LHX

SEC source: 0001209191-20-015478 · doc4.xml · derivative · entry 2

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529

Underlying: Common Stock, Par Value $1.00 · 2,529 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuers common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuers common stock.

SEC source: 0001209191-20-015478 · doc4.xml · derivative · entry 1

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,249

Underlying: Common Stock, Par Value $1.00 · 7,249 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 2,417 on first anniversary of grant date, additional 2,416 on second anniversary of grant date and remaining 2,416 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 2,417 on first anniversary of grant date, additional 2,416 on second anniversary of grant date and remaining 2,416 on third anniversary of grant date.

SEC source: 0001209191-20-015385 · doc4.xml · derivative · entry 3

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock, Par Value $1.00 · 380 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015385 · doc4.xml · derivative · entry 2

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759

Underlying: Common Stock, Par Value $1.00 · 759 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015385 · doc4.xml · derivative · entry 1

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175

Underlying: Common Stock, Par Value $1.00 · 2,175 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 725 on first anniversary of grant date, additional 725 on second anniversary of grant date and remaining 725 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 725 on first anniversary of grant date, additional 725 on second anniversary of grant date and remaining 725 on third anniversary of grant date.

SEC source: 0001209191-20-015378 · doc4.xml · derivative · entry 3

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock, Par Value $1.00 · 2,023 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015378 · doc4.xml · derivative · entry 2

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock, Par Value $1.00 · 4,046 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015378 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,598

Underlying: Common Stock, Par Value $1.00 · 11,598 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

SEC source: 0001209191-20-015370 · doc4.xml · derivative · entry 3

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock, Par Value $1.00 · 2,023 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015370 · doc4.xml · derivative · entry 2

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock, Par Value $1.00 · 4,046 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015370 · doc4.xml · derivative · entry 1

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,598

Underlying: Common Stock, Par Value $1.00 · 11,598 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

SEC source: 0001209191-20-015350 · doc4.xml · derivative · entry 3

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock, Par Value $1.00 · 2,023 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015350 · doc4.xml · derivative · entry 2

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock, Par Value $1.00 · 4,046 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015350 · doc4.xml · derivative · entry 1

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,598

Underlying: Common Stock, Par Value $1.00 · 11,598 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

SEC source: 0001209191-20-015307 · doc4.xml · derivative · entry 3

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656

Underlying: Common Stock, Par Value $1.00 · 2,656 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015307 · doc4.xml · derivative · entry 2

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,311

Underlying: Common Stock, Par Value $1.00 · 5,311 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015307 · doc4.xml · derivative · entry 1

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,222

Underlying: Common Stock, Par Value $1.00 · 15,222 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 5,074 on first anniversary of grant date, additional 5,074 on second anniversary of grant date and remaining 5,074 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 5,074 on first anniversary of grant date, additional 5,074 on second anniversary of grant date and remaining 5,074 on third anniversary of grant date.

SEC source: 0001209191-20-015292 · doc4.xml · derivative · entry 3

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock, Par Value $1.00 · 2,023 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015292 · doc4.xml · derivative · entry 2

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,046

Underlying: Common Stock, Par Value $1.00 · 4,046 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015292 · doc4.xml · derivative · entry 1

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,598

Underlying: Common Stock, Par Value $1.00 · 11,598 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,866 on first anniversary of grant date, additional 3,866 on second anniversary of grant date and remaining 3,866 on third anniversary of grant date.

SEC source: 0001209191-20-015277 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960

Underlying: Common Stock, Par Value $1.00 · 12,960 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015277 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,920

Underlying: Common Stock, Par Value $1.00 · 25,920 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015277 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,297

Underlying: Common Stock, Par Value $1.00 · 74,297 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 24,766 on first anniversary of grant date, additional 24,766 on second anniversary of grant date and remaining 24,765 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 24,766 on first anniversary of grant date, additional 24,766 on second anniversary of grant date and remaining 24,765 on third anniversary of grant date.

SEC source: 0001209191-20-015254 · doc4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960

Underlying: Common Stock, Par Value $1.00 · 12,960 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/28/2023. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015254 · doc4.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,920

Underlying: Common Stock, Par Value $1.00 · 25,920 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/30/2022 in respect of 3-fiscal-year performance period that started 1/4/2020 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-20-015254 · doc4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,297

Underlying: Common Stock, Par Value $1.00 · 74,297 shares

Expires 2030-02-28

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 24,766 on first anniversary of grant date, additional 24,766 on second anniversary of grant date and remaining 24,765 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 24,766 on first anniversary of grant date, additional 24,766 on second anniversary of grant date and remaining 24,765 on third anniversary of grant date.

SEC source: 0001209191-20-009658 · doc4.xml · derivative · entry 8

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 51,600 shares

Expires 2022-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,443.72

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $229.94 to $230.20). The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,504.72

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $228.93 to $229.91). The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,966.72

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $227.93 to $228.92). The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,516.72

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $226.92 to $227.89). The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,819.72

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $225.89 to $226.86). The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,265.72

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: Reflects weighted average sale price (prices actually received ranged from $224.87 to $225.78). The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-009658 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,043.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercise and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008983 · doc4.xml · derivative · entry 11

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,600

Underlying: Common Stock, Par Value $1.00 · 65,000 shares

Expires 2022-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 9

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,443.72

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · balance_after: Includes 0.49 shares acquired through dividend reinvestment in Issuer's 401(k) Retirement Savings Plan (the "Plan") from 9/3/2019 through 11/21/2019 and a reduction of 0.06 to the share balance in the Plan due to rounding by the Plan's record keeper.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,443.29

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $227.92 to $228.82). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,517.29

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $226.92 to $227.91). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,443.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008983 · doc4.xml · derivative · entry 10

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,600

Underlying: Common Stock, Par Value $1.00 · 65,000 shares

Expires 2022-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,443.29

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $230.46 to $230.99). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,343.29

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $229.52 to $230.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,011.29

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $228.45 to $229.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,433.29

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: Reflects weighted average sale price (prices actually received ranged from $227.45 to $228.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008983 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,443.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008974 · doc4.xml · derivative · entry 8

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 18,410 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008974 · doc4.xml · derivative · entry 7

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,300 shares

Expires 2024-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-008974 · doc4.xml · nonDerivative · entry 6

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,268.81

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $230.44 to $230.72). The reporting person will provide to the issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F6 · balance_after: Includes 0.99 shares acquired through dividend reinvestment in Issuer's 401(k) Retirement Savings Plan (the "Plan") from 9/3/2019 through 11/21/2019 and a reduction of 0.31 to the share balance in the Plan due to rounding by the Plan's record keeper.

SEC source: 0001209191-20-008974 · doc4.xml · nonDerivative · entry 5

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668.13

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $229.43 to $230.41). The reporting person will provide to the issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001209191-20-008974 · doc4.xml · nonDerivative · entry 4

ZOISS EDWARD J · CIK 0001647940 · Segment President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,956.13

F1 · kind: The reported option exercises and sales of underlying shares were executed pursuant to a sale plan adopted by the reporting person on November 4, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $228.26 to $228.90). The reporting person will provide to the issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.