Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2021 Filed Jul 26, 2021 19:33 UTC |
Hall James GVice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001872 · primary_01.xml · derivative · entry 5 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,625 shares Expires 2021-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on July 25, 2018. F3 · derivative.exercise_date: The restricted stock units vested on July 25, 2021. F3 · derivative.expiration_date: The restricted stock units vested on July 25, 2021. Read SEC document |
| July 25, 2021 Filed Jul 26, 2021 19:33 UTC |
Hall James GVice President
|
Tax withholdingCommon Stock | 2,565 | $11.82 | $30,318.30 |
DisclosureSEC source: 0001593968-21-001872 · primary_01.xml · nonDerivative · entry 4 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,156 Read SEC document |
| July 25, 2021 Filed Jul 26, 2021 19:33 UTC |
Hall James GVice President
|
Exercise / conversionCommon Stock | 5,625 | $11.82 | $66,487.50 |
DisclosureSEC source: 0001593968-21-001872 · primary_01.xml · nonDerivative · entry 3 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 19:33 UTC |
Hall James GVice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001872 · primary_01.xml · derivative · entry 6 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,574 shares Expires 2021-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F4 · shares: The restricted stock units were granted on July 23, 2020. F5 · derivative.exercise_date: The restricted stock units vested on July 23, 2021. F5 · derivative.expiration_date: The restricted stock units vested on July 23, 2021. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 19:33 UTC |
Hall James GVice President
|
Tax withholdingCommon Stock | 1,629 | $11.82 | $19,254.78 |
DisclosureSEC source: 0001593968-21-001872 · primary_01.xml · nonDerivative · entry 2 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,096 Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 19:33 UTC |
Hall James GVice President
|
Exercise / conversionCommon Stock | 3,574 | $11.82 | $42,244.68 |
DisclosureSEC source: 0001593968-21-001872 · primary_01.xml · nonDerivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:58 UTC |
Barbarosh Craig A.Director
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001569 · primary_01.xml · derivative · entry 1 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:56 UTC |
HOUDE LOVAS KATRINADirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001567 · primary_01.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:06 UTC |
Walsh Patrick DDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001574 · primary_01.xml · derivative · entry 1 Walsh Patrick D · CIK 0001720568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:04 UTC |
Sohn Catherine A.Director
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001573 · primary_01.xml · derivative · entry 1 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:03 UTC |
PANKOPF TONIA LDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001572 · primary_01.xml · derivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:02 UTC |
Schechter JoshuaDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001571 · primary_01.xml · derivative · entry 1 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:01 UTC |
Powell Andrew Kenneth WilliamDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001570 · primary_01.xml · derivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:57 UTC |
OBUS NELSONDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001568 · primary_01.xml · derivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:54 UTC |
Carosella Deborah DDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001566 · primary_01.xml · derivative · entry 1 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 23:51 UTC |
EDWARDS JEFFREY LDirector
|
GrantRestricted Stock Unit · Derivative | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-21-001565 · primary_01.xml · derivative · entry 1 EDWARDS JEFFREY L · CIK 0001190642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 Underlying: Common Stock · 7,059 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:10 UTC |
OBUS NELSONDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001527 · primary_01.xml · derivative · entry 2 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:10 UTC |
OBUS NELSONDirector
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001527 · primary_01.xml · nonDerivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,418 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:09 UTC |
PANKOPF TONIA LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001526 · primary_01.xml · derivative · entry 2 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:09 UTC |
PANKOPF TONIA LDirector
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001526 · primary_01.xml · nonDerivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,540 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:08 UTC |
Barbarosh Craig A.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001525 · primary_01.xml · derivative · entry 2 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:08 UTC |
Barbarosh Craig A.Director
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001525 · primary_01.xml · nonDerivative · entry 1 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect Disclosed balance after: 13,804 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:07 UTC |
HOUDE LOVAS KATRINADirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001524 · primary_01.xml · derivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:07 UTC |
HOUDE LOVAS KATRINADirector
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001524 · primary_01.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,637 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:06 UTC |
Carosella Deborah DDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001523 · primary_01.xml · derivative · entry 2 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:06 UTC |
Carosella Deborah DDirector
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001523 · primary_01.xml · nonDerivative · entry 1 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,529 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:03 UTC |
Sohn Catherine A.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001522 · primary_01.xml · derivative · entry 2 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:03 UTC |
Sohn Catherine A.Director
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001522 · primary_01.xml · nonDerivative · entry 1 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,010 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC |
Powell Andrew Kenneth WilliamDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001521 · primary_01.xml · derivative · entry 2 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,303 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 1, 2020. F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC |
Powell Andrew Kenneth WilliamDirector
|
GrantCommon Stock | 8,303 | $11.64 | $96,646.92 |
DisclosureSEC source: 0001593968-21-001521 · primary_01.xml · nonDerivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,418 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 20:10 UTC |
Walsh Patrick DDirector
|
PurchaseCommon Stock | 10,000 | $11.26 | $112,600.00 |
DisclosureSEC source: 0001593968-21-001158 · primary_01.xml · nonDerivative · entry 1 Walsh Patrick D · CIK 0001720568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 22:23 UTC |
Morberg John DChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $11.05 | $22,100.00 |
DisclosureSEC source: 0001593968-21-001133 · primary_01.xml · nonDerivative · entry 1 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,400 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.95 to $11.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 23:18 UTC |
Morberg John DChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $11.08 | $22,160.00 |
DisclosureSEC source: 0001593968-21-001124 · primary_01.xml · nonDerivative · entry 1 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,400 Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 18:30 UTC |
Morberg John DChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $10.98 | $21,960.00 |
DisclosureSEC source: 0001593968-21-001120 · primary_01.xml · nonDerivative · entry 1 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 21:45 UTC |
Bolles Albert D.Chief Executive Officer
|
PurchaseCommon Stock | 9,000 | $10.61 | $95,490.00 |
DisclosureSEC source: 0001593968-21-001118 · primary_01.xml · nonDerivative · entry 1 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,152 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.52 to $10.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 21:18 UTC |
Hall James GVice President
|
PurchaseCommon Stock | 10,000 | $10.62 | $106,200.00 |
DisclosureSEC source: 0001593968-21-001117 · primary_01.xml · nonDerivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,151 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.57 to $10.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 16:43 UTC |
Morberg John DChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $10.64 | $21,280.00 |
DisclosureSEC source: 0001593968-21-001116 · primary_01.xml · nonDerivative · entry 1 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400 Read SEC document |
| April 13, 2021 Filed Apr 13, 2021 23:33 UTC |
Morberg John DChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $10.18 | $20,360.00 |
DisclosureSEC source: 0001593968-21-001110 · primary_01.xml · nonDerivative · entry 1 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Read SEC document |
| April 13, 2021 Filed Apr 14, 2021 18:53 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 2,508 | $10.09 | $25,307.98 |
DisclosureSEC source: 0001104659-21-050345 · tm2113027-2_4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,745,542 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 901,594 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 659,388 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 184,560 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 06:03 UTC Amendment |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 2,508 | $10.09 | $25,307.98 |
DisclosureSEC source: 0001104659-21-050434 · tm2113027-3_4a.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,745,542 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 901,594 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 659,388 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 184,560 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 18:53 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 165,564 | $10.02 | $1,658,603.60 |
DisclosureSEC source: 0001104659-21-050345 · tm2113027-2_4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,743,034 F6 · price: Represents the weighted average purchase price of multiple transactions. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 901,594 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 659,388 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 184,560 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 18:53 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 72,515 | $10.02 | $726,448.02 |
DisclosureSEC source: 0001104659-21-050345 · tm2113027-2_4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,345 F5 · price: Represents the weighted average purchase price of multiple transactions. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The Reporting Person directly beneficially owns 1,400,345 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| April 12, 2021 Filed Apr 15, 2021 06:03 UTC Amendment |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 165,564 | $10.02 | $1,658,603.60 |
DisclosureSEC source: 0001104659-21-050434 · tm2113027-3_4a.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,743,034 F6 · price: Represents the weighted average purchase price of multiple transactions. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 901,594 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 659,388 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 184,560 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| April 12, 2021 Filed Apr 15, 2021 06:03 UTC Amendment |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 72,515 | $10.02 | $726,448.02 |
DisclosureSEC source: 0001104659-21-050434 · tm2113027-3_4a.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,345 F5 · price: Represents the weighted average purchase price of multiple transactions. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.direct: The Reporting Person directly beneficially owns 1,400,345 shares of common stock, $0.001 par value per share ("Common Stock") of Landec Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| April 12, 2021 Filed Apr 21, 2021 23:14 UTC |
Burgess Timothy PSenior VP of Supply Chain
|
PurchaseCommon Stock | 5,045 | $9.99 | $50,399.55 |
DisclosureSEC source: 0001593968-21-001145 · primary_01.xml · nonDerivative · entry 1 Burgess Timothy P · CIK 0001782988 · Senior VP of Supply Chain 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 10,145 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.86 to $10.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
Kimball DawnChief People Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000961 · primary_01.xml · derivative · entry 6 Kimball Dawn · CIK 0001791709 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,608 shares Expires 2021-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F4 · shares: The restricted stock units were granted on October 15, 2019. F3 · derivative.exercise_date: Vesting of restricted stock units was accelerated on March 12, 2021 by reason of Separation Agreement. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
Kimball DawnChief People Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000961 · primary_01.xml · derivative · entry 5 Kimball Dawn · CIK 0001791709 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on October 12, 2018. F3 · derivative.exercise_date: Vesting of restricted stock units was accelerated on March 12, 2021 by reason of Separation Agreement. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
Kimball DawnChief People Officer
|
Disposition to issuerCommon Stock | 6,535 | $12.09 | $79,008.15 |
DisclosureSEC source: 0001593968-21-000961 · primary_01.xml · nonDerivative · entry 4 Kimball Dawn · CIK 0001791709 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,429 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
Kimball DawnChief People Officer
|
GrantCommon Stock | 13,608 | $12.09 | $164,520.72 |
DisclosureSEC source: 0001593968-21-000961 · primary_01.xml · nonDerivative · entry 3 Kimball Dawn · CIK 0001791709 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,964 Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:05 UTC |
Kimball DawnChief People Officer
|
Disposition to issuerCommon Stock | 2,644 | $12.09 | $31,965.96 |
DisclosureSEC source: 0001593968-21-000961 · primary_01.xml · nonDerivative · entry 2 Kimball Dawn · CIK 0001791709 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.