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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
Exercise / conversionClass B Common Stock · Derivative 14,350 $9.60 $137,760.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 8

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,660

Underlying: Class A Common Stock · 14,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
Exercise / conversionStock Appreciation Rights · Derivative 14,350 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 7

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,340

Underlying: Class B Common Stock · 14,350 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
Exercise / conversionClass B Common Stock · Derivative 21,310 $6.90 $147,039.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 6

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,310

Underlying: Class A Common Stock · 21,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
Exercise / conversionStock Appreciation Rights · Derivative 21,310 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 5

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 21,310 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
SaleClass A Common Stock 19,508 $19.64 $383,137.12
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 3

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,128

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.32to $19.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
ConversionClass A Common Stock 11,838 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:50 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 27,144 $19.71 $535,008.24
Disclosure

SEC source: 0001209191-21-006985 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,391

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:49 UTC
O'Neill Elizabeth TEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 3,030 $19.71 $59,721.30
Disclosure

SEC source: 0001209191-21-006983 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,467

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:47 UTC
Rosen MarcEVP & President, LSA
Tax withholdingClass A Common Stock 2,443 $19.71 $48,151.53
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,798

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:46 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 8,466 $19.71 $166,864.86
Disclosure

SEC source: 0001209191-21-006978 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,530

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:43 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
Tax withholdingClass A Common Stock 4,966 $19.71 $97,879.86
Disclosure

SEC source: 0001209191-21-006974 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,567

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:42 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 2,972 $19.71 $58,578.12
Disclosure

SEC source: 0001209191-21-006972 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,791

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:40 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 5,923 $19.71 $116,742.33
Disclosure

SEC source: 0001209191-21-006970 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,964

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:39 UTC
Brockett GavinSr VP, Global Controller, PAO
Tax withholdingClass A Common Stock 2,225 $19.71 $43,854.75
Disclosure

SEC source: 0001209191-21-006969 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,587

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:37 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 34,744 $19.71 $684,804.24
Disclosure

SEC source: 0001209191-21-006966 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,146

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 29, 2021 Filed Jan 30, 2021 00:08 UTC
Rosen MarcEVP & President, LSA
SaleClass A Common Stock 2,018 $20.27 $40,904.86
Disclosure

SEC source: 0001209191-21-006247 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,241

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.12 to $20.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 29, 2021 Filed Jan 30, 2021 00:07 UTC
Sey Jennifer A.Brand President
SaleClass A Common Stock 1,514 $20.30 $30,734.20
Disclosure

SEC source: 0001209191-21-006245 · doc4.xml · nonDerivative · entry 2

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,535

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.25 to $20.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 23:59 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 11,365 $20.74 $235,710.10
Disclosure

SEC source: 0001209191-21-006231 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,890

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:08 UTC
Rosen MarcEVP & President, LSA
Tax withholdingClass A Common Stock 1,068 $22.00 $23,496.00
Disclosure

SEC source: 0001209191-21-006247 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,259

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:07 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 801 $22.00 $17,622.00
Disclosure

SEC source: 0001209191-21-006245 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,049

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:06 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Tax withholdingClass A Common Stock 2,296 $22.00 $50,512.00
Disclosure

SEC source: 0001209191-21-006243 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,887

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:05 UTC
O'Neill Elizabeth TEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 1,068 $22.00 $23,496.00
Disclosure

SEC source: 0001209191-21-006241 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,497

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:04 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 2,909 $22.00 $63,998.00
Disclosure

SEC source: 0001209191-21-006239 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,996

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:03 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
Tax withholdingClass A Common Stock 1,837 $22.00 $40,414.00
Disclosure

SEC source: 0001209191-21-006237 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,533

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:02 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 1,068 $22.00 $23,496.00
Disclosure

SEC source: 0001209191-21-006235 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,763

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:01 UTC
Brockett GavinSr VP, Global Controller, PAO
Tax withholdingClass A Common Stock 747 $22.00 $16,434.00
Disclosure

SEC source: 0001209191-21-006234 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,812

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:54 UTC ConversionClass B Common Stock · Derivative 12,779 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001745 · doc1.xml · derivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,413,638

Underlying: Class A Common Stock · 12,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:54 UTC SaleClass A Common Stock 12,779 $22.06 $281,894.52
Disclosure

SEC source: 0001567619-21-001745 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.19 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:54 UTC ConversionClass A Common Stock 12,779 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001745 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:30 UTC
Singh Harmit JExecutive VP and CFO
GrantStock Appreciation Rights · Derivative 50,607 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005979 · doc4.xml · derivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,607

Underlying: Class A Common Stock · 50,607 shares

Expires 2031-01-26

F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:30 UTC
Singh Harmit JExecutive VP and CFO
GrantClass A Common Stock 23,419 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005979 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,905

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:29 UTC
Rosen MarcEVP & President, LSA
GrantStock Appreciation Rights · Derivative 31,629 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005978 · doc4.xml · derivative · entry 3

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,629

Underlying: Class A Common Stock · 31,629 shares

Expires 2031-01-26

F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:29 UTC
Rosen MarcEVP & President, LSA
GrantClass A Common Stock 14,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005978 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,327

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:28 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
GrantStock Appreciation Rights · Derivative 25,303 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005974 · doc4.xml · derivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303

Underlying: Class A Common Stock · 25,303 shares

Expires 2031-01-26

F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:28 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
GrantClass A Common Stock 11,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005974 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,565

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:29 UTC
Sey Jennifer A.Brand President
GrantStock Appreciation Rights · Derivative 25,303 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005976 · doc4.xml · derivative · entry 2

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303

Underlying: Class A Common Stock · 25,303 shares

Expires 2031-01-26

F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:29 UTC
Sey Jennifer A.Brand President
GrantClass A Common Stock 11,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005976 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,850

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:27 UTC
JAFFE SETHEVP & General Counsel
GrantStock Appreciation Rights · Derivative 26,568 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005973 · doc4.xml · derivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,568

Underlying: Class A Common Stock · 26,568 shares

Expires 2031-01-26

F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:27 UTC
JAFFE SETHEVP & General Counsel
GrantClass A Common Stock 12,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005973 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,831

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

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January 26, 2021 Filed Jan 29, 2021 01:26 UTC
Ellison Seth M.EVP & President, Europe
GrantStock Appreciation Rights · Derivative 45,546 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005971 · doc4.xml · derivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,546

Underlying: Class A Common Stock · 45,546 shares

Expires 2031-01-26

F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

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January 26, 2021 Filed Jan 29, 2021 01:26 UTC
Ellison Seth M.EVP & President, Europe
GrantClass A Common Stock 21,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005971 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,183

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

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January 26, 2021 Filed Jan 29, 2021 01:25 UTC
Bergh Charles VDirector · President and CEO
GrantStock Appreciation Rights · Derivative 227,732 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005970 · doc4.xml · derivative · entry 5

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,732

Underlying: Class A Common Stock · 227,732 shares

Expires 2031-01-26

F5 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

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January 26, 2021 Filed Jan 29, 2021 01:25 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 105,386 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005970 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,255

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

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January 26, 2021 Filed Jan 29, 2021 01:23 UTC GrantClass A Common Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005967 · doc4.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,999

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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January 25, 2021 Filed Jan 28, 2021 02:00 UTC
Ellison Seth M.EVP & President, Europe
Tax withholdingClass A Common Stock 23,057 $21.24 $489,730.68
Disclosure

SEC source: 0001209191-21-005801 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,106

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 25, 2021 Filed Jan 28, 2021 02:00 UTC
Ellison Seth M.EVP & President, Europe
GrantClass A Common Stock 60,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005801 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,163

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 60,375 vested PRSUs.

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January 25, 2021 Filed Jan 28, 2021 02:01 UTC
Brockett GavinSr VP, Global Controller, PAO
Tax withholdingClass A Common Stock 5,537 $21.24 $117,605.88
Disclosure

SEC source: 0001209191-21-005803 · doc4.xml · nonDerivative · entry 2

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,559

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 25, 2021 Filed Jan 28, 2021 02:01 UTC
Brockett GavinSr VP, Global Controller, PAO
GrantClass A Common Stock 15,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005803 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,096

F1 · kind: On March 19, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 15,088 vested PRSUs.

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January 25, 2021 Filed Jan 28, 2021 01:59 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 13,733 $21.24 $291,688.92
Disclosure

SEC source: 0001209191-21-005798 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,536

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 25, 2021 Filed Jan 28, 2021 01:59 UTC
JAFFE SETHEVP & General Counsel
GrantClass A Common Stock 38,987 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005798 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,269

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 38,987 vested PRSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.