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L3HARRIS TECHNOLOGIES, INC. /DE/

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Tapewire entity
610
SEC CIK
0000202058
Parsed reports
741

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2024 Filed Apr 23, 2024 21:30 UTC GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000087 · wk-form4_1713907845.xml · nonDerivative · entry 1

Harris Harry B. Jr · CIK 0001897706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,779.93

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:29 UTC GrantCommon Stock Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000085 · wk-form4_1713907740.xml · nonDerivative · entry 1

HACHIGIAN KIRK S · CIK 0001210484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,218.6

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 1.60 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:27 UTC GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000083 · wk-form4_1713907606.xml · nonDerivative · entry 1

Geraghty Joanna · CIK 0001742111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,651.89

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement. Pursuant to a prior election to defer such units upon vesting, such units will be settled in shares of common stock upon the reporting person's separation from service from the Issuer.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:22 UTC GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000079 · wk-form4_1713907319.xml · nonDerivative · entry 1

DATTILO THOMAS A · CIK 0001221547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,682.32

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:24 UTC
FRADIN ROGERDirector
GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000081 · wk-form4_1713907450.xml · nonDerivative · entry 1

FRADIN ROGER · CIK 0001246989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,307.32

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:20 UTC GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000077 · wk-form4_1713907222.xml · nonDerivative · entry 1

CHIARELLI PETER W · CIK 0001556835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,801.89

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:18 UTC GrantCommon Stock, Par Value $1.00 924 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000075 · wk-form4_1713907127.xml · nonDerivative · entry 1

BAILEY SALLIE B · CIK 0001234014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,774.32

F1 · shares: Represents an award of director share units in respect of the non-employee director's equity-based retainer, which generally will vest on 4/19/2025, subject to the non-employee director's continued service and the terms and conditions of the director share unit agreement.

F2 · balance_after: Includes 20.05 shares acquired through dividend reinvestment pursuant to the terms and conditions of the director share unit agreement.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:47 UTC GrantCommon Stock, Par Value $1.00 179.8 $208.56 $37,499.09
Disclosure

SEC source: 0000202058-24-000067 · wk-form4_1712177266.xml · nonDerivative · entry 1

Zamarro Christina L · CIK 0001934429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,319.76

F1 · shares: Represents a credit of phantom stock units under the L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to the reporting person's prior election to defer a portion of the non-employee director quarterly cash retainer amount. Phantom stock units are subject to settlement solely in shares of the Issuer's common stock upon the reporting person's separation from service with the Issuer.

F2 · balance_after: Includes 8.68 phantom stock units acquired through dividend credits under the Plan since last reported by the reporting person.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:45 UTC GrantCommon Stock, Par Value $1.00 239.74 $208.56 $50,000.17
Disclosure

SEC source: 0000202058-24-000065 · wk-form4_1712177128.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,689.39

F1 · shares: Represents a credit of phantom stock units under the L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to the reporting person's prior election to defer a portion of the non-employee director quarterly cash retainer amount. Phantom stock units are subject to settlement solely in shares of the Issuer's common stock upon the reporting person's separation from service with the Issuer.

F2 · balance_after: Includes 38.27 phantom stock units acquired through dividend credits under the Plan since last reported by the reporting person.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:38 UTC GrantCommon Stock, Par Value $1.00 179.8 $208.56 $37,499.09
Disclosure

SEC source: 0000202058-24-000063 · wk-form4_1712176675.xml · nonDerivative · entry 1

Geraghty Joanna · CIK 0001742111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,727.89

F1 · shares: Represents a credit of phantom stock units under the L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to the reporting person's prior election to defer a portion of the non-employee director quarterly cash retainer amount. Phantom stock units are subject to settlement solely in shares of the Issuer's common stock upon the reporting person's separation from service with the Issuer.

F2 · balance_after: Includes 20.05 phantom stock units acquired through dividend credits under the Plan since last reported by the reporting person.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:33 UTC GrantCommon Stock, Par Value $1.00 23.97 $208.57 $4,999.30
Disclosure

SEC source: 0000202058-24-000061 · wk-form4_1712176374.xml · nonDerivative · entry 1

CHIARELLI PETER W · CIK 0001556835 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,877.89

F1 · shares: Represents a credit of phantom stock units under the L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to the reporting person's prior election to defer a portion of the non-employee director quarterly cash retainer amount. Phantom stock units are subject to settlement solely in shares of the Issuer's common stock upon the reporting person's separation from service with the Issuer.

F2 · balance_after: Includes 5.75 phantom stock units acquired through dividend credits under the Plan since last reported by the reporting person.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 20:36 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,258 $0.00 Strike: $97.24 $0.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · derivative · entry 7

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 6,258 shares

Expires 2025-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 20:36 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
SaleCommon Stock, Par Value $1.00 6,258 $211.91 $1,326,132.78
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,175.16

Read SEC document
March 26, 2024 Filed Mar 27, 2024 20:36 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Exercise / conversionCommon Stock, Par Value $1.00 6,258 $97.24 $608,527.92
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,433.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:36 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $97.24 $0.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · derivative · entry 6

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,258

Underlying: Common Stock, Par Value $1.00 · 40,000 shares

Expires 2025-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:36 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
SaleCommon Stock, Par Value $1.00 40,000 $212.22 $8,488,800.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,175.16

F1 · price: Reflects the weighted average sale price (prices actually received ranged from $211.63 to $213.02). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:36 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Exercise / conversionCommon Stock, Par Value $1.00 40,000 $97.24 $3,889,600.00
Disclosure

SEC source: 0000202058-24-000059 · wk-form4_1711571780.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,175.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 18, 2024 22:49 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
SaleCommon Stock, Par Value $1.00 3,363 $212.86 $715,848.18
Disclosure

SEC source: 0000202058-24-000057 · wk-form4_1710802161.xml · nonDerivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,254.05

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:49 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
SaleCommon Stock, Par Value $1.00 1,292 $211.14 $272,792.88
Disclosure

SEC source: 0000202058-24-000057 · wk-form4_1710802161.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,617.05

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:46 UTC PurchaseCommon Stock Par Value $1.00 1,250 $213.39 $266,737.50
Disclosure

SEC source: 0000202058-24-000055 · wk-form4_1710802004.xml · nonDerivative · entry 2

SWANSON WILLIAM H · CIK 0001194790 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,793

F2 · price: Reflects the weighted average sale price (prices actually received ranged from $211.74 to $214.32). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 22:46 UTC PurchaseCommon Stock Par Value $1.00 1,250 $215.35 $269,187.50
Disclosure

SEC source: 0000202058-24-000055 · wk-form4_1710802004.xml · nonDerivative · entry 1

SWANSON WILLIAM H · CIK 0001194790 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,543

F1 · price: Reflects the weighted average sale price (prices actually received ranged from $214.64 to $216.00). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:08 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
SaleCommon Stock, Par Value $1.00 1,459 $211.57 $308,680.63
Disclosure

SEC source: 0000202058-24-000053 · wk-form4_1709244518.xml · nonDerivative · entry 2

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,185.38

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:08 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
SaleCommon Stock, Par Value $1.00 3,707 $211.47 $783,919.29
Disclosure

SEC source: 0000202058-24-000053 · wk-form4_1709244518.xml · nonDerivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,644.38

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
Exercise / conversionRestricted Stock Units · Derivative 2,406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · derivative · entry 8

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F6 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
Tax withholdingCommon Stock, Par Value $1.00 947 $211.74 $200,517.78
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · nonDerivative · entry 4

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,351.38

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
Exercise / conversionCommon Stock, Par Value $1.00 2,406 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · nonDerivative · entry 3

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,298.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:04 UTC
Stackley Sean JSr. VP Strategy, Growth & Tech
Exercise / conversionRestricted Stock Units · Derivative 2,406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000049 · wk-form4_1709082255.xml · derivative · entry 6

Stackley Sean J · CIK 0001753454 · Sr. VP Strategy, Growth & Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F4 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:04 UTC
Stackley Sean JSr. VP Strategy, Growth & Tech
Tax withholdingCommon Stock, Par Value $1.00 1,154 $211.74 $244,347.96
Disclosure

SEC source: 0000202058-24-000049 · wk-form4_1709082255.xml · nonDerivative · entry 4

Stackley Sean J · CIK 0001753454 · Sr. VP Strategy, Growth & Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,809.92

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:04 UTC
Stackley Sean JSr. VP Strategy, Growth & Tech
Exercise / conversionCommon Stock, Par Value $1.00 2,406 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000049 · wk-form4_1709082255.xml · nonDerivative · entry 3

Stackley Sean J · CIK 0001753454 · Sr. VP Strategy, Growth & Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,963.92

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:02 UTC
Rakita MelanieVice President & CHRO
Exercise / conversionRestricted Stock Units · Derivative 378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000045 · wk-form4_1709082123.xml · derivative · entry 7

Rakita Melanie · CIK 0001971617 · Vice President & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F4 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:02 UTC
Rakita MelanieVice President & CHRO
Tax withholdingCommon Stock, Par Value $1.00 93 $211.74 $19,691.82
Disclosure

SEC source: 0000202058-24-000045 · wk-form4_1709082123.xml · nonDerivative · entry 4

Rakita Melanie · CIK 0001971617 · Vice President & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,952

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:02 UTC
Rakita MelanieVice President & CHRO
Exercise / conversionCommon Stock, Par Value $1.00 378 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000045 · wk-form4_1709082123.xml · nonDerivative · entry 3

Rakita Melanie · CIK 0001971617 · Vice President & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:01 UTC
NIEBERGALL ROSSPresident, Aerojet Rocketdyne
Exercise / conversionRestricted Stock Units · Derivative 2,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · derivative · entry 7

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F5 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:01 UTC
NIEBERGALL ROSSPresident, Aerojet Rocketdyne
Tax withholdingCommon Stock, Par Value $1.00 812 $211.74 $171,932.88
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · nonDerivative · entry 4

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,288.53

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:01 UTC
NIEBERGALL ROSSPresident, Aerojet Rocketdyne
Exercise / conversionCommon Stock, Par Value $1.00 2,062 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · nonDerivative · entry 3

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents shares of common stock issued in settlement of restricted stock units that vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:58 UTC
Montesi Corliss J.VP, Principal Accting. Officer
Exercise / conversionRestricted Stock Units · Derivative 413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000041 · wk-form4_1709081919.xml · derivative · entry 8

Montesi Corliss J. · CIK 0001878920 · VP, Principal Accting. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F6 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F6 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:58 UTC
Montesi Corliss J.VP, Principal Accting. Officer
Tax withholdingCommon Stock, Par Value $1.00 101 $211.74 $21,385.74
Disclosure

SEC source: 0000202058-24-000041 · wk-form4_1709081919.xml · nonDerivative · entry 4

Montesi Corliss J. · CIK 0001878920 · VP, Principal Accting. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,024.98

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February 26, 2024 Filed Feb 28, 2024 00:58 UTC
Montesi Corliss J.VP, Principal Accting. Officer
Exercise / conversionCommon Stock, Par Value $1.00 413 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000041 · wk-form4_1709081919.xml · nonDerivative · entry 3

Montesi Corliss J. · CIK 0001878920 · VP, Principal Accting. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2024 Filed Feb 28, 2024 00:57 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionRestricted Stock Units · Derivative 2,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000039 · wk-form4_1709081857.xml · derivative · entry 9

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F6 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

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February 26, 2024 Filed Feb 28, 2024 00:57 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Tax withholdingCommon Stock, Par Value $1.00 839 $211.74 $177,649.86
Disclosure

SEC source: 0000202058-24-000039 · wk-form4_1709081857.xml · nonDerivative · entry 4

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,909.05

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February 26, 2024 Filed Feb 28, 2024 00:57 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
Exercise / conversionCommon Stock, Par Value $1.00 2,131 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000039 · wk-form4_1709081857.xml · nonDerivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,748.05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:51 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Exercise / conversionRestricted Stock Units · Derivative 15,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · derivative · entry 9

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 15,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F7 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

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February 26, 2024 Filed Feb 28, 2024 00:51 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Tax withholdingCommon Stock, Par Value $1.00 5,949 $211.74 $1,259,641.26
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · nonDerivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,175.16

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:51 UTC
KUBASIK CHRISTOPHER EDirector · Chair and CEO
Exercise / conversionCommon Stock, Par Value $1.00 15,118 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000035 · wk-form4_1709081462.xml · nonDerivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,124.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
GrantRestricted Stock Units · Derivative 3,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · derivative · entry 7

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,032

Underlying: Common Stock Par Value $1.00 · 3,032 shares

Expires not disclosed

F5 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

F5 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

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February 23, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 12,681 $0.00 Strike: $214.45 $0.00
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · derivative · entry 6

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,681

Underlying: Common Stock Par Value $1.00 · 12,681 shares

Expires 2034-02-23

F4 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F4 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

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February 23, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
Exercise / conversionPerformance Stock Units · Derivative 4,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · derivative · entry 5

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

F3 · derivative.expiration_date: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

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February 23, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
Tax withholdingCommon Stock, Par Value $1.00 1,331 $214.45 $285,432.95
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · nonDerivative · entry 2

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,892.38

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:06 UTC
ZOISS EDWARD JPres., Space & Airborne Sys.
Exercise / conversionCommon Stock, Par Value $1.00 5,038 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000051 · wk-form4_1709082380.xml · nonDerivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres., Space & Airborne Sys.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,223.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 227 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F1 · price: Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 227 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F2 · balance_after: Includes 2.27 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/29/2023.

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February 23, 2024 Filed Feb 28, 2024 01:04 UTC
Stackley Sean JSr. VP Strategy, Growth & Tech
Exercise / conversionPerformance Stock Units · Derivative 4,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000049 · wk-form4_1709082255.xml · derivative · entry 5

Stackley Sean J · CIK 0001753454 · Sr. VP Strategy, Growth & Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

F3 · derivative.exercise_date: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

F3 · derivative.expiration_date: Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.