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LENNOX INTERNATIONAL INC

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3415
SEC CIK
0001069202
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2017 Filed Jul 17, 2017 20:35 UTC GrantCommon Stock, Par Value $0.01 Per Share 27 $183.64 $4,958.28
Disclosure

SEC source: 0001127602-17-023644 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,828

Read SEC document
July 17, 2017 Filed Jul 17, 2017 20:16 UTC GrantCommon Stock, Par Value $0.01 Per Share 27 $183.64 $4,958.28
Disclosure

SEC source: 0001127602-17-023636 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,437

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
July 17, 2017 Filed Jul 17, 2017 20:30 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 27 $183.64 $4,958.28
Disclosure

SEC source: 0001127602-17-023638 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,938

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
May 05, 2017 Filed May 8, 2017 16:27 UTC SaleCommon Stock, Par Value $0.01 Per Share 200 $167.67 $33,533.00
Disclosure

SEC source: 0001127602-17-017203 · form4.xml · nonDerivative · entry 2

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,801

Read SEC document
May 05, 2017 Filed May 8, 2017 16:27 UTC SaleCommon Stock, Par Value $0.01 Per Share 800 $167.65 $134,122.64
Disclosure

SEC source: 0001127602-17-017203 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,001

Read SEC document
April 28, 2017 Filed Apr 28, 2017 19:54 UTC PurchaseCommon Stock, Par Value $0.01 Per Share 600 $168.30 $100,980.00
Disclosure

SEC source: 0001127602-17-015842 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Max H. Mitchell Sr. and Jennifer B. Mitchell Jt ten

Disclosed balance after: 665

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:34 UTC GrantCommon Stock, Par Value $0.01 Per Share 149 $167.30 $24,927.70
Disclosure

SEC source: 0001127602-17-014813 · form4.xml · nonDerivative · entry 1

STINSON TERRY DEAN · CIK 0001122798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,110

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:23 UTC GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014805 · form4.xml · nonDerivative · entry 1

Rucker Kim K.W. · CIK 0001430329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:30 UTC
TESKE TODD JDirector
GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014811 · form4.xml · nonDerivative · entry 1

TESKE TODD J · CIK 0001211828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,307

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:28 UTC GrantCommon Stock, Par Value $0.01 Per Share 89 $167.30 $14,889.70
Disclosure

SEC source: 0001127602-17-014809 · form4.xml · nonDerivative · entry 1

SWIENTON GREGORY T · CIK 0001183543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,535

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:25 UTC GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014807 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 1,286

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:20 UTC GrantCommon Stock, Par Value $0.01 Per Share 149 $167.30 $24,927.70
Disclosure

SEC source: 0001127602-17-014803 · form4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,701

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:17 UTC GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014801 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,801

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:14 UTC GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014798 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Max H. Mitchell Sr. and Jennifer B. Mitchell Jt ten

Disclosed balance after: 65

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:09 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014796 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 12,911

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
April 17, 2017 Filed Apr 17, 2017 16:04 UTC GrantCommon Stock, Par Value $0.01 Per Share 29 $167.30 $4,851.70
Disclosure

SEC source: 0001127602-17-014794 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,410

F1 · kind: Director's Quarterly Stock Compensation

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 970 $170.77 $165,646.90
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 7

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,392

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 1,400 $170.36 $238,504.00
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 6

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,362

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 600 $170.34 $102,204.00
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 5

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,762

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 1,200 $170.13 $204,156.00
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 4

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,362

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 1,830 $170.12 $311,325.82
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 3

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,562

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 275 $170.12 $46,783.00
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 2

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,392

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 20:54 UTC
Sessa Daniel MEVP, Chief HR Officer
SaleCommon Stock, Par Value $0.01 Per Share 715 $170.03 $121,571.45
Disclosure

SEC source: 0001127602-17-012968 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,667

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 20:19 UTC
RUMBOUGH ROY AVP, CAO & Controller
SaleCommon Stock, Par Value $0.01 Per Share 2,259 $172.01 $388,570.59
Disclosure

SEC source: 0001127602-17-012390 · form4.xml · nonDerivative · entry 1

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 20:17 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 22,560 $172.09 $3,882,282.72
Disclosure

SEC source: 0001127602-17-012387 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,223

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Reflects a weighted average sale price of $172.087 at prices ranging from $171.82 to $172.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 20:17 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 5,853 $171.63 $1,004,573.80
Disclosure

SEC source: 0001127602-17-012387 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,783

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Reflects a weighted average sale price of $171.634 at prices ranging from $170.82 to $171.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 15:17 UTC
Torres John DEVP, Chief Legal Officer
SaleCommon Stock, Par Value $0.01 Per Share 6,685 $168.01 $1,123,146.85
Disclosure

SEC source: 0001127602-17-012075 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,397

F1 · security: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 14:58 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
SaleCommon Stock, Par Value $0.01 Per Share 5,000 $168.01 $840,050.00
Disclosure

SEC source: 0001127602-17-012062 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

F1 · security: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 15:11 UTC
JOHNSTON TERRY LPresident and COO, Commercial
SaleCommon Stock, Par Value $0.01 Per Share 5,444 $168.01 $914,646.44
Disclosure

SEC source: 0001127602-17-012070 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · President and COO, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,784

F1 · security: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:53 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantCommon Stock, Par Value $0.01 Per Share 28,413 $169.96 $4,829,073.48
Disclosure

SEC source: 0001127602-17-011943 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,636

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:09 UTC
Young Douglas LEVP, President & COO RHC
GrantCommon Stock, Par Value $0.01 Per Share 7,658 $169.96 $1,301,553.68
Disclosure

SEC source: 0001127602-17-011965 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,813

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:05 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantCommon Stock, Par Value $0.01 Per Share 6,990 $169.96 $1,188,020.40
Disclosure

SEC source: 0001127602-17-011958 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,382

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:07 UTC
Torres John DEVP, Chief Legal Officer
GrantCommon Stock, Par Value $0.01 Per Share 6,685 $169.96 $1,136,182.60
Disclosure

SEC source: 0001127602-17-011962 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,082

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC
RUMBOUGH ROY AVP, CAO & Controller
GrantCommon Stock, Par Value $0.01 Per Share 2,259 $169.96 $383,939.64
Disclosure

SEC source: 0001127602-17-011955 · form4.xml · nonDerivative · entry 1

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:00 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
GrantCommon Stock, Par Value $0.01 Per Share 6,331 $169.96 $1,076,016.76
Disclosure

SEC source: 0001127602-17-011952 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,155

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:56 UTC
JOHNSTON TERRY LPresident and COO, Commercial
GrantCommon Stock, Par Value $0.01 Per Share 5,444 $169.96 $925,262.24
Disclosure

SEC source: 0001127602-17-011945 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · President and COO, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,228

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:58 UTC
Moon David WEVP, President & COO of WWR
GrantCommon Stock, Par Value $0.01 Per Share 7,713 $169.96 $1,310,901.48
Disclosure

SEC source: 0001127602-17-011947 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,758

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:50 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantCommon Stock, Par Value $0.01 Per Share 7,025 $169.96 $1,193,969.00
Disclosure

SEC source: 0001127602-17-011941 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254

Read SEC document
February 22, 2017 Filed Feb 22, 2017 21:12 UTC SaleCommon Stock, Par Value $0.01 Per Share 700 $163.92 $114,744.00
Disclosure

SEC source: 0001127602-17-007714 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 1,257

Read SEC document
February 13, 2017 Filed Feb 14, 2017 21:08 UTC
Moon David WEVP, President & COO of WWR
SaleCommon Stock, Par Value $0.01 Per Share 5,500 $161.69 $889,295.00
Disclosure

SEC source: 0001127602-17-005992 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,045

F1 · price: Reflects a weighted average sale price of $161.69 at prices ranging from $161.41 to $162.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:21 UTC
Bluedorn Todd MDirector · Chairman and CEO
GiftCommon Stock, Par Value $0.01 Per Share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005015 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,223

F1 · kind: This gift was given to the UBS Donor-Advised Fund c/o National Philanthropic Trust.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 769 $0.00 Strike: $131.94 $0.00
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · derivative · entry 7

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539

Underlying: Common Stock, Par Value $0.01 Per Share · 769 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/11/2018.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 881 $0.00 Strike: $92.64 $0.00
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · derivative · entry 6

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881

Underlying: Common Stock, Par Value $0.01 Per Share · 881 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2015 and each year thereafter. The entire grant will become fully exercisable on 12/12/2017.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 955 $0.00 Strike: $81.11 $0.00
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · derivative · entry 5

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 955 shares

Expires 2020-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 108 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · nonDerivative · entry 4

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 275 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · nonDerivative · entry 3

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 323 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · nonDerivative · entry 2

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 21:04 UTC
RUMBOUGH ROY AVP, CAO & Controller
SaleCommon Stock, Par Value $0.01 Per Share 706 $163.29 $115,283.59
Disclosure

SEC source: 0001127602-17-005004 · form4.xml · nonDerivative · entry 1

RUMBOUGH ROY A · CIK 0001193271 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

Read SEC document
February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 2,653 $0.00 Strike: $131.94 $0.00
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · derivative · entry 8

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306

Underlying: Common Stock, Par Value $0.01 Per Share · 2,653 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/11/2018.

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February 09, 2017 Filed Feb 10, 2017 20:57 UTC
Torres John DEVP, Chief Legal Officer
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 6,523 $0.00 Strike: $92.64 $0.00
Disclosure

SEC source: 0001127602-17-005001 · form4.xml · derivative · entry 7

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262

Underlying: Common Stock, Par Value $0.01 Per Share · 6,523 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/12/2015 and each year thereafter. The entire grant will become fully exercisable on 12/12/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.