Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2020 Filed Jul 28, 2020 00:01 UTC |
Kimball DawnChief People Officer
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 21,580 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001593968-20-001670 · primary_01.xml · derivative · entry 1 Kimball Dawn · CIK 0001791709 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,580 Underlying: Common Stock · 21,580 shares Expires 2027-07-23 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 23:58 UTC |
Hall James GVice President
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 7,636 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001593968-20-001669 · primary_01.xml · derivative · entry 3 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,636 Underlying: Common Stock · 7,636 shares Expires 2027-07-23 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 23:58 UTC |
Hall James GVice President
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 44,864 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001593968-20-001669 · primary_01.xml · derivative · entry 2 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,864 Underlying: Common Stock · 44,864 shares Expires 2027-07-23 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 23:58 UTC |
Hall James GVice President
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 3,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001669 · primary_01.xml · derivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574 Underlying: Common Stock · 3,574 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 3rd anniversary of July 23,2020 and will be automatically settled in shares of common stock. Read SEC document |
| July 23, 2020 Filed Jul 28, 2020 20:43 UTC Amendment |
Hall James GVice President
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 7,636 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001593968-20-001673 · primary_01.xml · derivative · entry 3 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,636 Underlying: Common Stock · 7,636 shares Expires 2027-07-23 Read SEC document |
| July 23, 2020 Filed Jul 28, 2020 20:43 UTC Amendment |
Hall James GVice President
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 44,864 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001593968-20-001673 · primary_01.xml · derivative · entry 2 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,864 Underlying: Common Stock · 44,864 shares Expires 2027-07-23 Read SEC document |
| July 23, 2020 Filed Jul 28, 2020 20:43 UTC Amendment |
Hall James GVice President
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 3,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001673 · primary_01.xml · derivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574 Underlying: Common Stock · 3,574 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of July 23,2020 and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:30 UTC |
Barbarosh Craig A.Director
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008856 · wf-form4_159113700128431.xml · derivative · entry 1 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:28 UTC |
MACALUSO CHARLESDirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008854 · wf-form4_159113691674628.xml · derivative · entry 1 MACALUSO CHARLES · CIK 0001199536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:26 UTC |
OBUS NELSONDirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008852 · wf-form4_159113678317851.xml · derivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:25 UTC |
FRANK FREDDirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008850 · wf-form4_159113669840840.xml · derivative · entry 1 FRANK FRED · CIK 0001181155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:23 UTC |
Powell Andrew Kenneth WilliamDirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008848 · wf-form4_159113661548632.xml · derivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:21 UTC |
Sohn Catherine A.Director
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008846 · wf-form4_159113648552749.xml · derivative · entry 1 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:20 UTC |
PANKOPF TONIA LDirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008844 · wf-form4_159113640785087.xml · derivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:19 UTC |
HOUDE LOVAS KATRINADirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008842 · wf-form4_159113632838951.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:17 UTC |
Carosella Deborah DDirector
|
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative | 8,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-008840 · wf-form4_159113624899775.xml · derivative · entry 1 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,303 Underlying: Common Stock · 8,303 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 23:09 UTC |
Hall James GVice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-009006 · wf-form4_159131213988724.xml · derivative · entry 3 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2017. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2020. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2020. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 23:09 UTC |
Hall James GVice President
|
Tax withholdingCommon Stock | 7,606 | $10.84 | $82,449.04 |
DisclosureSEC source: 0001628280-20-009006 · wf-form4_159131213988724.xml · nonDerivative · entry 2 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,151 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 23:09 UTC |
Hall James GVice President
|
Exercise / conversionCommon Stock | 25,000 | $10.84 | $271,000.00 |
DisclosureSEC source: 0001628280-20-009006 · wf-form4_159131213988724.xml · nonDerivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:52 UTC |
Sohn Catherine A.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008626 · wf-form4_159078195594533.xml · derivative · entry 2 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 28, 2019. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2020. F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:52 UTC |
Sohn Catherine A.Director
|
GrantCommon Stock | 6,000 | $10.99 | $65,940.00 |
DisclosureSEC source: 0001628280-20-008626 · wf-form4_159078195594533.xml · nonDerivative · entry 1 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,507 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:55 UTC |
Carosella Deborah DDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008628 · wf-form4_159078208690325.xml · derivative · entry 2 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 28,2019. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2020. F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:55 UTC |
Carosella Deborah DDirector
|
GrantCommon Stock | 6,000 | $10.99 | $65,940.00 |
DisclosureSEC source: 0001628280-20-008628 · wf-form4_159078208690325.xml · nonDerivative · entry 1 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,026 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:50 UTC |
FRANK FREDDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008624 · wf-form4_159078182752435.xml · derivative · entry 2 FRANK FRED · CIK 0001181155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 28, 2019. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2020. F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:50 UTC |
FRANK FREDDirector
|
GrantCommon Stock | 6,000 | $10.99 | $65,940.00 |
DisclosureSEC source: 0001628280-20-008624 · wf-form4_159078182752435.xml · nonDerivative · entry 1 FRANK FRED · CIK 0001181155 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Trust Disclosed balance after: 66,024 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:46 UTC |
Powell Andrew Kenneth WilliamDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008622 · wf-form4_159078159558808.xml · derivative · entry 2 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 28, 2019. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2020. F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:46 UTC |
Powell Andrew Kenneth WilliamDirector
|
GrantCommon Stock | 6,000 | $10.99 | $65,940.00 |
DisclosureSEC source: 0001628280-20-008622 · wf-form4_159078159558808.xml · nonDerivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,915 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:44 UTC |
PANKOPF TONIA LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008620 · wf-form4_159078144063561.xml · derivative · entry 2 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 28, 2019. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2020 F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2020 Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:44 UTC |
PANKOPF TONIA LDirector
|
GrantCommon Stock | 6,000 | $10.99 | $65,940.00 |
DisclosureSEC source: 0001628280-20-008620 · wf-form4_159078144063561.xml · nonDerivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,037 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:40 UTC |
OBUS NELSONDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008618 · wf-form4_159078123358863.xml · derivative · entry 2 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 28, 2019. F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2020. F3 · derivative.expiration_date: The restricted stock units vested on May 28, 2020. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:40 UTC |
OBUS NELSONDirector
|
GrantCommon Stock | 6,000 | $10.99 | $65,940.00 |
DisclosureSEC source: 0001628280-20-008618 · wf-form4_159078123358863.xml · nonDerivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,915 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 27, 2020 Filed May 29, 2020 19:36 UTC |
Bolles Albert D.Chief Executive Officer
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 8,928 | $11.20 Strike: $11.20 | $99,993.60 |
DisclosureSEC source: 0001628280-20-008614 · wf-form4_159078094521279.xml · derivative · entry 2 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 8,928 shares Expires 2027-05-27 Read SEC document |
| May 27, 2020 Filed May 29, 2020 19:36 UTC |
Bolles Albert D.Chief Executive Officer
|
GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 91,072 | $11.20 Strike: $11.20 | $1,020,006.40 |
DisclosureSEC source: 0001628280-20-008614 · wf-form4_159078094521279.xml · derivative · entry 1 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,072 Underlying: Common Stock · 91,072 shares Expires 2027-05-27 Read SEC document |
| May 11, 2020 Filed May 12, 2020 21:19 UTC |
OBUS NELSONDirector
|
PurchaseCommon Stock | 5,000 | $10.80 | $54,000.00 |
DisclosureSEC source: 0001628280-20-007592 · wf-form4_158931837004389.xml · nonDerivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wynnefield Capital, Inc. Disclosed balance after: 2,875,300 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.64 to $10.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:17 UTC |
McLaughlin Brian FChief Financial Officer
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 5,469 | $9.77 Strike: $9.77 | $53,432.13 |
DisclosureSEC source: 0001628280-20-004582 · wf-form4_158593784456621.xml · derivative · entry 2 McLaughlin Brian F · CIK 0001790969 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,469 shares Expires 2027-04-01 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:17 UTC |
McLaughlin Brian FChief Financial Officer
|
GrantNonqualified Stock Option (Right to Buy) · Derivative | 29,531 | $9.77 Strike: $9.77 | $288,517.87 |
DisclosureSEC source: 0001628280-20-004582 · wf-form4_158593784456621.xml · derivative · entry 1 McLaughlin Brian F · CIK 0001790969 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,531 Underlying: Common Stock · 29,531 shares Expires 2027-04-01 Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 18:40 UTC |
SKINNER GREGORY SChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000385 · wf-form4_157928639631567.xml · derivative · entry 4 SKINNER GREGORY S · CIK 0001192864 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,183 shares Expires 2020-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F4 · shares: The restricted stock units were granted on July 25, 2018. F3 · derivative.exercise_date: Vesting of restricted stock units was accelerated on January 16, 2020 by reason of Separation Agreement. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 18:40 UTC |
SKINNER GREGORY SChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000385 · wf-form4_157928639631567.xml · derivative · entry 3 SKINNER GREGORY S · CIK 0001192864 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2020-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on October 19, 2017. F3 · derivative.exercise_date: Vesting of restricted stock units was accelerated on January 16, 2020 by reason of Separation Agreement. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 18:40 UTC |
SKINNER GREGORY SChief Financial Officer
|
GrantCommon Stock | 6,183 | $11.12 | $68,754.96 |
DisclosureSEC source: 0001628280-20-000385 · wf-form4_157928639631567.xml · nonDerivative · entry 2 SKINNER GREGORY S · CIK 0001192864 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,219 Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 18:40 UTC |
SKINNER GREGORY SChief Financial Officer
|
GrantCommon Stock | 7,000 | $11.12 | $77,840.00 |
DisclosureSEC source: 0001628280-20-000385 · wf-form4_157928639631567.xml · nonDerivative · entry 1 SKINNER GREGORY S · CIK 0001192864 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,036 Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 00:47 UTC |
Hall James GVice President
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GrantIncentive Stock Option (Right to Buy) · Derivative | 17,900 | $10.12 Strike: $10.12 | $181,148.00 |
DisclosureSEC source: 0001628280-20-000195 · wf-form4_157853085657251.xml · derivative · entry 2 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 17,900 shares Expires 2027-01-07 Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 00:47 UTC |
Hall James GVice President
|
GrantNonqualified Stock Option (Right to Buy) · Derivative | 82,100 | $10.12 Strike: $10.12 | $830,852.00 |
DisclosureSEC source: 0001628280-20-000195 · wf-form4_157853085657251.xml · derivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,100 Underlying: Common Stock · 82,100 shares Expires 2027-01-07 Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 00:50 UTC |
McLaughlin Brian FVice President
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 9,073 | $10.12 Strike: $10.12 | $91,818.76 |
DisclosureSEC source: 0001628280-20-000197 · wf-form4_157853098497755.xml · derivative · entry 2 McLaughlin Brian F · CIK 0001790969 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 9,073 shares Expires 2027-01-07 Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 00:50 UTC |
McLaughlin Brian FVice President
|
GrantNonqualified Stock Option (Right to Buy) · Derivative | 15,927 | $10.12 Strike: $10.12 | $161,181.24 |
DisclosureSEC source: 0001628280-20-000197 · wf-form4_157853098497755.xml · derivative · entry 1 McLaughlin Brian F · CIK 0001790969 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,927 Underlying: Common Stock · 15,927 shares Expires 2027-01-07 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 19:11 UTC |
PANKOPF TONIA LDirector
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Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 3,333 | $9.01 Strike: $9.01 | $30,030.33 |
DisclosureSEC source: 0001628280-19-014186 · wf-form4_157375868036736.xml · derivative · entry 2 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2019-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 19:11 UTC |
PANKOPF TONIA LDirector
|
Exercise / conversionCommon Stock | 3,333 | $9.01 | $30,030.33 |
DisclosureSEC source: 0001628280-19-014186 · wf-form4_157375868036736.xml · nonDerivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 00:52 UTC |
Bolles Albert D.Chief Executive Officer
|
PurchaseCommon Stock | 850 | $10.91 | $9,273.50 |
DisclosureSEC source: 0001628280-19-013564 · wf-form4_157308792580047.xml · nonDerivative · entry 2 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,152 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.90 to $10.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| November 05, 2019 Filed Nov 5, 2019 18:25 UTC |
OBUS NELSONDirector
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PurchaseCommon Stock | 10,000 | $10.38 | $103,800.00 |
DisclosureSEC source: 0001628280-19-013275 · wf-form4_157297830746506.xml · nonDerivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wynnefield Capital, Inc. Disclosed balance after: 2,870,300 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.25 to $10.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 00:52 UTC |
Bolles Albert D.Chief Executive Officer
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PurchaseCommon Stock | 3,800 | $10.69 | $40,622.00 |
DisclosureSEC source: 0001628280-19-013564 · wf-form4_157308792580047.xml · nonDerivative · entry 1 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,302 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.40 to $10.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 19:40 UTC |
Burgess Timothy PSenior VP of Supply Chain
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PurchaseCommon Stock | 5,100 | $9.74 | $49,674.00 |
DisclosureSEC source: 0001628280-19-013059 · wf-form4_157263722860542.xml · nonDerivative · entry 1 Burgess Timothy P · CIK 0001782988 · Senior VP of Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · In trust Disclosed balance after: 5,100 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.