Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2018 Filed Dec 26, 2018 23:09 UTC |
Susanto HendiDirector
|
GrantCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001677382-18-000002 · primary_doc.xml · nonDerivative · entry 1 Susanto Hendi · CIK 0001677382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,426 Read SEC document |
| December 19, 2018 Filed Dec 26, 2018 21:15 UTC |
GABELLI MARCDirector · 10% owner
|
GrantCommon Stock | 1,629 | $6.14 | $10,002.06 |
DisclosureSEC source: 0000807249-18-000240 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,114 F1 · kind: These shares were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2011 Incentive Plan. F2 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated August 6, 2018. Read SEC document |
| December 19, 2018 Filed Dec 31, 2018 13:20 UTC |
HUNTER DONALD HDirector
|
PurchaseCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001267422-18-000002 · primary_doc.xml · nonDerivative · entry 1 HUNTER DONALD H · CIK 0001267422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,049 Read SEC document |
| December 19, 2018 Filed Jan 31, 2019 16:13 UTC |
Foufas TimothyDirector
|
GrantCommon Stock | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001525294-19-000003 · primary_doc.xml · nonDerivative · entry 1 Foufas Timothy · CIK 0001396075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,076 Read SEC document |
| December 19, 2018 Filed Jan 31, 2019 16:07 UTC |
Kalha ManjitDirector
|
GrantCommon Stock · Derivative | 6,067 | $6.14 Strike: $6.14 | $37,251.38 |
DisclosureSEC source: 0001525294-19-000002 · primary_doc.xml · derivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,067 Underlying: Common Stock · 9,541 shares Expires 2022-12-19 Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 12:51 UTC |
Visconti AntonioDirector
|
OtherCommon Stock Option · Derivative | 760 | $4.34 Strike: $4.34 | $3,298.40 |
DisclosureSEC source: 0001564037-18-000001 · primary_doc.xml · derivative · entry 5 Visconti Antonio · CIK 0001564037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574 Underlying: Common Stock · 760 shares Expires 2019-12-10 Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 12:51 UTC |
Visconti AntonioDirector
|
OtherCommon Stock Option · Derivative | 1,558 | $3.53 Strike: $3.53 | $5,499.74 |
DisclosureSEC source: 0001564037-18-000001 · primary_doc.xml · derivative · entry 4 Visconti Antonio · CIK 0001564037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,558 shares Expires 2018-12-11 Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 12:51 UTC |
Visconti AntonioDirector
|
Tax withholdingCommon Stock | 1,200 | $7.33 | $8,796.00 |
DisclosureSEC source: 0001564037-18-000001 · primary_doc.xml · nonDerivative · entry 3 Visconti Antonio · CIK 0001564037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,561 Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 12:51 UTC |
Visconti AntonioDirector
|
OtherCommon Stock | 760 | $4.34 | $3,298.40 |
DisclosureSEC source: 0001564037-18-000001 · primary_doc.xml · nonDerivative · entry 2 Visconti Antonio · CIK 0001564037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,761 Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 12:51 UTC |
Visconti AntonioDirector
|
OtherCommon Stock | 1,558 | $3.53 | $5,499.74 |
DisclosureSEC source: 0001564037-18-000001 · primary_doc.xml · nonDerivative · entry 1 Visconti Antonio · CIK 0001564037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,001 Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:42 UTC | OtherCommon Stock · Derivative | 1,558 | $3.53 Strike: $3.53 | $5,499.74 |
DisclosureSEC source: 0001239006-18-000002 · primary_doc.xml · derivative · entry 2 FERRANTINO MICHAEL J · CIK 0001239006 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,558 shares Expires 2019-12-11 F1 · kind: Exercise of Stock Option Read SEC document |
|
| August 14, 2018 Filed Aug 16, 2018 20:42 UTC | GrantCommon Stock | 1,558 | $3.53 | $5,499.74 |
DisclosureSEC source: 0001239006-18-000002 · primary_doc.xml · nonDerivative · entry 1 FERRANTINO MICHAEL J · CIK 0001239006 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,938 F1 · kind: Exercise of Stock Option Read SEC document |
|
| August 03, 2018 Filed Aug 6, 2018 20:21 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 2,200 | $7.50 | $16,500.00 |
DisclosureSEC source: 0000807249-18-000147 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,485 F3 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated August 6, 2018. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 20:21 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 42,852 | $7.50 | $321,390.00 |
DisclosureSEC source: 0000807249-18-000147 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 764,303 F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 15:48 UTC |
GABELLI MARIO J10% owner
|
Exercise / conversionCommon Stock | 50,661 | $7.50 | $379,957.50 |
DisclosureSEC source: 0000807249-18-000146 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 15:48 UTC |
GABELLI MARIO J10% owner
|
Exercise / conversionCommon Stock | 27,860 | $7.50 | $208,950.00 |
DisclosureSEC source: 0000807249-18-000146 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 476,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 15:48 UTC |
GABELLI MARIO J10% owner
|
PurchaseCommon Stock | 18,100 | $5.85 | $105,906.72 |
DisclosureSEC source: 0000807249-18-000146 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 449,077 F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| February 02, 2018 Filed Feb 9, 2018 19:57 UTC |
Smith Patti AFormer CFO
|
PurchaseCommon Stock · Derivative | 2,500 | $3.90 Strike: $3.90 | $9,750.00 |
DisclosureSEC source: 0001637277-18-000001 · primary_doc.xml · derivative · entry 4 Smith Patti A · CIK 0001637277 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2018-02-05 F1 · derivative.expiration_date: Expiration adjusted to account for termination of employment. Read SEC document |
| February 02, 2018 Filed Feb 9, 2018 19:57 UTC |
Smith Patti AFormer CFO
|
PurchaseCommon Stock · Derivative | 3,000 | $4.15 Strike: $4.15 | $12,450.00 |
DisclosureSEC source: 0001637277-18-000001 · primary_doc.xml · derivative · entry 3 Smith Patti A · CIK 0001637277 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2018-02-05 F1 · derivative.expiration_date: Expiration adjusted to account for termination of employment. Read SEC document |
| February 02, 2018 Filed Feb 9, 2018 19:57 UTC |
Smith Patti AFormer CFO
|
PurchaseCommon Stock | 2,500 | $3.90 | $9,750.00 |
DisclosureSEC source: 0001637277-18-000001 · primary_doc.xml · nonDerivative · entry 2 Smith Patti A · CIK 0001637277 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 02, 2018 Filed Feb 9, 2018 19:57 UTC |
Smith Patti AFormer CFO
|
PurchaseCommon Stock | 3,000 | $4.15 | $12,450.00 |
DisclosureSEC source: 0001637277-18-000001 · primary_doc.xml · nonDerivative · entry 1 Smith Patti A · CIK 0001637277 · Former CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 11, 2017 Filed Jan 25, 2018 00:44 UTC |
HUNTER DONALD HDirector
|
GrantCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005278 · doc5.xml · nonDerivative · entry 1 HUNTER DONALD H · CIK 0001267422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,420 Read SEC document |
| December 11, 2017 Filed Jan 25, 2018 00:30 UTC |
Visconti AntonioDirector
|
GrantCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005272 · doc5.xml · nonDerivative · entry 1 Visconti Antonio · CIK 0001564037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,443 Read SEC document |
| December 11, 2017 Filed Jan 25, 2018 00:20 UTC |
Foufas TimothyDirector
|
GrantCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005264 · doc5.xml · nonDerivative · entry 1 Foufas Timothy · CIK 0001396075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,447 Read SEC document |
| December 11, 2017 Filed Jan 25, 2018 00:27 UTC |
Salerno Frederic V JrDirector
|
GrantCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005268 · doc5.xml · nonDerivative · entry 1 Salerno Frederic V Jr · CIK 0001677854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,797 Read SEC document |
| December 11, 2017 Filed Jan 24, 2018 13:14 UTC |
Kalha ManjitDirector
|
GrantStock Option (right to buy) · Derivative | 9,541 | $0.00 Strike: $6.09 | $0.00 |
DisclosureSEC source: 0001209191-18-005020 · doc4.xml · derivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,541 Underlying: Common Stock · 9,541 shares Expires 2022-12-11 F1 · derivative.exercise_date: Stock options were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2011 Incentive Plan. These options will vest as follows: 30% will vest on the first anniversary of the grant date; 30% will vest on the second anniversary of the grant date; and the remaining 40% will vest on the third anniversary of the grant date. Read SEC document |
| December 11, 2017 Filed Jan 25, 2018 23:46 UTC |
GABELLI MARCDirector · 10% owner
|
GrantCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005472 · doc5.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,285 F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 430,977 shares of The LGL Group, Inc., which have been included in the Form 4/A filing of Mario Gabelli, dated November 28, 2017. Read SEC document |
| December 11, 2017 Filed Jan 25, 2018 17:38 UTC |
Kalha ManjitDirector
|
GrantStock Option (right to buy) · Derivative | 9,541 | $0.00 Strike: $6.09 | $0.00 |
DisclosureSEC source: 0001209191-18-005330 · doc5.xml · derivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,541 Underlying: Common Stock · 9,541 shares Expires 2022-12-11 F1 · derivative.exercise_date: Stock options were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2011 Incentive Plan. These options will vest as follows:30% will vest on the first anniversary of the grant date; 30% will vest on the second anniversary of the grant date; and the remaining 40% will vest on the third anniversary of the grant date. Read SEC document |
| December 11, 2017 Filed Jan 29, 2018 18:40 UTC |
Susanto HendiDirector
|
GrantCommon Stock | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001677382-18-000001 · primary_doc.xml · nonDerivative · entry 1 Susanto Hendi · CIK 0001677382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,797 Read SEC document |
| November 22, 2017 Filed Aug 6, 2018 20:21 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 209,853 | $5.50 | $1,154,191.50 |
DisclosureSEC source: 0000807249-18-000147 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 721,451 F1 · shares: These shares were received in an over subscription of the Issuer's rights offering. F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:39 UTC |
GABELLI MARIO J10% owner
|
OtherSubscription Rights · Derivative | 290,268 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000198 · primary_doc.xml · derivative · entry 6 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: MJG-IV Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 72,567 shares Expires 2017-11-13 F2 · ownership.nature: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:39 UTC |
GABELLI MARIO J10% owner
|
OtherSubscription Rights · Derivative | 365,700 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000198 · primary_doc.xml · derivative · entry 5 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 0 Underlying: Common Stock · 91,425 shares Expires 2017-11-13 F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:39 UTC |
GABELLI MARIO J10% owner
|
OtherSubscription Rights · Derivative | 732,483 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000198 · primary_doc.xml · derivative · entry 4 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 183,121 shares Expires 2017-11-13 Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:39 UTC |
GABELLI MARIO J10% owner
|
OtherCommon Stock | 72,567 | $5.50 | $399,118.50 |
DisclosureSEC source: 0000807249-17-000198 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: MJG-IV Limited Partnership Disclosed balance after: 169,323 F2 · ownership.nature: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:39 UTC |
GABELLI MARIO J10% owner
|
OtherCommon Stock | 591,425 | $5.50 | $3,252,837.50 |
DisclosureSEC source: 0000807249-17-000198 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 713,325 F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 19:39 UTC |
GABELLI MARIO J10% owner
|
OtherCommon Stock | 283,119 | $5.50 | $1,557,154.50 |
DisclosureSEC source: 0000807249-17-000198 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,280 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:03 UTC |
GABELLI MARCDirector · 10% owner
|
OtherSubscription Rights · Derivative | 642,780 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000199 · primary_doc.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 0 Underlying: Common Stock · 160,695 shares Expires 2017-11-15 F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:03 UTC |
GABELLI MARCDirector · 10% owner
|
OtherSubscription Rights · Derivative | 170,192 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000199 · primary_doc.xml · derivative · entry 3 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,548 shares Expires 2017-11-15 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:03 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 160,695 | $5.50 | $883,822.50 |
DisclosureSEC source: 0000807249-17-000199 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 511,598 F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:03 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 42,548 | $5.50 | $234,014.00 |
DisclosureSEC source: 0000807249-17-000199 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,789 F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 713,325 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated November 16, 2017. Read SEC document |
| November 15, 2017 Filed Nov 28, 2017 21:21 UTC Amendment |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 160,695 | $5.50 | $883,822.50 |
DisclosureSEC source: 0000807249-17-000212 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by Ltd. Partnership Disclosed balance after: 511,598 F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document |
| November 15, 2017 Filed Nov 28, 2017 21:21 UTC Amendment |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock | 26,239 | $5.50 | $144,314.50 |
DisclosureSEC source: 0000807249-17-000212 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,480 F3 · shares: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering. F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 430,977 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated November 28, 2017. Read SEC document |
| November 15, 2017 Filed Nov 28, 2017 21:05 UTC Amendment |
GABELLI MARIO J10% owner
|
OtherCommon Stock | 72,567 | $5.50 | $399,118.50 |
DisclosureSEC source: 0000807249-17-000211 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: MJG-IV Limited Partnership Disclosed balance after: 169,323 F2 · ownership.nature: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest. Read SEC document |
| November 15, 2017 Filed Nov 28, 2017 21:05 UTC Amendment |
GABELLI MARIO J10% owner
|
OtherCommon Stock | 309,077 | $5.50 | $1,699,923.50 |
DisclosureSEC source: 0000807249-17-000211 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 430,977 F3 · shares: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering. F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| November 15, 2017 Filed Nov 28, 2017 21:05 UTC Amendment |
GABELLI MARIO J10% owner
|
OtherCommon Stock | 226,651 | $5.50 | $1,246,580.50 |
DisclosureSEC source: 0000807249-17-000211 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,810 F3 · shares: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 19:22 UTC |
Kalha ManjitDirector
|
OtherSubscription Rights (right to buy) · Derivative | 800 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-17-060837 · doc4.xml · derivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200 shares Expires 2017-11-13 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 19:22 UTC |
Kalha ManjitDirector
|
OtherCommon Stock | 200 | $5.50 | $1,100.00 |
DisclosureSEC source: 0001209191-17-060837 · doc4.xml · nonDerivative · entry 1 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,599 Read SEC document |
| September 05, 2017 Filed Sep 25, 2017 18:58 UTC |
GABELLI MARIO J10% owner
|
OtherSubscription Rights · Derivative | 290,268 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000163 · primary_doc.xml · derivative · entry 6 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: MJG-IV Limited Partnership Disclosed balance after: 290,268 Underlying: Common Stock · 72,567 shares Expires 2017-10-10 F3 · kind: The Reporting Person received three subscription rights for each share of Common Stock owned on 9/5/2017 at no cost. Each right entitles the holder to purchase one fourth of a share of the Issuer's Common Stock at a subscription price of $5.50 per whole share of Common Stock. F2 · ownership.nature: These shares are owned by MJG-IV Limited Partnership ("MJG-IV"). Mr. Gabelli is deemed the beneficial owner of the shares owned by MJG-IV since he is the general partner. Mr. Gabelli has less than a 100% interest in MJG-IV and disclaims beneficial ownership of the shares held by MJG-IV in excess of his pecuniary interest. Read SEC document |
| September 05, 2017 Filed Sep 25, 2017 18:58 UTC |
GABELLI MARIO J10% owner
|
OtherSubscription Rights · Derivative | 365,700 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000163 · primary_doc.xml · derivative · entry 5 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 365,700 Underlying: Common Stock · 91,425 shares Expires 2017-10-10 F3 · kind: The Reporting Person received three subscription rights for each share of Common Stock owned on 9/5/2017 at no cost. Each right entitles the holder to purchase one fourth of a share of the Issuer's Common Stock at a subscription price of $5.50 per whole share of Common Stock. F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| September 05, 2017 Filed Sep 25, 2017 18:58 UTC |
GABELLI MARIO J10% owner
|
OtherSubscription Rights · Derivative | 732,483 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000807249-17-000163 · primary_doc.xml · derivative · entry 4 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,483 Underlying: Common Stock · 183,121 shares Expires 2017-10-10 F3 · kind: The Reporting Person received three subscription rights for each share of Common Stock owned on 9/5/2017 at no cost. Each right entitles the holder to purchase one fourth of a share of the Issuer's Common Stock at a subscription price of $5.50 per whole share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.