Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2022 Filed Jun 7, 2022 21:18 UTC |
HOUDE LOVAS KATRINADirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016490 · wf-form4_165463667917133.xml · derivative · entry 2 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:18 UTC |
HOUDE LOVAS KATRINADirector
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016490 · wf-form4_165463667917133.xml · nonDerivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:17 UTC |
Barbarosh Craig A.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016488 · wf-form4_165463665103342.xml · derivative · entry 2 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:17 UTC |
Barbarosh Craig A.Director
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016488 · wf-form4_165463665103342.xml · nonDerivative · entry 1 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 20,863 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:16 UTC |
EDWARDS JEFFREY LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016486 · wf-form4_165463659905287.xml · derivative · entry 2 EDWARDS JEFFREY L · CIK 0001190642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:16 UTC |
EDWARDS JEFFREY LDirector
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016486 · wf-form4_165463659905287.xml · nonDerivative · entry 1 EDWARDS JEFFREY L · CIK 0001190642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,457 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:17 UTC |
Schechter JoshuaDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016487 · wf-form4_165463662087159.xml · derivative · entry 3 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:17 UTC |
Schechter JoshuaDirector
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016487 · wf-form4_165463662087159.xml · nonDerivative · entry 1 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,457 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:16 UTC |
Sohn Catherine A.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016485 · wf-form4_165463657846481.xml · derivative · entry 2 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:16 UTC |
Sohn Catherine A.Director
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016485 · wf-form4_165463657846481.xml · nonDerivative · entry 1 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,069 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:16 UTC |
OBUS NELSONDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016484 · wf-form4_165463656039030.xml · derivative · entry 2 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:16 UTC |
OBUS NELSONDirector
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016484 · wf-form4_165463656039030.xml · nonDerivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,477 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:15 UTC |
Carosella Deborah DDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016483 · wf-form4_165463654263124.xml · derivative · entry 2 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:15 UTC |
Carosella Deborah DDirector
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016483 · wf-form4_165463654263124.xml · nonDerivative · entry 1 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,588 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:15 UTC |
PANKOPF TONIA LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016482 · wf-form4_165463652094827.xml · derivative · entry 2 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,059 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on June 4, 2021. F3 · derivative.exercise_date: The restricted stock units vested on June 4, 2022. F3 · derivative.expiration_date: The restricted stock units vested on June 4, 2022. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 21:15 UTC |
PANKOPF TONIA LDirector
|
GrantCommon Stock | 7,059 | $9.50 | $67,060.50 |
DisclosureSEC source: 0001628280-22-016482 · wf-form4_165463652094827.xml · nonDerivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,599 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:47 UTC |
HOUDE LOVAS KATRINADirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016013 · wf-form4_165418842804084.xml · derivative · entry 1 HOUDE LOVAS KATRINA · CIK 0001269294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:47 UTC |
PANKOPF TONIA LDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016012 · wf-form4_165418841024700.xml · derivative · entry 1 PANKOPF TONIA L · CIK 0001268528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:46 UTC |
EDWARDS JEFFREY LDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016010 · wf-form4_165418837484136.xml · derivative · entry 1 EDWARDS JEFFREY L · CIK 0001190642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:46 UTC |
OBUS NELSONDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016011 · wf-form4_165418839409927.xml · derivative · entry 1 OBUS NELSON · CIK 0001017043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:45 UTC |
Carosella Deborah DDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016008 · wf-form4_165418833981827.xml · derivative · entry 1 Carosella Deborah D · CIK 0001701600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:46 UTC |
Sohn Catherine A.Director
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016009 · wf-form4_165418835785568.xml · derivative · entry 1 Sohn Catherine A. · CIK 0001555132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:45 UTC |
Barbarosh Craig A.Director
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016007 · wf-form4_165418832044094.xml · derivative · entry 1 Barbarosh Craig A. · CIK 0001472457 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:39 UTC |
Diradoorian Raymond HDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-015997 · wf-form4_165418793024929.xml · derivative · entry 1 Diradoorian Raymond H · CIK 0001352121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:45 UTC |
Powell Andrew Kenneth WilliamDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016006 · wf-form4_165418829909139.xml · derivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:37 UTC |
Schechter JoshuaDirector
|
GrantRestricted Stock Unit · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-015995 · wf-form4_165418785156229.xml · derivative · entry 1 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| May 23, 2022 Filed May 24, 2022 19:05 UTC |
Bolles Albert D.Chief Executive Officer
|
Exercise / conversionCommon Stock · Derivative | 55,000 | $9.45 | $519,750.00 |
DisclosureSEC source: 0001628280-22-015279 · wf-form4_165341911696810.xml · derivative · entry 3 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2022-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on May 23, 2019. F3 · derivative.exercise_date: The restricted stock units vested on May 23, 2022. F3 · derivative.expiration_date: The restricted stock units vested on May 23, 2022. Read SEC document |
| May 23, 2022 Filed May 24, 2022 19:05 UTC |
Bolles Albert D.Chief Executive Officer
|
Tax withholdingCommon Stock | 27,269 | $9.45 | $257,692.05 |
DisclosureSEC source: 0001628280-22-015279 · wf-form4_165341911696810.xml · nonDerivative · entry 2 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,883 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| May 23, 2022 Filed May 24, 2022 19:05 UTC |
Bolles Albert D.Chief Executive Officer
|
Exercise / conversionCommon Stock | 55,000 | $9.45 | $519,750.00 |
DisclosureSEC source: 0001628280-22-015279 · wf-form4_165341911696810.xml · nonDerivative · entry 1 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| January 20, 2022 Filed Jan 25, 2022 00:11 UTC |
Diradoorian Raymond HDirector
|
GrantRestricted Stock Unit · Derivative | 2,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-22-000288 · primary_01.xml · derivative · entry 1 Diradoorian Raymond H · CIK 0001352121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768 Underlying: Common Stock · 2,768 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 16:46 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 22,800 | $10.43 | $237,690.00 |
DisclosureSEC source: 0001104659-22-004450 · tm223036-1_4.xml · nonDerivative · entry 6 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,008,694 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 981,541 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 709,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 317,350 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 16:46 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 14,600 | $10.43 | $152,205.00 |
DisclosureSEC source: 0001104659-22-004450 · tm223036-1_4.xml · nonDerivative · entry 5 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,593 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,524,593 shares of common stock, $0.001 par value per share ("Common Stock") of Landec Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 16:46 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 30,480 | $10.41 | $317,144.40 |
DisclosureSEC source: 0001104659-22-004450 · tm223036-1_4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,985,894 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 981,541 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 709,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 317,350 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 16:46 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 19,520 | $10.41 | $203,105.60 |
DisclosureSEC source: 0001104659-22-004450 · tm223036-1_4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,993 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,524,593 shares of common stock, $0.001 par value per share ("Common Stock") of Landec Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 16:46 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 209,872 | $10.41 | $2,184,137.90 |
DisclosureSEC source: 0001104659-22-004450 · tm223036-1_4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,955,414 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 981,541 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 709,803 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 317,350 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 16:46 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, $0.001 par value per share | 90,128 | $10.41 | $937,962.10 |
DisclosureSEC source: 0001104659-22-004450 · tm223036-1_4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490,473 F1 · ownership.direct: The Reporting Person directly beneficially owns 1,524,593 shares of common stock, $0.001 par value per share ("Common Stock") of Landec Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 19:22 UTC |
Schechter JoshuaDirector
|
PurchaseCommon Stock | 2,000 | $10.41 | $20,820.00 |
DisclosureSEC source: 0001593968-22-000214 · primary_01.xml · nonDerivative · entry 2 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,000 Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 19:22 UTC |
Schechter JoshuaDirector
|
PurchaseCommon Stock | 8,000 | $10.39 | $83,120.00 |
DisclosureSEC source: 0001593968-22-000214 · primary_01.xml · nonDerivative · entry 1 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,398 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.35 to $10.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 16:23 UTC |
EDWARDS JEFFREY LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,398 | $9.77 | $52,738.46 |
DisclosureSEC source: 0001593968-21-002278 · primary_01.xml · derivative · entry 2 EDWARDS JEFFREY L · CIK 0001190642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,398 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on October 14, 2020. F3 · derivative.exercise_date: The restricted stock units vested on October 14, 2021. F3 · derivative.expiration_date: The restricted stock units vested on October 14, 2021. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 16:23 UTC |
EDWARDS JEFFREY LDirector
|
GrantCommon Stock | 5,398 | $9.77 | $52,738.46 |
DisclosureSEC source: 0001593968-21-002278 · primary_01.xml · nonDerivative · entry 1 EDWARDS JEFFREY L · CIK 0001190642 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,398 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 16:22 UTC |
Schechter JoshuaDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,398 | $9.77 | $52,738.46 |
DisclosureSEC source: 0001593968-21-002277 · primary_01.xml · derivative · entry 2 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,398 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. F2 · shares: The restricted stock units were granted on October 14, 2020. F3 · derivative.exercise_date: The restricted stock units vested on October 14, 2021. F3 · derivative.expiration_date: The restricted stock units vested on October 14, 2021. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 16:22 UTC |
Schechter JoshuaDirector
|
GrantCommon Stock | 5,398 | $9.77 | $52,738.46 |
DisclosureSEC source: 0001593968-21-002277 · primary_01.xml · nonDerivative · entry 1 Schechter Joshua · CIK 0001336601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,398 F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis. Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:14 UTC |
Burgess Timothy PSenior VP of Supply Chain
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 21,194 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001899 · primary_01.xml · derivative · entry 2 Burgess Timothy P · CIK 0001782988 · Senior VP of Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,194 Underlying: Common Stock · 21,194 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:14 UTC |
Burgess Timothy PSenior VP of Supply Chain
|
GrantIncentive Stock Option (right to buy) · Derivative | 8,806 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001899 · primary_01.xml · derivative · entry 1 Burgess Timothy P · CIK 0001782988 · Senior VP of Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 8,806 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:13 UTC |
Morberg John DChief Financial Officer
|
GrantIncentive Stock Option (right to buy) · Derivative | 5,746 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001898 · primary_01.xml · derivative · entry 2 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,746 Underlying: Common Stock · 5,746 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:13 UTC |
Morberg John DChief Financial Officer
|
GrantNon-Qualified StockOption (right to buy) · Derivative | 59,254 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001898 · primary_01.xml · derivative · entry 1 Morberg John D · CIK 0001345964 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,254 Underlying: Common Stock · 59,254 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:12 UTC |
Hall James GVice President
|
GrantNon-Qualified StockOption (right to buy) · Derivative | 66,763 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001897 · primary_01.xml · derivative · entry 2 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,763 Underlying: Common Stock · 66,763 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:12 UTC |
Hall James GVice President
|
GrantIncentive Stock Option (right to buy) · Derivative | 8,237 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001897 · primary_01.xml · derivative · entry 1 Hall James G · CIK 0001368626 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,237 Underlying: Common Stock · 8,237 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:09 UTC |
Bolles Albert D.Chief Executive Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 91,763 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001896 · primary_01.xml · derivative · entry 2 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,763 Underlying: Common Stock · 91,763 shares Expires 2028-07-27 Read SEC document |
| July 27, 2021 Filed Jul 28, 2021 22:09 UTC |
Bolles Albert D.Chief Executive Officer
|
GrantIncentive Stock Option (right to buy) · Derivative | 8,237 | $0.00 Strike: $12.14 | $0.00 |
DisclosureSEC source: 0001593968-21-001896 · primary_01.xml · derivative · entry 1 Bolles Albert D. · CIK 0001603163 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,237 Underlying: Common Stock · 8,237 shares Expires 2028-07-27 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.