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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2020 Filed Jan 23, 2020 23:28 UTC SaleClass A Common Stock 42 $20.00 $840.00
Disclosure

SEC source: 0001209191-20-004724 · doc4.xml · nonDerivative · entry 4

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 574,945

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3 · ownership.nature: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:28 UTC SaleClass A Common Stock 22 $20.00 $440.00
Disclosure

SEC source: 0001209191-20-004724 · doc4.xml · nonDerivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 359,073

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3 · ownership.nature: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
ConversionClass B Common Stock · Derivative 54,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 13

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 54,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
SaleClass A Common Stock 2,300 $20.00 $46,000.92
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · nonDerivative · entry 2

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,157

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
ConversionClass A Common Stock 54,037 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · nonDerivative · entry 1

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:20 UTC ConversionClass B Common Stock · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001462 · doc1.xml · derivative · entry 8

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,657,382

Underlying: Class A Common Stock · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:20 UTC SaleClass A Common Stock 22 $20.00 $440.00
Disclosure

SEC source: 0001567619-20-001462 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:20 UTC ConversionClass A Common Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001462 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:21 UTC ConversionClass B Common Stock · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001463 · doc1.xml · derivative · entry 8

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,879,244

Underlying: Class A Common Stock · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:21 UTC SaleClass A Common Stock 3 $20.00 $60.00
Disclosure

SEC source: 0001567619-20-001463 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 23:21 UTC ConversionClass A Common Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001463 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 21, 2020 23:53 UTC SaleClass A Common Stock 13,013 $20.00 $260,279.52
Disclosure

SEC source: 0001209191-20-004352 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 574,987

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.030 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 21, 2020 Filed Jan 21, 2020 23:53 UTC SaleClass A Common Stock 6,905 $20.00 $138,110.36
Disclosure

SEC source: 0001209191-20-004352 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 359,095

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.030 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:13 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
SaleClass A Common Stock 48,750 $20.00 $975,058.50
Disclosure

SEC source: 0001209191-20-004635 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,110

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:37 UTC
JAFFE SETHEVP & General Counsel
Disposition to issuerClass B Common Stock · Derivative 115,456 $20.00 $2,309,120.00
Disclosure

SEC source: 0001209191-20-004726 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,394

Underlying: Class A Common Stock · 115,456 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:37 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionClass B Common Stock · Derivative 186,370 $6.45 $1,202,086.50
Disclosure

SEC source: 0001209191-20-004726 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,850

Underlying: Class A Common Stock · 186,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:37 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 186,370 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-20-004726 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,190

Underlying: Class B Common Stock · 186,370 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Disposition to issuerClass B Common Stock · Derivative 42,936 $20.00 $858,720.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 12

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,037

Underlying: Class A Common Stock · 42,936 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Exercise / conversionClass B Common Stock · Derivative 75,000 $6.85 $513,750.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 11

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,973

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Exercise / conversionStock Appreciation Rights · Derivative 75,000 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 10

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,480

Underlying: Class B Common Stock · 75,000 shares

Expires 2023-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Of these SARs: (i) 544,820 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable, of which 75,000 have been exercised; and (ii) 299,660 from an original grant of 653,790 SARs, of which 354,130 have been exercised, are time-based SARs that vested as to 25% of the SARs on July 13, 2017, with the remainder vesting in 36 equal monthly installments thereafter.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Disposition to issuerClass B Common Stock · Derivative 23,030 $20.00 $460,600.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 9

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,973

Underlying: Class A Common Stock · 23,030 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Exercise / conversionClass B Common Stock · Derivative 41,870 $6.10 $255,407.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 8

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,003

Underlying: Class A Common Stock · 41,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Exercise / conversionStock Appreciation Rights · Derivative 41,870 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 7

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,640

Underlying: Class B Common Stock · 41,870 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 55,810 are time-based SARs from an original grant of 275,800 SARs, of which 219,990 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Disposition to issuerClass B Common Stock · Derivative 4,997 $20.00 $99,940.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 6

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Underlying: Class A Common Stock · 4,997 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Exercise / conversionClass B Common Stock · Derivative 8,130 $7.43 $60,365.25
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 5

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

Underlying: Class A Common Stock · 8,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:36 UTC
Bagattini RoyEVP & President, Americas
Exercise / conversionStock Appreciation Rights · Derivative 8,130 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 4

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,130 shares

Expires 2022-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of these SARs are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:20 UTC ConversionClass B Common Stock · Derivative 6,639 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001462 · doc1.xml · derivative · entry 7

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,657,404

Underlying: Class A Common Stock · 6,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:20 UTC SaleClass A Common Stock 6,639 $20.00 $132,789.96
Disclosure

SEC source: 0001567619-20-001462 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20 to $20.03 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:20 UTC ConversionClass A Common Stock 6,639 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001462 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:21 UTC ConversionClass B Common Stock · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001463 · doc1.xml · derivative · entry 7

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,879,247

Underlying: Class A Common Stock · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:21 UTC SaleClass A Common Stock 996 $20.00 $19,921.49
Disclosure

SEC source: 0001567619-20-001463 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20 to $20.03 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 23:21 UTC ConversionClass A Common Stock 996 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001463 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:58 UTC ConversionClass B Common Stock · Derivative 1,898 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001193 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,880,243

Underlying: Class A Common Stock · 1,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:58 UTC SaleClass A Common Stock 1,898 $19.42 $36,865.61
Disclosure

SEC source: 0001567619-20-001193 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.645 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:58 UTC ConversionClass A Common Stock 1,898 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001193 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 01:48 UTC ConversionClass B Common Stock · Derivative 6,479 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003772 · doc4.xml · derivative · entry 7

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011,606

Underlying: Class A Common Stock · 6,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 01:48 UTC SaleClass A Common Stock 3,491 $19.42 $67,807.09
Disclosure

SEC source: 0001209191-20-003772 · doc4.xml · nonDerivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 366,000

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.000 to $19.645 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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January 16, 2020 Filed Jan 17, 2020 01:48 UTC ConversionClass A Common Stock 6,479 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003772 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 01:48 UTC SaleClass A Common Stock 6,479 $19.42 $125,844.21
Disclosure

SEC source: 0001209191-20-003772 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.000 to $19.645 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:59 UTC ConversionClass B Common Stock · Derivative 47,482 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001194 · doc1.xml · derivative · entry 6

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,227,623

Underlying: Class A Common Stock · 47,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:59 UTC SaleClass A Common Stock 47,482 $19.42 $922,261.88
Disclosure

SEC source: 0001567619-20-001194 · doc1.xml · nonDerivative · entry 4

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.645 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:59 UTC ConversionClass A Common Stock 47,482 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001194 · doc1.xml · nonDerivative · entry 3

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 00:00 UTC ConversionClass B Common Stock · Derivative 4,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001195 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,664,043

Underlying: Class A Common Stock · 4,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 00:00 UTC SaleClass A Common Stock 4,175 $19.42 $81,092.70
Disclosure

SEC source: 0001567619-20-001195 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.645 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 00:00 UTC ConversionClass A Common Stock 4,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001195 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 23:44 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass B Common Stock · Derivative 107,227 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004161 · doc4.xml · derivative · entry 6

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 107,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 23:44 UTC
Singh Harmit JExecutive VP and CFO
SaleClass A Common Stock 107,227 $19.46 $2,086,637.42
Disclosure

SEC source: 0001209191-20-004161 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,930

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.03 to $19.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 23:44 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass A Common Stock 107,227 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004161 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 23:58 UTC ConversionClass B Common Stock · Derivative 1,198 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001193 · doc1.xml · derivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,882,141

Underlying: Class A Common Stock · 1,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 23:58 UTC SaleClass A Common Stock 1,198 $19.02 $22,790.39
Disclosure

SEC source: 0001567619-20-001193 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.835 to $19.10 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.