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L3HARRIS TECHNOLOGIES, INC. /DE/

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610
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0000202058
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741

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202603
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Mar 1, 2022 22:50 UTC
GIRARD JAMES PVice President, HR
GrantRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014213 · doc4.xml · derivative · entry 6

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,232

Underlying: Common Stock, Par Value $1.00 · 5,000 shares

Expires not disclosed

F6 · derivative.exercise_date: Grant of one-time retention award of restricted stock units, subject to future vesting and exercisability: 2,500 on the third anniversary of the grant date and remaining 2,500 on the fourth anniversary of the grant date. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

F6 · derivative.expiration_date: Grant of one-time retention award of restricted stock units, subject to future vesting and exercisability: 2,500 on the third anniversary of the grant date and remaining 2,500 on the fourth anniversary of the grant date. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

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February 25, 2022 Filed Mar 1, 2022 22:50 UTC
GIRARD JAMES PVice President, HR
GrantRestricted Stock Units · Derivative 1,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014213 · doc4.xml · derivative · entry 5

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common Stock, Par Value $1.00 · 1,232 shares

Expires not disclosed

F5 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

F5 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

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February 25, 2022 Filed Mar 1, 2022 22:50 UTC
GIRARD JAMES PVice President, HR
GrantPerformance Stock Units · Derivative 2,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014213 · doc4.xml · derivative · entry 4

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463

Underlying: Common Stock, Par Value $1.00 · 2,463 shares

Expires not disclosed

F4 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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February 25, 2022 Filed Mar 1, 2022 22:50 UTC
GIRARD JAMES PVice President, HR
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 5,323 $0.00 Strike: $233.51 $0.00
Disclosure

SEC source: 0001209191-22-014213 · doc4.xml · derivative · entry 3

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,323

Underlying: Common Stock, Par Value $1.00 · 5,323 shares

Expires 2032-02-25

F3 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 1,774 on first anniversary of grant date, additional 1,774 on second anniversary of grant date and remaining 1,775 on third anniversary of grant date.

F3 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 1,774 on first anniversary of grant date, additional 1,774 on second anniversary of grant date and remaining 1,775 on third anniversary of grant date.

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February 25, 2022 Filed Mar 1, 2022 22:50 UTC
GIRARD JAMES PVice President, HR
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 17,354 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-22-014213 · doc4.xml · derivative · entry 2

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,354

Underlying: Common Stock, Par Value $1.00 · 17,354 shares

Expires 2029-08-01

F2 · derivative.exercise_date: On August 1, 2019, the reporting person was granted an option to purchase 17,354 achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

F2 · derivative.expiration_date: On August 1, 2019, the reporting person was granted an option to purchase 17,354 achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

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February 25, 2022 Filed Mar 1, 2022 22:50 UTC
GIRARD JAMES PVice President, HR
GrantPerformance Stock Units · Derivative 6,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014213 · doc4.xml · derivative · entry 1

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,444

Underlying: Common Stock, Par Value $1.00 · 6,444 shares

Expires not disclosed

F1 · derivative.exercise_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

F1 · derivative.expiration_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

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February 25, 2022 Filed Mar 1, 2022 22:48 UTC
Brown William MDirector · Executive Chair
GrantRestricted Stock Units · Derivative 6,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 5

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Stock, Par Value $1.00 · 6,157 shares

Expires not disclosed

F5 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

F5 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC
Brown William MDirector · Executive Chair
GrantPerformance Stock Units · Derivative 12,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 4

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,313

Underlying: Common Stock, Par Value $1.00 · 12,313 shares

Expires not disclosed

F4 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC
Brown William MDirector · Executive Chair
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 26,611 $0.00 Strike: $233.51 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,611

Underlying: Common Stock, Par Value $1.00 · 26,611 shares

Expires 2032-02-25

F3 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 8,870 on first anniversary of grant date, additional 8,870 on second anniversary of grant date and remaining 8,871 on third anniversary of grant date.

F3 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 8,870 on first anniversary of grant date, additional 8,870 on second anniversary of grant date and remaining 8,871 on third anniversary of grant date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC
Brown William MDirector · Executive Chair
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F2 · derivative.exercise_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

F2 · derivative.expiration_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC
Brown William MDirector · Executive Chair
GrantPerformance Stock Units · Derivative 48,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820

Underlying: Common Stock, Par Value $1.00 · 48,820 shares

Expires not disclosed

F1 · derivative.exercise_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

F1 · derivative.expiration_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair and CEO
GrantRestricted Stock Units · Derivative 12,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 5

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,313

Underlying: Common Stock, Par Value $1.00 · 12,313 shares

Expires not disclosed

F5 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

F5 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair and CEO
GrantPerformance Stock Units · Derivative 24,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 4

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,625

Underlying: Common Stock, Par Value $1.00 · 24,625 shares

Expires not disclosed

F4 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 53,222 $0.00 Strike: $233.51 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,222

Underlying: Common Stock, Par Value $1.00 · 53,222 shares

Expires 2032-02-25

F3 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 17,740 on first anniversary of grant date, additional 17,741 on second anniversary of grant date and remaining 17,741 on third anniversary of grant date.

F3 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 17,740 on first anniversary of grant date, additional 17,741 on second anniversary of grant date and remaining 17,741 on third anniversary of grant date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair and CEO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F2 · derivative.exercise_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

F2 · derivative.expiration_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:45 UTC
KUBASIK CHRISTOPHER EDirector · Vice Chair and CEO
GrantPerformance Stock Units · Derivative 48,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014200 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820

Underlying: Common Stock, Par Value $1.00 · 48,820 shares

Expires not disclosed

F1 · derivative.exercise_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

F1 · derivative.expiration_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

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February 11, 2022 Filed Feb 15, 2022 21:43 UTC
Stackley Sean JPres., Integrated Mission Sys.
Tax withholdingCommon Stock, Par Value $1.00 2,389 $222.97 $532,675.33
Disclosure

SEC source: 0001209191-22-009809 · doc4.xml · nonDerivative · entry 1

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,478.95

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 2/11/2022 of 6,293 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of shares in settlement thereof.

F2 · balance_after: Includes 182.62 shares acquired through Issuer's retirement plan for quarters ended 10/4/2019 through 12/31/2021 and an increase of 0.33 to the balance in the plan due to rounding by the plan's record keeper.

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February 09, 2022 Filed Feb 11, 2022 21:39 UTC
ZOISS EDWARD JPres. Space & Airborne Systems
SaleCommon Stock, Par Value $1.00 4,730 $220.00 $1,040,600.00
Disclosure

SEC source: 0001209191-22-008900 · doc4.xml · nonDerivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662.79

F1 · kind: Reported sale of shares was executed under a sale plan adopted by reporting person on December 3, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934

F2 · balance_after: Includes 127.99 shares acquired through Issuer's retirement plan for quarters ended 12/31/2019 through 12/31/2021 and a decrease of 4.13 to the balance in the plan due to rounding by the plan's record keeper.

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February 01, 2022 Filed Feb 2, 2022 21:44 UTC GrantDirector Share Units · Derivative 290 $209.92 Strike: $0.00 $60,876.80
Disclosure

SEC source: 0001209191-22-006402 · doc4.xml · derivative · entry 1

Harris Harry B. Jr · CIK 0001897706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290

Underlying: Common Stock, Par Value $1.00 · 290 shares

Expires not disclosed

F1 · derivative.exercise_price: Award of director share units in respect of non-employee director's equity-based retainer (pro rated), which generally will vest on 02/01/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.exercise_date: Award of director share units in respect of non-employee director's equity-based retainer (pro rated), which generally will vest on 02/01/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F1 · derivative.expiration_date: Award of director share units in respect of non-employee director's equity-based retainer (pro rated), which generally will vest on 02/01/2023, subject to non-employee director's continued service and terms and conditions of director share unit agreement. Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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February 01, 2022 Filed Feb 3, 2022 22:14 UTC
Turner Michelle L.SVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006858 · doc4.xml · derivative · entry 2

Turner Michelle L. · CIK 0001907247 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,432

Underlying: Common Stock, Par Value $1.00 · 6,432 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/01/2025 contingent on continuing employment through that date (with certain exceptions). Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/01/2025 contingent on continuing employment through that date (with certain exceptions). Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

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February 01, 2022 Filed Feb 3, 2022 22:14 UTC
Turner Michelle L.SVP, Chief Financial Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 29,247 $0.00 Strike: $209.92 $0.00
Disclosure

SEC source: 0001209191-22-006858 · doc4.xml · derivative · entry 1

Turner Michelle L. · CIK 0001907247 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,247

Underlying: Common Stock, Par Value $1.00 · 29,247 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 2/01/2025 contingent on continuing employment through that date (with certain exceptions).

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting on 2/01/2025 contingent on continuing employment through that date (with certain exceptions).

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerNon-Qualified Stock Option(Right to Buy · Derivative 14,232 $0.00 Strike: $181.91 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 11

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 14,232 shares

Expires not disclosed

F3 · derivative.expiration_date: Represents unvested stock option forfeiture in connection with termination of employment.

F3 · derivative.underlying_shares: Represents unvested stock option forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerNon-Qualified Stock Option(Right to Buy · Derivative 5,074 $0.00 Strike: $197.73 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 10

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,074 shares

Expires not disclosed

F5 · price: The option was canceled by mutual agreement of the reporting person and L3Harris Technologies, Inc. pursuant to a Conditional Waiver, Separation Agreement and Release of All Claims.

F4 · derivative.expiration_date: Represents vested stock option forfeiture in connection with termination of employment.

F4 · derivative.underlying_shares: Represents vested stock option forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerNon-Qualified Stock Option(Right to Buy · Derivative 10,148 $0.00 Strike: $197.73 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 9

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 10,148 shares

Expires not disclosed

F3 · derivative.expiration_date: Represents unvested stock option forfeiture in connection with termination of employment.

F3 · derivative.underlying_shares: Represents unvested stock option forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerNon-Qualified Stock Option(Right to Buy) · Derivative 34,707 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 8

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 34,707 shares

Expires not disclosed

F3 · derivative.expiration_date: Represents unvested stock option forfeiture in connection with termination of employment.

F3 · derivative.underlying_shares: Represents unvested stock option forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 3,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 7

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,299 shares

Expires not disclosed

F2 · derivative.expiration_date: Represents unvested restricted stock unit forfeiture in connection with termination of employment.

F2 · derivative.underlying_shares: Represents unvested restricted stock unit forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 2,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 6

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,656 shares

Expires not disclosed

F2 · derivative.expiration_date: Represents unvested restricted stock unit forfeiture in connection with termination of employment.

F2 · derivative.underlying_shares: Represents unvested restricted stock unit forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 1,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 5

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 1.00 · 1,546 shares

Expires not disclosed

F2 · derivative.expiration_date: Represents unvested restricted stock unit forfeiture in connection with termination of employment.

F2 · derivative.underlying_shares: Represents unvested restricted stock unit forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerPerformance Stock Units · Derivative 5,311 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 4

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 5,311 shares

Expires not disclosed

F1 · derivative.expiration_date: Represents unvested performance stock unit forfeiture in connection with termination of employment.

F1 · derivative.underlying_shares: Represents unvested performance stock unit forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerPerformance Stock Units · Derivative 6,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 3

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 6,597 shares

Expires not disclosed

F1 · derivative.expiration_date: Represents unvested performance stock unit forfeiture in connection with termination of employment.

F1 · derivative.underlying_shares: Represents unvested performance stock unit forfeiture in connection with termination of employment.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 22:13 UTC
MALAVE JESUS JRSVP, Chief Financial Officer
Disposition to issuerPerformance Stock Units · Derivative 3,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004830 · doc4.xml · derivative · entry 2

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,222 shares

Expires not disclosed

F1 · derivative.expiration_date: Represents unvested performance stock unit forfeiture in connection with termination of employment.

F1 · derivative.underlying_shares: Represents unvested performance stock unit forfeiture in connection with termination of employment.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:32 UTC GrantPhantom Stock Units · Derivative 194.97 $211.57 $41,249.80
Disclosure

SEC source: 0001209191-22-001707 · doc4.xml · derivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633.69

Underlying: Common Stock, Par Value $1.00 · 194.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · shares: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · derivative.exercise_date: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · derivative.expiration_date: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F2 · balance_after: Includes 11.679 phantom stock units acquired through dividend reinvestment in the Plan for the quarter ended 12/31/2021.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:45 UTC
ZOISS EDWARD JPres. Space & Airborne Systems
OtherPhantom Stock Units · Derivative 43.1 $211.57 $9,118.67
Disclosure

SEC source: 0001209191-22-001745 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265.38

Underlying: Common Stock, Par Value $1.00 · 43.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 5.64 phantom stock units acquired through dividend reinvestment in the Plan for quarter ended 12/31/2021 and an increase of 0.29 to the balance in the Plan due to rounding by the Plan's record keeper.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:38 UTC
Stackley Sean JPres., Integrated Mission Sys.
OtherPhantom Stock Units · Derivative 26.52 $211.57 $5,610.84
Disclosure

SEC source: 0001209191-22-001727 · doc4.xml · derivative · entry 1

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264.37

Underlying: Common Stock, Par Value $1.00 · 26.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 1.10 phantom stock units acquired through dividend reinvestment in the Plan for quarter ended 12/31/2021 and an increase of 0.06 to the balance in the Plan due to rounding by the Plan's record keeper.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 23:09 UTC
MIKUEN SCOTT TSr VP-General Counsel & Secy
GiftCommon Stock, Par Value $1.00 527 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069816 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,624.11

Read SEC document
November 04, 2021 Filed Nov 8, 2021 22:30 UTC
Gautier Todd W.President, Aviation Systems
SaleCommon Stock, Par Value $1.00 6,912 $220.24 $1,522,298.88
Disclosure

SEC source: 0001209191-21-063423 · doc4.xml · nonDerivative · entry 1

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926.74

F1 · kind: Reported sale of shares was executed under a sale plan adopted by reporting person on August 30, 2021, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

F2 · balance_after: Includes 2.31 shares acquired through Issuer's retirement plan for quarter ended 10/1/2021 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:56 UTC
Stackley Sean JPres., Integrated Mission Sys.
OtherPhantom Stock Units · Derivative 21.91 $219.48 $4,808.81
Disclosure

SEC source: 0001209191-21-059529 · doc4.xml · derivative · entry 1

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236.69

Underlying: Common Stock, Par Value $1.00 · 21.91 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.93 phantom stock units acquired through dividend reinvestment in the Plan for quarter ended 10/1/2021 and an increase of 0.04 to the balance in the Plan due to rounding by the Plan's record Keeper.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:02 UTC
ZOISS EDWARD JPres. Space & Airborne Systems
OtherPhantom Stock Units · Derivative 35.61 $219.48 $7,815.68
Disclosure

SEC source: 0001209191-21-059541 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216.35

Underlying: Common Stock, Par Value $1.00 · 35.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 5.12 phantom stock units acquired through dividend reinvestment in the Plan for quarter ended 10/1/2021 and an increase of 0.20 to the balance in the Plan due to rounding by the Plan's record keeper.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:53 UTC GrantPhantom Stock Units · Derivative 187.94 $219.48 $41,249.07
Disclosure

SEC source: 0001209191-21-059511 · doc4.xml · derivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427.05

Underlying: Common Stock, Par Value $1.00 · 187.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · shares: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · derivative.exercise_date: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · derivative.expiration_date: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F2 · balance_after: Includes 10.22 phantom stock units acquired through dividend reinvestment in the Plan for the quarter ended 10/1/2021.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,160 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · derivative · entry 16

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 85,160 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 1,825 $228.83 $417,614.75
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 14

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F13 · price: Reflects weighted average sale price (prices actually received ranged from $228.71 to $228.98). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 6,500 $228.28 $1,483,820.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 13

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,439.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F12 · price: Reflects weighted average sale price (prices actually received ranged from $227.71 to $228.68). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 39,186 $226.87 $8,890,127.82
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 12

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,939.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F11 · price: Reflects weighted average sale price (prices actually received ranged from $226.64 to $227.60). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 37,649 $226.36 $8,522,227.64
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 11

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,125.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F10 · price: Reflects weighted average sale price (prices actually received ranged from $225.64 to $226.63). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
Exercise / conversionCommon Stock, Par Value $1.00 85,160 $77.54 $6,603,306.40
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 10

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,774.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,162 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · derivative · entry 15

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,160

Underlying: Common Stock, Par Value $1.00 · 85,162 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 600 $233.13 $139,878.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 9

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F9 · price: Reflects weighted average sale price (prices actually received ranged from $232.75 to $233.67). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 10,750 $232.21 $2,496,257.50
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,214.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · price: Reflects weighted average sale price (prices actually received ranged from $231.66 to $232.65). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 12,085 $231.19 $2,793,931.15
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,964.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $230.65 to $231.63). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC
Brown William MDirector · Executive Chair
SaleCommon Stock, Par Value $1.00 15,147 $230.26 $3,487,748.22
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,049.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $229.65 to $230.64). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.