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NIEBERGALL ROSS

Disclosed activity across 3 companies

Tapewire entity
40963
SEC CIK
0001987171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610President, Aerojet RocketdyneDecember 30, 2024December 31, 2024
QuantumScape CorpQS · Entity 4158DirectorJune 03, 2026June 05, 2026
V2X, Inc.VVX · Entity 4368DirectorMay 07, 2026May 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date December 30, 2024 · Filed December 31, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect5,049.16 Reported balance After 2024-12-30 transaction · row 1
1 source row

Row 1 · 2024-12-30 · Sale · Disposed 1,373 · Balance 5,049.16

QuantumScape Corp

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect71,558 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 24,183 · Balance 71,558

F1: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2: Includes 65,156 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2: Includes 65,156 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

V2X, Inc.

Report date May 07, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
V2X, Inc. Common StockSEC Table I · non-derivativeDirect838 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Exercise / conversion · Acquired 838 · Balance 838

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-07 · Exercise / conversion · Disposed 838 · Balance 0

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,188 Reported balance After 2026-05-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-07 · Grant · Acquired 2,188 · Balance 2,188

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F3: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

F3: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 5, 2026 20:42 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 24,183 $0.00 $0.00
Disclosure

SEC source: 0001987171-26-000014 · primarydocument.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,558

F1 · kind: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 65,156 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
May 07, 2026 Filed May 11, 2026 21:57 UTC V2X, Inc. VVX · Entity 4368 GrantRestricted Stock Units · Derivative 2,188 $0.00 $0.00
Disclosure

SEC source: 0001987171-26-000012 · wk-form4_1778536668.xml · derivative · entry 3

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,188

Underlying: V2X, Inc. Common Stock · 2,188 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F3 · derivative.exercise_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

F3 · derivative.expiration_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2027 Annual Shareholders' Meeting and May 7, 2027.

Read SEC document
May 07, 2026 Filed May 11, 2026 21:57 UTC V2X, Inc. VVX · Entity 4368 Exercise / conversionRestricted Stock Units · Derivative 838 $0.00 $0.00
Disclosure

SEC source: 0001987171-26-000012 · wk-form4_1778536668.xml · derivative · entry 2

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: V2X, Inc. Common Stock · 838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

F2 · derivative.expiration_date: These RSUs were granted on January 9, 2026 and fully vested on May 7, 2026.

Read SEC document
May 07, 2026 Filed May 11, 2026 21:57 UTC V2X, Inc. VVX · Entity 4368 Exercise / conversionV2X, Inc. Common Stock 838 Not disclosed Not disclosed
Disclosure

SEC source: 0001987171-26-000012 · wk-form4_1778536668.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

Read SEC document
March 04, 2026 Filed Mar 7, 2026 01:00 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 6,402 $0.00 $0.00
Disclosure

SEC source: 0001987171-26-000010 · primarydocument.xml · nonDerivative · entry 2

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,375

F2 · kind: On March 4, 2026, the Issuer granted RSUs to the Reporting Person as a pro-rated annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the grant date or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

Read SEC document
March 04, 2026 Filed Mar 7, 2026 01:00 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 40,973 $0.00 $0.00
Disclosure

SEC source: 0001987171-26-000010 · primarydocument.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,973

F1 · kind: On March 4, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an initial award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest quarterly over three years, subject to the Reporting Person's continued service as each vesting date.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:20 UTC V2X, Inc. VVX · Entity 4368 GrantRestricted Stock Units · Derivative 838 $0.00 $0.00
Disclosure

SEC source: 0001987171-26-000006 · wk-form4_1768339217.xml · derivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838

Underlying: V2X, Inc. Common Stock · 838 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into V2X, Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2026 Annual Shareholders' Meeting and May 8, 2026.

F2 · derivative.expiration_date: Reflects an award of RSUs, which are scheduled to vest on the earlier of the date of the V2X, Inc. 2026 Annual Shareholders' Meeting and May 8, 2026.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 22:10 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,373 $210.06 $288,412.38
Disclosure

SEC source: 0000202058-24-000188 · wk-form4_1735682995.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,049.16

Read SEC document
December 24, 2024 Filed Dec 27, 2024 21:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GiftCommon Stock, Par Value $1.00 130 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000186 · wk-form4_1735334287.xml · nonDerivative · entry 4

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,422.16

Read SEC document
December 24, 2024 Filed Dec 27, 2024 21:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GiftCommon Stock, Par Value $1.00 130 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000186 · wk-form4_1735334287.xml · nonDerivative · entry 3

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,552.16

Read SEC document
December 24, 2024 Filed Dec 27, 2024 21:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GiftCommon Stock, Par Value $1.00 130 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000186 · wk-form4_1735334287.xml · nonDerivative · entry 2

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,682.16

Read SEC document
December 23, 2024 Filed Dec 27, 2024 21:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,764 $213.65 $376,878.60
Disclosure

SEC source: 0000202058-24-000186 · wk-form4_1735334287.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,812.16

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:47 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,764 $223.62 $394,465.68
Disclosure

SEC source: 0000202058-24-000182 · wk-form4_1734565638.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,576.16

Read SEC document
November 08, 2024 Filed Nov 8, 2024 21:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 2,150 $0.00 Strike: $119.66 $0.00
Disclosure

SEC source: 0000202058-24-000178 · wk-form4_1731101604.xml · derivative · entry 6

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,150 shares

Expires 2027-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2024 Filed Nov 8, 2024 21:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 2,150 $260.00 $559,000.00
Disclosure

SEC source: 0000202058-24-000178 · wk-form4_1731101604.xml · nonDerivative · entry 4

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,340.16

Read SEC document
November 08, 2024 Filed Nov 8, 2024 21:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 2,150 $119.66 $257,269.00
Disclosure

SEC source: 0000202058-24-000178 · wk-form4_1731101604.xml · nonDerivative · entry 3

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,490.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $119.66 $0.00
Disclosure

SEC source: 0000202058-24-000178 · wk-form4_1731101604.xml · derivative · entry 5

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock, Par Value $1.00 · 1,100 shares

Expires 2027-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,100 $260.00 $286,000.00
Disclosure

SEC source: 0000202058-24-000178 · wk-form4_1731101604.xml · nonDerivative · entry 2

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,340.16

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:33 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 1,100 $119.66 $131,626.00
Disclosure

SEC source: 0000202058-24-000178 · wk-form4_1731101604.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,440.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2024 Filed Nov 5, 2024 01:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 2,988 $247.93 $740,814.84
Disclosure

SEC source: 0000202058-24-000174 · wk-form4_1730770087.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,340.16

Read SEC document
October 02, 2024 Filed Oct 3, 2024 21:42 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 2,988 $244.68 $731,103.84
Disclosure

SEC source: 0000202058-24-000158 · wk-form4_1727991769.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,328.16

F1 · balance_after: Includes 0.07 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 9/27/2024.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:41 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 2,988 $236.68 $707,199.84
Disclosure

SEC source: 0000202058-24-000147 · wk-form4_1725568897.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,316.09

F1 · balance_after: Includes 15.56 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 6/28/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 2,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · derivative · entry 7

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

F5 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 812 $211.74 $171,932.88
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · nonDerivative · entry 4

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,288.53

Read SEC document
February 26, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 2,062 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · nonDerivative · entry 3

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents shares of common stock issued in settlement of restricted stock units that vested on 2/26/2024.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 2,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · derivative · entry 6

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock Par Value $1.00 · 2,332 shares

Expires not disclosed

F4 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

F4 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 9,755 $0.00 Strike: $214.45 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · derivative · entry 5

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,755

Underlying: Common Stock Par Value $1.00 · 9,755 shares

Expires 2034-02-23

F3 · derivative.exercise_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F3 · derivative.expiration_date: Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 1,052 $214.45 $225,601.40
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · nonDerivative · entry 2

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,038.53

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:01 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 4,317 $0.00 $0.00
Disclosure

SEC source: 0000202058-24-000043 · wk-form4_1709082049.xml · nonDerivative · entry 1

NIEBERGALL ROSS · CIK 0001987171 · President, Aerojet Rocketdyne

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,090.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 194 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F1 · price: Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 194 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.