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Smith Patti A

Disclosed activity across 1 company

Tapewire entity
169622
SEC CIK
0001637277

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LGL GROUP INC

Report date December 31, 2017 · Filed February 09, 2018

Section 16 reporting ended · disclosed 2018-02-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-02-02 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-02-02 · Purchase · Acquired 3,000 · Balance 0

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-02-02 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2018-02-02 · Purchase · Acquired 2,500 · Balance 0

Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.15 · Expires 2018-02-05Direct3,000 Reported balance After 2018-02-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-02-02 · Purchase · Disposed 3,000 · Balance 3,000

F1: Expiration adjusted to account for termination of employment.

Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2018-02-05Direct2,500 Reported balance After 2018-02-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-02-02 · Purchase · Disposed 2,500 · Balance 2,500

F1: Expiration adjusted to account for termination of employment.

Filing footnotes · ownership attribution and instrument terms

F1: Expiration adjusted to account for termination of employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2018 Filed Feb 9, 2018 19:57 UTC LGL GROUP INC LGL · Entity 6820 PurchaseCommon Stock · Derivative 2,500 $3.90 Strike: $3.90 $9,750.00
Disclosure

SEC source: 0001637277-18-000001 · primary_doc.xml · derivative · entry 4

Smith Patti A · CIK 0001637277 · Former CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2018-02-05

F1 · derivative.expiration_date: Expiration adjusted to account for termination of employment.

Read SEC document
February 02, 2018 Filed Feb 9, 2018 19:57 UTC LGL GROUP INC LGL · Entity 6820 PurchaseCommon Stock · Derivative 3,000 $4.15 Strike: $4.15 $12,450.00
Disclosure

SEC source: 0001637277-18-000001 · primary_doc.xml · derivative · entry 3

Smith Patti A · CIK 0001637277 · Former CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2018-02-05

F1 · derivative.expiration_date: Expiration adjusted to account for termination of employment.

Read SEC document
February 02, 2018 Filed Feb 9, 2018 19:57 UTC LGL GROUP INC LGL · Entity 6820 PurchaseCommon Stock 2,500 $3.90 $9,750.00
Disclosure

SEC source: 0001637277-18-000001 · primary_doc.xml · nonDerivative · entry 2

Smith Patti A · CIK 0001637277 · Former CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 02, 2018 Filed Feb 9, 2018 19:57 UTC LGL GROUP INC LGL · Entity 6820 PurchaseCommon Stock 3,000 $4.15 $12,450.00
Disclosure

SEC source: 0001637277-18-000001 · primary_doc.xml · nonDerivative · entry 1

Smith Patti A · CIK 0001637277 · Former CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 02, 2016 Filed Sep 30, 2016 17:09 UTC LGL GROUP INC LGL · Entity 6820 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001140361-16-081180 · doc1.xml · derivative · entry 1

Smith Patti A · CIK 0001637277 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: CommonStock · 5,000 shares

Expires 2021-09-02

F1 · derivative.exercise_date: These options will vest as follows: 25% will vest on the grant date; 25% will vest on the first anniversary of the grant date; 25% will vest on the second anniversary of the grant date; and the remaining 25% will vest on the third anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.