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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2019 Filed Sep 12, 2019 20:18 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
ConversionClass A Common Stock 204,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049306 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:17 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
ConversionClass B Common Stock · Derivative 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049305 · doc4.xml · derivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 115,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:17 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
ConversionClass A Common Stock 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049305 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:24 UTC
Alstead TroyDirector
ConversionClass B Common Stock · Derivative 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048192 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 77,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:24 UTC
Alstead TroyDirector
ConversionClass A Common Stock 77,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048192 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:12 UTC GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045328 · doc4.xml · nonDerivative · entry 1

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,657

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:19 UTC
MING JENNY JDirector
GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045344 · doc4.xml · nonDerivative · entry 1

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,687

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:16 UTC
Beraud JillDirector
GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045338 · doc4.xml · nonDerivative · entry 1

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,447

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:17 UTC GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045339 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,177

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:19 UTC GrantClass A Common Stock 11,708 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045345 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,388

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:18 UTC
Alstead TroyDirector
GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045342 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,497

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:17 UTC GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045341 · doc4.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,307

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:14 UTC
Haas Peter E. Jr.Director · 10% owner
GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045335 · doc4.xml · nonDerivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,547

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:14 UTC GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045333 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,697

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:13 UTC GrantClass A Common Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045330 · doc4.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,227

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 19, 2019 Filed Jan 14, 2020 21:50 UTC
Brockett GavinSr VP, Global Controller, PAO
GrantClass A Common Stock 6,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003318 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,158

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in full on March 20, 2020.

Read SEC document
May 30, 2019 Filed Dec 13, 2019 19:17 UTC OtherClass B Common Stock · Derivative 811,555 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023058 · doc1.xml · derivative · entry 5

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,977,335

Underlying: Class A Common Stock · 811,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: These shares were a distribution from a trust.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Dec 13, 2019 19:11 UTC OtherClass B Common Stock · Derivative 811,555 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023056 · doc1.xml · derivative · entry 8

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,274,955

Underlying: Class A Common Stock · 811,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: These shares were a distribution from a trust.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Dec 13, 2019 18:56 UTC OtherClass B Common Stock · Derivative 811,554 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023052 · doc1.xml · derivative · entry 10

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,238,754

Underlying: Class A Common Stock · 811,554 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · kind: These shares were a distribution from a trust.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 7, 2020 20:39 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 4,009,981 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000703 · doc5.xml · derivative · entry 4

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,521,511

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.direct: Shares reflect distributions from several grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries.

Read SEC document
May 30, 2019 Filed Jan 7, 2020 20:39 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 6,270,726 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000703 · doc5.xml · derivative · entry 3

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 32,126,434

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Shares reflect distributions from several grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 01:54 UTC GiftClass B Common Stock · Derivative 2,434,664 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000795 · doc1.xml · derivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,334,955

Underlying: Class A Common Stock · 2,434,664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: This number includes 18,602 RSUs that previously were reported as Class A Common Stock and corrects an error made in Mr. Haas's Form 3 that was carried over to subsequent Forms 4.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 273,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 13

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F6 · kind: Delivery of shares in satisfaction of loan owed to trust for reporting person's descendants.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,348,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 12

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · To grantor retained annuity trusts of spouse

Disclosed balance after: 5,445,504

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,348,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 11

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,480

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,885,426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 10

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · To grantor retained annuity trusts

Disclosed balance after: 8,283,137

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,885,426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 9

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,616,451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 8

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,762,226

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,616,451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 7

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 5,445,504

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 2,625,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 6

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,545,013

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

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May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 2,625,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 5

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 8,283,137

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,348,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 4

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,480

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 1,348,345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 3

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 5,445,504

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 2,159,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 30, 2019 Filed Jan 9, 2020 12:14 UTC OtherClass B Common Stock · Derivative 2,159,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000394 · ownership.xml · derivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 8,283,137

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 03, 2019 Filed Jan 7, 2020 20:39 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 38,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000703 · doc5.xml · derivative · entry 2

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 38,397,160

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: On May 3, 2019, the reporting person distributed 50,050 shares of Class B Common Stock to several grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries in order to reflect an adjustment in a prior valuation.

Read SEC document
May 03, 2019 Filed Jan 7, 2020 20:39 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 50,050 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000703 · doc5.xml · derivative · entry 1

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,511,530

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.direct: On May 3, 2019, the reporting person distributed 50,050 shares of Class B Common Stock to several grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries in order to reflect an adjustment in a prior valuation.

Read SEC document
May 03, 2019 Filed Jan 8, 2020 22:53 UTC OtherClass B Common Stock · Derivative 910 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-000791 · doc1.xml · derivative · entry 2

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 19,784,900

Underlying: Class A Common Stock · 910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: These shares were transferred to a trust of which Ms. Haas is trustee for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by trusts and a limited liability company of which Ms. Haas is trustee or manager for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
May 03, 2019 Filed Jan 8, 2020 22:53 UTC OtherClass B Common Stock · Derivative 910 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-000791 · doc1.xml · derivative · entry 1

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,005,010

Underlying: Class A Common Stock · 910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: These shares were transferred to a trust of which Ms. Haas is trustee for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 03, 2019 Filed Jan 8, 2020 21:29 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
GiftClass B Common Stock · Derivative 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002520 · doc5.xml · derivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,030

Underlying: Class B Common Stock · 115,030 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

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May 03, 2019 Filed Jan 8, 2020 21:29 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
GiftClass B Common Stock · Derivative 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002520 · doc5.xml · derivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 115,030 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 01, 2019 Filed Dec 13, 2019 18:56 UTC GiftClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023052 · doc1.xml · derivative · entry 9

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 31,770

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: These shares were a gift from a custodial account of which Ms. Haas is the custodian to a limited liability company of which she is the manager. Both such account and limited liability company are for the benefit of others and Ms. Haas has sole voting and investment power over both. She disclaims beneficial ownership of these shares.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: These shares were a gift from a custodial account of which Ms. Haas is the custodian to a limited liability company of which she is the manager. Both such account and limited liability company are for the benefit of others and Ms. Haas has sole voting and investment power over both. She disclaims beneficial ownership of these shares.

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April 01, 2019 Filed Dec 13, 2019 18:56 UTC GiftClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023052 · doc1.xml · derivative · entry 8

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 5,474,820

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · kind: These shares were a gift from a custodial account of which Ms. Haas is the custodian to a limited liability company of which she is the manager. Both such account and limited liability company are for the benefit of others and Ms. Haas has sole voting and investment power over both. She disclaims beneficial ownership of these shares.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: These shares were a gift from a custodial account of which Ms. Haas is the custodian to a limited liability company of which she is the manager. Both such account and limited liability company are for the benefit of others and Ms. Haas has sole voting and investment power over both. She disclaims beneficial ownership of these shares.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 26,100 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 13

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Class B Common Stock · 26,100 shares

Expires 2022-02-04

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 100% of these SARs are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 26,100 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 12

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,100 shares

Expires 2022-02-04

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 100% of these SARs are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 63,930 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 11

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,930

Underlying: Class B Common Stock · 63,930 shares

Expires 2024-02-01

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F10 · derivative.exercise_date: The original grant was for 85,240 SARs, of which 21,310 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 63,930 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 10

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 63,930 shares

Expires 2024-02-01

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F10 · derivative.exercise_date: The original grant was for 85,240 SARs, of which 21,310 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 57,380 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 9

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,380

Underlying: Class B Common Stock · 57,380 shares

Expires 2025-01-30

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F9 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 57,380 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 8

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,380 shares

Expires 2025-01-30

F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.

F9 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 00:24 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
OtherStock Appreciation Rights · Derivative 41,920 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 7

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,920

Underlying: Class B Common Stock · 41,920 shares

Expires 2029-01-29

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F8 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.