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LENNOX INTERNATIONAL INC

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3415
SEC CIK
0001069202
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 3,537 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · derivative · entry 6

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 3,537 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 380 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · nonDerivative · entry 5

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 2,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · nonDerivative · entry 4

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 1,285 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · nonDerivative · entry 3

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
SaleCommon Stock, Par Value $0.01 Per Share 300 $164.28 $49,284.60
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · nonDerivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,663

F2 · price: Reflects a weighted average sale price of $164.282 at prices ranging from $164.23 to $164.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
SaleCommon Stock, Par Value $0.01 Per Share 5,934 $163.83 $972,179.09
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

F1 · price: Reflects a weighted average sale price of $163.832 at prices ranging from $163.22 to $164.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:29 UTC
TESKE TODD JDirector
GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001783 · form4.xml · nonDerivative · entry 1

TESKE TODD J · CIK 0001211828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:27 UTC GrantCommon Stock, Par Value $0.01 Per Share 97 $153.17 $14,857.49
Disclosure

SEC source: 0001127602-17-001781 · form4.xml · nonDerivative · entry 1

SWIENTON GREGORY T · CIK 0001183543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,446

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:25 UTC GrantCommon Stock, Par Value $0.01 Per Share 163 $153.17 $24,966.71
Disclosure

SEC source: 0001127602-17-001779 · form4.xml · nonDerivative · entry 1

STINSON TERRY DEAN · CIK 0001122798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,961

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:22 UTC GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001777 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 1,957

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:19 UTC GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001775 · form4.xml · nonDerivative · entry 1

Rucker Kim K.W. · CIK 0001430329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:15 UTC GrantCommon Stock, Par Value $0.01 Per Share 163 $153.17 $24,966.71
Disclosure

SEC source: 0001127602-17-001771 · form4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:13 UTC GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001769 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,772

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:08 UTC GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001767 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Max H. Mitchell Sr. and Jennifer B. Mitchell Jt ten

Disclosed balance after: 36

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:06 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001764 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,882

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
January 17, 2017 Filed Jan 17, 2017 21:04 UTC GrantCommon Stock, Par Value $0.01 Per Share 32 $153.17 $4,901.44
Disclosure

SEC source: 0001127602-17-001762 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,381

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
December 31, 2016 Filed Feb 14, 2017 21:14 UTC OtherCommon Stock, Par Value $0.01 Per Share 12,225 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006001 · form5.xml · nonDerivative · entry 4

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · W.h. Norris Trust

Disclosed balance after: 0

Read SEC document
December 31, 2016 Filed Feb 14, 2017 21:14 UTC OtherCommon Stock, Par Value $0.01 Per Share 12,225 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006001 · form5.xml · nonDerivative · entry 3

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · W.H. Norris Revocable Trust

Disclosed balance after: 21,992

Read SEC document
December 31, 2016 Filed Feb 14, 2017 21:14 UTC OtherCommon Stock, Par Value $0.01 Per Share 12,225 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006001 · form5.xml · nonDerivative · entry 2

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · B.W. Norris Revocable Trust

Disclosed balance after: 28,372

Read SEC document
December 31, 2016 Filed Feb 14, 2017 21:14 UTC OtherCommon Stock, Par Value $0.01 Per Share 12,225 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006001 · form5.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · B.w. Norris Trust

Disclosed balance after: 0

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:17 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 9,170 $155.98 $1,430,336.60
Disclosure

SEC source: 0001127602-16-070123 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,223

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 20:35 UTC
RUMBOUGH ROY AVP, CAO & Controller
SaleCommon Stock, Par Value $0.01 Per Share 582 $156.43 $91,042.26
Disclosure

SEC source: 0001127602-16-069990 · form4.xml · nonDerivative · entry 1

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 20:45 UTC OtherCommon Stock, Par Value $0.01 Per Share 1,301 $156.73 $203,905.73
Disclosure

SEC source: 0001127602-16-069996 · form4.xml · nonDerivative · entry 2

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 1,925

Read SEC document
December 13, 2016 Filed Dec 14, 2016 20:45 UTC OtherCommon Stock, Par Value $0.01 Per Share 1,301 $156.73 $203,905.73
Disclosure

SEC source: 0001127602-16-069996 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

Read SEC document
December 13, 2016 Filed Dec 14, 2016 20:41 UTC
MAJOR JOHN EDirector
OtherCommon Stock, Par Value $0.01 Per Share 1,301 $156.73 $203,905.73
Disclosure

SEC source: 0001127602-16-069994 · form4.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,850

Read SEC document
December 13, 2016 Filed Dec 14, 2016 20:41 UTC
MAJOR JOHN EDirector
OtherCommon Stock, Par Value $0.01 Per Share 1,301 $156.73 $203,905.73
Disclosure

SEC source: 0001127602-16-069994 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Read SEC document
December 13, 2016 Filed Dec 14, 2016 20:29 UTC
Bluedorn Todd MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 6,628 $156.73 $1,038,806.44
Disclosure

SEC source: 0001127602-16-069987 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,393

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:39 UTC
Moon David WEVP, President & COO of WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,716 $156.59 $268,708.44
Disclosure

SEC source: 0001127602-16-069862 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,545

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:48 UTC
Young Douglas LEVP, President & COO RHC
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,716 $156.59 $268,708.44
Disclosure

SEC source: 0001127602-16-069871 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,155

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:45 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,560 $156.59 $244,280.40
Disclosure

SEC source: 0001127602-16-069868 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,897

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:42 UTC
RUMBOUGH ROY AVP, CAO & Controller
Tax withholdingCommon Stock, Par Value $0.01 Per Share 422 $156.59 $66,080.98
Disclosure

SEC source: 0001127602-16-069866 · form4.xml · nonDerivative · entry 1

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,687

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:40 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,404 $156.59 $219,852.36
Disclosure

SEC source: 0001127602-16-069864 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,824

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:36 UTC
JOHNSTON TERRY LPresident and COO, Commercial
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,170 $156.59 $183,210.30
Disclosure

SEC source: 0001127602-16-069860 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · President and COO, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,784

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:34 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,560 $156.59 $244,280.40
Disclosure

SEC source: 0001127602-16-069858 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,229

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:32 UTC
Sessa Daniel MEVP, Chief HR Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,560 $156.59 $244,280.40
Disclosure

SEC source: 0001127602-16-069855 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,392

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:33 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantNon-qualified Stock Appreciation Right · Derivative 41,649 $157.36 Strike: $157.36 $6,553,886.64
Disclosure

SEC source: 0001127602-16-069756 · form4.xml · derivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,649

Underlying: Common Stock, Par Value $0.01 Per Share · 41,649 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:33 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantCommon Stock, Par Value $0.01 Per Share 9,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069756 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,021

Read SEC document
December 09, 2016 Filed Dec 12, 2016 21:49 UTC GrantCommon Stock, Par Value $0.01 Per Share 739 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069710 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,349

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:26 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantNon-qualified Stock Appreciation Right · Derivative 8,677 $157.36 Strike: $157.36 $1,365,412.72
Disclosure

SEC source: 0001127602-16-069750 · form4.xml · derivative · entry 2

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,677

Underlying: Common Stock, Par Value $0.01 Per Share · 8,677 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:26 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantCommon Stock, Par Value $0.01 Per Share 2,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069750 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,789

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:47 UTC
Young Douglas LEVP, President & COO RHC
GrantNon-qualified Stock Appreciation Right · Derivative 10,412 $157.36 Strike: $157.36 $1,638,432.32
Disclosure

SEC source: 0001127602-16-069770 · form4.xml · derivative · entry 2

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,412

Underlying: Common Stock, Par Value $0.01 Per Share · 10,412 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:47 UTC
Young Douglas LEVP, President & COO RHC
GrantCommon Stock, Par Value $0.01 Per Share 2,419 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069770 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,871

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:45 UTC
Torres John DEVP, Chief Legal Officer
GrantNon-qualified Stock Appreciation Right · Derivative 8,677 $157.36 Strike: $157.36 $1,365,412.72
Disclosure

SEC source: 0001127602-16-069767 · form4.xml · derivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,677

Underlying: Common Stock, Par Value $0.01 Per Share · 8,677 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:45 UTC
Torres John DEVP, Chief Legal Officer
GrantCommon Stock, Par Value $0.01 Per Share 2,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069767 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,457

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:43 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantNon-qualified Stock Appreciation Right · Derivative 8,677 $157.36 Strike: $157.36 $1,365,412.72
Disclosure

SEC source: 0001127602-16-069764 · form4.xml · derivative · entry 2

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,677

Underlying: Common Stock, Par Value $0.01 Per Share · 8,677 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:43 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantCommon Stock, Par Value $0.01 Per Share 2,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069764 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,952

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:41 UTC
RUMBOUGH ROY AVP, CAO & Controller
GrantNon-qualified Stock Appreciation Right · Derivative 2,516 $157.36 Strike: $157.36 $395,917.76
Disclosure

SEC source: 0001127602-16-069762 · form4.xml · derivative · entry 2

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Underlying: Common Stock, Par Value $0.01 Per Share · 2,516 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:41 UTC
RUMBOUGH ROY AVP, CAO & Controller
GrantCommon Stock, Par Value $0.01 Per Share 585 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069762 · form4.xml · nonDerivative · entry 1

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,109

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:36 UTC
JOHNSTON TERRY LPresident and COO, Commercial
GrantNon-qualified Stock Appreciation Right · Derivative 6,941 $157.36 Strike: $157.36 $1,092,235.76
Disclosure

SEC source: 0001127602-16-069759 · form4.xml · derivative · entry 2

JOHNSTON TERRY L · CIK 0001565364 · President and COO, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,941

Underlying: Common Stock, Par Value $0.01 Per Share · 6,941 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:36 UTC
JOHNSTON TERRY LPresident and COO, Commercial
GrantCommon Stock, Par Value $0.01 Per Share 1,613 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069759 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · President and COO, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,954

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.