378 | $108.85 | $41,145.30 |
DisclosureSEC source: 0001225208-22-003883 · doc4.xml · nonDerivative · entry 2 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,685 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:59 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantCommon Stock | 2,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003883 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,063 F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Read SEC document |
| October 05, 2021 Filed Oct 8, 2021 00:40 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | Tax withholdingCommon Stock | 1,595 | $125.19 | $199,678.05 |
DisclosureSEC source: 0001225208-21-013049 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,198 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 02:01 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantCommon Stock | 3,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004379 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,793 F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 22:05 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantCommon Stock | 15,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012281 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,637 F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 13:40 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | SaleCommon Stock | 750 | $36.38 | $27,285.00 |
DisclosureSEC source: 0001209191-18-003350 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,705 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 2, 2017. F2 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F3 · balance_after: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. F4 · balance_after: Includes 5,353 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 17:36 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | Tax withholdingCommon Stock | 411 | $37.88 | $15,568.68 |
DisclosureSEC source: 0001209191-18-001178 · doc4.xml · nonDerivative · entry 2 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,455 F5 · kind: Shares withheld for taxes incurred upon the lapse of restrictions on restricted stock issued in the year 2015 pursuant to the Patterson Companies, Inc. Capital Accumulation Plan. F3 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. F6 · balance_after: Includes 5,353 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:36 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | GrantCommon Stock | 3,971 | $27.10 | $107,614.10 |
DisclosureSEC source: 0001209191-18-001178 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,866 F1 · kind: Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Capital Accumulation Plan. F2 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F3 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Read SEC document |
| October 11, 2017 Filed Oct 11, 2017 21:22 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | SaleCommon Stock | 750 | $36.73 | $27,547.50 |
DisclosureSEC source: 0001209191-17-056700 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,895 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on 3/2/2017. F2 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F3 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The 2016 award vests as follows: 671 shares vest on 7/1/2018, 670 shares vest on 7/1/2019 and 671 shares vest on 7/1/2020 and 7/1/2021. The 2017 award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 17:05 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | SaleCommon Stock | 750 | $42.40 | $31,800.00 |
DisclosureSEC source: 0001209191-17-045052 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,645 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on 3/2/2017. F2 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F3 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The 2016 award vests as follows: 671 shares vest on 7/1/2018, 670 shares vest on 7/1/2019 and 671 shares vest on 7/1/2020 and 7/1/2021. The 2017 award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:15 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | GrantEmployee Stock Option · Derivative | 21,042 | $47.51 Strike: $47.51 | $999,705.42 |
DisclosureSEC source: 0001209191-17-043996 · doc4.xml · derivative · entry 4 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,042 Underlying: Common Stock · 21,042 shares Expires 2027-07-01 F7 · kind: Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:15 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | GrantCommon Stock | 3,972 | $47.51 | $188,709.72 |
DisclosureSEC source: 0001209191-17-043996 · doc4.xml · nonDerivative · entry 2 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,395 F6 · kind: Represents RSU's awarded on 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. The award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. F3 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F4 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F5 · balance_after: Includes 2,683 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The awards vests as follows: 671 shares vest on 7/1/2018, 670 shares vest on 7/1/2019 and 671 shares vest on 7/1/2020 and 7/1/2021. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:15 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | Tax withholdingCommon Stock | 942 | $47.51 | $44,754.42 |
DisclosureSEC source: 0001209191-17-043996 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,423 F1 · kind: Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on restricted stock awards granted in 2014 and 2015 pursuant to the Patterson Companies, Inc. Equity Incentive Plan. F2 · kind: Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on restricted stock units issued pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. F3 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F4 · balance_after: Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F5 · balance_after: Includes 2,683 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The awards vests as follows: 671 shares vest on 7/1/2018, 670 shares vest on 7/1/2019 and 671 shares vest on 7/1/2020 and 7/1/2021. Read SEC document |
| May 30, 2017 Filed May 31, 2017 15:04 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | SaleCommon Stock | 750 | $43.83 | $32,872.50 |
DisclosureSEC source: 0001209191-17-036381 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,365 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on 3/2/2017. F2 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F3 · balance_after: Includes 5,316 shares of restricted stock received through awards in the years 2011 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 740 shares vest 7/1/2017, 609 shares vest 7/1/2017, 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 3,353 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest cumulatively in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:29 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | Tax withholdingCommon Stock | 630 | $44.41 | $27,978.30 |
DisclosureSEC source: 0001209191-17-029739 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,115 F1 · kind: Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on restricted stock awards granted in 2012 and 2013. F2 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F3 · balance_after: Includes 5,316 shares of restricted stock received through awards in the years 2011 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 740 shares vest 7/1/2017, 609 shares vest 7/1/2017, 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 3,353 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest cumulatively in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 16:06 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | Tax withholdingCommon Stock | 270 | $44.58 | $12,036.60 |
DisclosureSEC source: 0001209191-17-028685 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,745 F1 · kind: Represents shares of common stock withheld for payment of taxes incurred upon the lapse of restrictions on a restricted stock award granted in 2010. F2 · balance_after: Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan. F3 · balance_after: Includes 6,696 shares of restricted stock received through awards in the years 2011 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2017 720 shares vest 4/30/2017, 740 shares vest 7/1/2017, 609 shares vest 7/1/2017, 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020. F4 · balance_after: Includes 3,353 Restricted Stock Units ("RSUs") awarded on 7/1/2016 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest cumulatively in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 19:17 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | Tax withholdingCommon Stock | 346 | $42.55 | $14,722.30 |
DisclosureSEC source: 0001209191-17-001500 · doc4.xml · nonDerivative · entry 2 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,189 F2 · kind: Shares withheld for taxes incurred upon the lapse of restrictions on restricted stock issued in the year 2014 pursuant to the Patterson Companies, Inc. Capital Accumulation Plan. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:17 UTC | PATTERSON COMPANIES, INC. PDCO · Entity 80730 | GrantCommon Stock | 1,382 | $30.77 | $42,524.14 |
DisclosureSEC source: 0001209191-17-001500 · doc4.xml · nonDerivative · entry 1 GUGINO ANN B · CIK 0001552050 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,535 F1 · kind: Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Capital Accumulation Program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.