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person · Reporting owner

Moon David W

Disclosed activity across 3 companies

Tapewire entity
65651
SEC CIK
0001372923

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN WOODMARK CORPAMWD · Entity 43337DirectorAugust 22, 2019August 23, 2019
Energy Recovery, Inc.ERII · Entity 5679Director · President and CEOFebruary 17, 2026February 19, 2026
LENNOX INTERNATIONAL INCLII · Entity 3415EVP, President & COO of WWRDecember 12, 2017December 14, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN WOODMARK CORP

Report date August 22, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,490 Reported balance After 2019-08-22 transaction · row 1
1 source row

Row 1 · 2019-08-22 · Grant · Acquired 1,200 · Balance 3,490

F1: Award of service-based restricted stock units, which will vest on August 15, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Award of service-based restricted stock units, which will vest on August 15, 2021.

Energy Recovery, Inc.

Report date February 17, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect233,069 Reported balance After 2026-02-17 transaction · row 1
1 source row

Row 1 · 2026-02-17 · Grant · Acquired 81,812 · Balance 233,069

F1: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

Common StockSEC Table I · non-derivativeIndirectDavid and Rhonda Moon JCP36,950 Reported balance Holding disclosure · report date 2026-02-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 36,950

Filing footnotes · ownership attribution and instrument terms

F1: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

LENNOX INTERNATIONAL INC

Report date December 12, 2017 · Filed December 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivativeDirect113,908 Reported balance After 2017-12-12 transaction · row 1
1 source row

Row 1 · 2017-12-12 · Tax withholding · Disposed 1,502 · Balance 113,908

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 19, 2026 21:55 UTC Energy Recovery, Inc. ERII · Entity 5679 GrantCommon Stock 81,812 $0.00 $0.00
Disclosure

SEC source: 0001372923-26-000004 · wk-form4_1771538151.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,069

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 22:42 UTC Energy Recovery, Inc. ERII · Entity 5679 Tax withholdingCommon Stock 17,160 $14.30 $245,388.00
Disclosure

SEC source: 0001372923-26-000002 · wk-form4_1770158535.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,257

F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
May 13, 2025 Filed May 15, 2025 21:05 UTC Energy Recovery, Inc. ERII · Entity 5679 PurchaseCommon Stock 4,200 $12.20 $51,240.00
Disclosure

SEC source: 0001421517-25-000082 · wk-form4_1747343115.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 36,950

F1 · price: This amount represents the weighted average purchase price of multiple trades ranging from $12.19 to $12.20 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares purchased at each separate price upon request.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 22:44 UTC Energy Recovery, Inc. ERII · Entity 5679 Tax withholdingCommon Stock 7,664 $14.40 $110,361.60
Disclosure

SEC source: 0001421517-25-000016 · wk-form4_1738190672.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,417

F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
January 23, 2025 Filed Jan 27, 2025 23:04 UTC Energy Recovery, Inc. ERII · Entity 5679 GrantCommon Stock 88,980 $0.00 $0.00
Disclosure

SEC source: 0001421517-25-000006 · wk-form4_1738019079.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,081

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 22:22 UTC Energy Recovery, Inc. ERII · Entity 5679 SaleCommon Stock 2,550 $17.97 $45,833.70
Disclosure

SEC source: 0001421517-24-000195 · wk-form4_1730326931.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,101

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $17.90 to $18.105 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 21:12 UTC Energy Recovery, Inc. ERII · Entity 5679 PurchaseCommon Stock 3,000 $16.00 $48,009.00
Disclosure

SEC source: 0001421517-24-000174 · wk-form4_1723065135.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 32,750

F1 · price: This figure is the weighted average purchase price of multiple trades ranging from $16 to $16.015 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares purchased at each separate price upon request.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 22:33 UTC Energy Recovery, Inc. ERII · Entity 5679 SaleCommon Stock 1,219 $12.77 $15,565.41
Disclosure

SEC source: 0001421517-24-000132 · wk-form4_1718922773.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,651

F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $12.71 to $12.88 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

Read SEC document
May 07, 2024 Filed May 9, 2024 21:04 UTC Energy Recovery, Inc. ERII · Entity 5679 Disposition to issuerCommon Stock 8,040 $0.00 $0.00
Disclosure

SEC source: 0001421517-24-000095 · wk-form4_1715288641.xml · nonDerivative · entry 2

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,870

F2 · kind: Reflects the cancellation of 8,040 unvested restricted stock units for no consideration prior to vesting in connection with participant's acceptance of employment as the Issuer's permanent CEO and President in January 2024 and in accordance with the vesting condition specified in the applicable award agreement.

F2 · price: Reflects the cancellation of 8,040 unvested restricted stock units for no consideration prior to vesting in connection with participant's acceptance of employment as the Issuer's permanent CEO and President in January 2024 and in accordance with the vesting condition specified in the applicable award agreement.

Read SEC document
May 07, 2024 Filed May 9, 2024 21:04 UTC Energy Recovery, Inc. ERII · Entity 5679 PurchaseCommon Stock 10,500 $13.46 $141,288.00
Disclosure

SEC source: 0001421517-24-000095 · wk-form4_1715288641.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 29,750

F1 · price: This figure is the weighted average purchase price of multiple trades ranging from $13.34 to $13.47 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares purchased at each separate price upon request.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:29 UTC Energy Recovery, Inc. ERII · Entity 5679 PurchaseCommon Stock 10,750 $15.51 $166,732.50
Disclosure

SEC source: 0001421517-24-000059 · wk-form4_1709245746.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 19,250

F1 · price: This figure is the weighted average purchase price of multiple trades ranging from $15.415 to $15.55 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares purchased at each separate price upon request.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:47 UTC Energy Recovery, Inc. ERII · Entity 5679 GrantEmployee Stock Option (Right to Buy) · Derivative 194,785 $16.16 Strike: $16.16 $3,147,725.60
Disclosure

SEC source: 0001421517-24-000007 · wk-form4_1706568435.xml · derivative · entry 2

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,785

Underlying: Stock Option (Right to Buy) · 194,785 shares

Expires not disclosed

F3 · derivative.exercise_date: This employee stock option was granted on the transaction date. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month.

F4 · derivative.expiration_date: This employee stock option expires 10-years from grant date.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:47 UTC Energy Recovery, Inc. ERII · Entity 5679 GrantCommon Stock 80,445 $0.00 $0.00
Disclosure

SEC source: 0001421517-24-000007 · wk-form4_1706568435.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,910

F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 21:58 UTC Energy Recovery, Inc. ERII · Entity 5679 PurchaseCommon Stock 8,500 $18.11 $153,935.00
Disclosure

SEC source: 0001421517-23-000203 · wk-form4_1699912705.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · David and Rhonda Moon JCP

Disclosed balance after: 8,500

F1 · price: This amount represents the weighted average sales price of multiple trades ranging from $18.10 to $18.108 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.

Read SEC document
October 24, 2023 Filed Oct 27, 2023 01:02 UTC Energy Recovery, Inc. ERII · Entity 5679 GrantCommon Stock 15,233 $0.00 $0.00
Disclosure

SEC source: 0001421517-23-000173 · wk-form4_1698368547.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,465

F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

F2 · shares: These employee restricted stock units were granted on the transaction date (the ''Grant Date'') and will vest on the 1 year anniversary of the Grant Date (the ''Vest Date'') provided that Mr. Moon remains an ''Eligible Person'' (as defined in the 2020 Plan) on the Vest Date. The number of shares that Mr. Moon will receive pursuant to the restricted stock unit award is determined as follows: if Mr. Moon serves as Interim Chief Executive Officer for 6 months or longer, Mr. Moon will receive 100% of the shares underlying the restricted stock unit award on the Vest Date. In the event that Mr. Moon serves as Interim Chief Executive Officer for less than 6 months, Mr. Moon will receive a pro-rated amount of the shares underlying the restricted stock unit award on the Vest Date.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 20:37 UTC Energy Recovery, Inc. ERII · Entity 5679 GrantCommon Stock 3,232 $28.22 $91,207.04
Disclosure

SEC source: 0001421517-23-000128 · wk-form4_1689194257.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,232

F1 · shares: The annual Board of Directors restricted stock unit award was pro-rated based upon date of appointment and will fully vest on the 2024 Annual Meeting date, anticipated to be on or about June 6, 2024.

F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 21:31 UTC AMERICAN WOODMARK CORP AMWD · Entity 43337 GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000794619-19-000050 · wf-form4_156659588383809.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

F1 · shares: Award of service-based restricted stock units, which will vest on August 15, 2021.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 18:50 UTC AMERICAN WOODMARK CORP AMWD · Entity 43337 GrantCommon Stock 820 $0.00 $0.00
Disclosure

SEC source: 0000794619-18-000086 · wf-form4_153539579384322.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

F1 · shares: Award of service-based restricted stock units, which will vest on August 15, 2020.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:32 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,502 $206.59 $310,298.18
Disclosure

SEC source: 0001127602-17-034649 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,908

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:23 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 12,252 $0.00 Strike: $46.78 $0.00
Disclosure

SEC source: 0001127602-17-034442 · form4.xml · derivative · entry 3

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 12,252 shares

Expires 2017-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/9/2011 and each year thereafter. The entire grant became fully exercisable on 12/9/2013.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:23 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Tax withholdingCommon Stock, Par Value $0.01 Per Share 6,750 $206.66 $1,394,955.00
Disclosure

SEC source: 0001127602-17-034442 · form4.xml · nonDerivative · entry 2

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,410

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:23 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Exercise / conversionCommon Stock, Par Value $0.01 Per Share 12,252 $46.78 $573,148.56
Disclosure

SEC source: 0001127602-17-034442 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 1,400 $196.14 $274,589.00
Disclosure

SEC source: 0001127602-17-032664 · form4.xml · nonDerivative · entry 4

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,908

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 200 $196.13 $39,225.18
Disclosure

SEC source: 0001127602-17-032664 · form4.xml · nonDerivative · entry 3

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,308

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 100 $196.11 $19,611.37
Disclosure

SEC source: 0001127602-17-032664 · form4.xml · nonDerivative · entry 2

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,508

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 800 $196.10 $156,880.08
Disclosure

SEC source: 0001127602-17-032664 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,608

Read SEC document
August 24, 2017 Filed Aug 28, 2017 19:31 UTC AMERICAN WOODMARK CORP AMWD · Entity 43337 GrantCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0000794619-17-000107 · wf-form4_150394867993818.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

F1 · shares: Award of service-based restricted stock units, which will vest on August 15, 2019.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:25 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 2,350 $171.45 $402,900.45
Disclosure

SEC source: 0001127602-17-024736 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,408

F1 · kind: Reflects a weighted average sale price of $171.447 at prices ranging from $171.10 to $171.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:58 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 7,713 $169.96 $1,310,901.48
Disclosure

SEC source: 0001127602-17-011947 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,758

Read SEC document
February 13, 2017 Filed Feb 14, 2017 21:08 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 SaleCommon Stock, Par Value $0.01 Per Share 5,500 $161.69 $889,295.00
Disclosure

SEC source: 0001127602-17-005992 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,045

F1 · price: Reflects a weighted average sale price of $161.69 at prices ranging from $161.41 to $162.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:39 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,716 $156.59 $268,708.44
Disclosure

SEC source: 0001127602-16-069862 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,545

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 15,027 $0.00 Strike: $36.94 $0.00
Disclosure

SEC source: 0001127602-16-069752 · form4.xml · derivative · entry 5

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 15,027 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/10/2010 and each year thereafter. The entire grant became fully exercisable on 12/10/2012.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantNon-qualified Stock Appreciation Right · Derivative 9,544 $157.36 Strike: $157.36 $1,501,843.84
Disclosure

SEC source: 0001127602-16-069752 · form4.xml · derivative · entry 4

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544

Underlying: Common Stock, Par Value $0.01 Per Share · 9,544 shares

Expires 2023-12-09

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/9/17 and each year thereafter. The entire grant will become fully exercisable on 12/9/19.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Disposition to issuerCommon Stock, Par Value $0.01 Per Share 8,352 $157.36 $1,314,270.72
Disclosure

SEC source: 0001127602-16-069752 · form4.xml · nonDerivative · entry 3

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,261

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 Exercise / conversionCommon Stock, Par Value $0.01 Per Share 15,027 $36.94 $555,022.25
Disclosure

SEC source: 0001127602-16-069752 · form4.xml · nonDerivative · entry 2

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:28 UTC LENNOX INTERNATIONAL INC LII · Entity 3415 GrantCommon Stock, Par Value $0.01 Per Share 2,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069752 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,586

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.