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Nasdaq · USD

LEE

LEE ENTERPRISES, Inc

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Tapewire entity
285
SEC CIK
0000058361
Parsed reports
287

Last 12 months

Inside the activity.

60 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026110
Mar 2026281
Apr 202600
May 2026130
Jun 202681
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2019 Filed Dec 17, 2019 21:39 UTC
HUMENIK JOHN M.Vice President - News
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023260 · doc1.xml · nonDerivative · entry 1

HUMENIK JOHN M. · CIK 0001725433 · Vice President - News

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,575

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:41 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023262 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,222

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:37 UTC
Farris Ray GV.P. & Group Publisher
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023258 · doc1.xml · nonDerivative · entry 1

Farris Ray G · CIK 0001761993 · V.P. & Group Publisher

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,351

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:34 UTC
BEKKE NATHAN E.V.P.Consumer Sales & Marketing
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-023257 · doc1.xml · nonDerivative · entry 1

BEKKE NATHAN E. · CIK 0001725413 · V.P.Consumer Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,353

Read SEC document
December 13, 2019 Filed Jan 17, 2020 20:08 UTC Amendment
MOWBRAY KEVINDirector · Dir., President & CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001226 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,853

F1 · balance_after: 19,631 shares were omitted from the Reporting Person's original Form 4 filed December 17, 2019, and these shares were also omitted from Reporting Person's Form 4 filed December 16, 2019. This Amendment corrects the error.

Read SEC document
December 09, 2019 Filed Dec 16, 2019 20:02 UTC
GREEN JAMES A.Vice President - Digital
Tax withholdingCommon Stock 5,767 $1.90 $10,957.30
Disclosure

SEC source: 0001567619-19-023120 · doc1.xml · nonDerivative · entry 1

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,847

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 09, 2019 Filed Dec 16, 2019 20:10 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
Tax withholdingCommon Stock 65,156 $1.90 $123,796.40
Disclosure

SEC source: 0001567619-19-023123 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,222

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 09, 2019 Filed Dec 16, 2019 20:09 UTC
Millage Timothy R.V.P., CFO and Treasurer
Tax withholdingCommon Stock 1,518 $1.90 $2,884.20
Disclosure

SEC source: 0001567619-19-023122 · doc1.xml · nonDerivative · entry 1

Millage Timothy R. · CIK 0001749466 · V.P., CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,568

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 09, 2019 Filed Dec 16, 2019 20:08 UTC
HUMENIK JOHN M.Vice President - News
Tax withholdingCommon Stock 11,840 $1.90 $22,496.00
Disclosure

SEC source: 0001567619-19-023121 · doc1.xml · nonDerivative · entry 1

HUMENIK JOHN M. · CIK 0001725433 · Vice President - News

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,575

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 09, 2019 Filed Dec 16, 2019 19:56 UTC
BEKKE NATHAN E.V.P.Consumer Sales & Marketing
Tax withholdingCommon Stock 8,498 $1.90 $16,146.20
Disclosure

SEC source: 0001567619-19-023118 · doc1.xml · nonDerivative · entry 1

BEKKE NATHAN E. · CIK 0001725413 · V.P.Consumer Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,353

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 09, 2019 Filed Dec 16, 2019 19:57 UTC
Farris Ray GV.P. & Group Publisher
Tax withholdingCommon Stock 5,800 $1.90 $11,020.00
Disclosure

SEC source: 0001567619-19-023119 · doc1.xml · nonDerivative · entry 1

Farris Ray G · CIK 0001761993 · V.P. & Group Publisher

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,351

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 09, 2019 Filed Jan 17, 2020 20:03 UTC Amendment
MOWBRAY KEVINDirector · Dir., President & CEO
Tax withholdingCommon Stock 45,525 $1.90 $86,497.50
Disclosure

SEC source: 0001567619-20-001224 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,853

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

F2 · balance_after: 19,631 shares were omitted from the Reporting Person's original Form 4 filed December 16, 2019, and these shares were also omitted from Reporting Person's Form 4 filed December 17, 2019. This Amendment corrects the error.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 20:35 UTC
Farrell Paul M.Vice President - Sales
Tax withholdingCommon Stock 14,751 $1.94 $28,616.94
Disclosure

SEC source: 0001567619-19-022547 · doc1.xml · nonDerivative · entry 1

Farrell Paul M. · CIK 0001545708 · Vice President - Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,469

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
September 27, 2019 Filed Oct 8, 2019 21:52 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019358 · doc1.xml · nonDerivative · entry 1

Liberman Margaret R. · CIK 0001780933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
September 27, 2019 Filed Oct 9, 2019 17:20 UTC
JUNCK MARY EDirector · Dir. & Chairman
Tax withholdingCommon Stock 76,073 $2.01 $152,906.73
Disclosure

SEC source: 0001567619-19-019388 · doc1.xml · nonDerivative · entry 3

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535,399

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

F2 · balance_after: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.

Read SEC document
September 27, 2019 Filed Oct 9, 2019 17:20 UTC
JUNCK MARY EDirector · Dir. & Chairman
Tax withholdingCommon Stock 60,700 $2.01 $122,007.00
Disclosure

SEC source: 0001567619-19-019388 · doc1.xml · nonDerivative · entry 2

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,472

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

F2 · balance_after: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.

Read SEC document
September 27, 2019 Filed Oct 9, 2019 17:20 UTC
JUNCK MARY EDirector · Dir. & Chairman
Tax withholdingCommon Stock 60,700 $2.01 $122,007.00
Disclosure

SEC source: 0001567619-19-019388 · doc1.xml · nonDerivative · entry 1

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672,172

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

F2 · balance_after: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 16:28 UTC SaleCommon Stock 100,000 $2.14 $213,940.00
Disclosure

SEC source: 0001567619-19-016460 · doc1.xml · nonDerivative · entry 1

MAYER WILLIAM E · CIK 0001075786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,979

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:24 UTC OtherCommon Stock 4 $1.95 $7.80
Disclosure

SEC source: 0001567619-19-015106 · doc1.xml · nonDerivative · entry 1

WATERMAN C D III · CIK 0001021405 · Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Reporting Person is co-trustee of trust for benefit of his son

Disclosed balance after: 0

F1 · kind: Distribution of Common Stock by Reporting Person and his adult son who are Co-Trustees of a grantor trust for son's benefit. Reporting Person's adult son does not reside with Reporting Person.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:40 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012757 · doc1.xml · nonDerivative · entry 1

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,491

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:58 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012737 · doc1.xml · nonDerivative · entry 1

COLE RICHARD R · CIK 0001354004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,000

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:03 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012746 · doc1.xml · nonDerivative · entry 1

MOLONEY HERBERT W III · CIK 0001141545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:02 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012745 · doc1.xml · nonDerivative · entry 1

MAYER WILLIAM E · CIK 0001075786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,979

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:02 UTC
MAGID BRENTDirector
GrantCOMMON STOCK 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012744 · doc1.xml · nonDerivative · entry 1

MAGID BRENT · CIK 0001502006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,200

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:59 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012739 · doc1.xml · nonDerivative · entry 1

DONOVAN NANCY S · CIK 0001254458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,603

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:00 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012742 · doc1.xml · nonDerivative · entry 1

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,693

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:45 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
Tax withholdingCommon Stock 18,210 $2.07 $37,694.70
Disclosure

SEC source: 0001567619-18-007836 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,378

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:25 UTC
Millage Timothy R.V.P., CFO and Treasurer
Tax withholdingCommon Stock 1,214 $2.07 $2,512.98
Disclosure

SEC source: 0001567619-18-007830 · doc1.xml · nonDerivative · entry 1

Millage Timothy R. · CIK 0001749466 · V.P., CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,086

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:24 UTC
JUNCK MARY EDirector · Dir. & Executive Chairman
Tax withholdingCommon Stock 121,400 $2.07 $251,298.00
Disclosure

SEC source: 0001567619-18-007829 · doc1.xml · nonDerivative · entry 1

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732,872

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

F2 · balance_after: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:22 UTC
GREEN JAMES A.Vice President - Digital
Tax withholdingCommon Stock 5,312 $2.07 $10,995.84
Disclosure

SEC source: 0001567619-18-007826 · doc1.xml · nonDerivative · entry 1

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,614

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:12 UTC
BEKKE NATHAN E.V.P.Consumer Sales & Marketing
Tax withholdingCommon Stock 5,312 $2.07 $10,995.84
Disclosure

SEC source: 0001567619-18-007821 · doc1.xml · nonDerivative · entry 1

BEKKE NATHAN E. · CIK 0001725413 · V.P.Consumer Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,851

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:23 UTC
HUMENIK JOHN M.Vice President - News
Tax withholdingCommon Stock 5,600 $2.07 $11,592.00
Disclosure

SEC source: 0001567619-18-007828 · doc1.xml · nonDerivative · entry 1

HUMENIK JOHN M. · CIK 0001725433 · Vice President - News

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,415

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:21 UTC
Farrell Paul M.Vice President - Digital Sales
Tax withholdingCommon Stock 5,312 $2.07 $10,995.84
Disclosure

SEC source: 0001567619-18-007824 · doc1.xml · nonDerivative · entry 1

Farrell Paul M. · CIK 0001545708 · Vice President - Digital Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,220

F1 · acquired: Exercise of tax withholding in connection with vesting of previously granted (and reported) restricted stock resulting in a deemed disposition of the withheld shares back to Lee.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:53 UTC
MOWBRAY KEVINDirector · Dir., President & CEO
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007649 · doc1.xml · nonDerivative · entry 1

MOWBRAY KEVIN · CIK 0001193537 · Director · Dir., President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,588

F1 · kind: Settlement for Stock of Performance Rights that are not derivative securities pursuant to Rule 16b-3(a) and shall vest at the end of three (3) years after delivery.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:52 UTC
Millage Timothy R.V.P., CFO and Treasurer
GrantCommon Stock 27,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007648 · doc1.xml · nonDerivative · entry 1

Millage Timothy R. · CIK 0001749466 · V.P., CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:52 UTC
JUNCK MARY EDirector · Dir. & Executive Chairman
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007647 · doc1.xml · nonDerivative · entry 1

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854,272

F1 · kind: Settlement for Stock of Performance Rights that are not derivative securities pursuant to Rule 16b-3(a) and shall vest at the end of three (3) years after delivery.

F2 · balance_after: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:51 UTC
HUMENIK JOHN M.Vice President - News
GrantCommon Stock 24,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007646 · doc1.xml · nonDerivative · entry 1

HUMENIK JOHN M. · CIK 0001725433 · Vice President - News

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,015

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:50 UTC
GREEN JAMES A.Vice President - Digital
GrantCommon Stock 12,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007645 · doc1.xml · nonDerivative · entry 1

GREEN JAMES A. · CIK 0001628235 · Vice President - Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,926

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:49 UTC
Farrell Paul M.Vice President - Digital Sales
GrantCommon Stock 18,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007644 · doc1.xml · nonDerivative · entry 1

Farrell Paul M. · CIK 0001545708 · Vice President - Digital Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,532

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:49 UTC
BEKKE NATHAN E.V.P.Consumer Sales & Marketing
GrantCommon Stock 25,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007643 · doc1.xml · nonDerivative · entry 1

BEKKE NATHAN E. · CIK 0001725413 · V.P.Consumer Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,163

Read SEC document
September 28, 2018 Filed Oct 2, 2018 16:37 UTC
Gulledge Michael RVice President Publishing
Tax withholdingCommon Stock 8,499 $2.65 $22,522.35
Disclosure

SEC source: 0001567619-18-003462 · doc1.xml · nonDerivative · entry 1

Gulledge Michael R · CIK 0001328427 · Vice President Publishing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,566

F1 · kind: Withholding of shares by the Issuer to satisfy Reporting Person's payment of applicable taxes upon the vesting of Reporting Person's restricted stock.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 21:35 UTC SaleCommon Stock 15,964 $2.89 $46,120.00
Disclosure

SEC source: 0001567619-18-001573 · doc1.xml · nonDerivative · entry 2

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,211

Read SEC document
August 16, 2018 Filed Aug 21, 2018 21:35 UTC SaleCommon Stock 36,636 $2.95 $108,076.20
Disclosure

SEC source: 0001567619-18-001573 · doc1.xml · nonDerivative · entry 1

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,175

Read SEC document
August 08, 2018 Filed Aug 9, 2018 23:07 UTC
JUNCK MARY EDirector · Dir. & Executive Chairman
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000271 · doc1.xml · nonDerivative · entry 1

JUNCK MARY E · CIK 0001086997 · Director · Dir. & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,272

F1 · balance_after: 84,500 shares of Common Stock held by Reporting Person are in joint tenancy with her spouse.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 19:37 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $1.13 Strike: $1.13 $45,200.00
Disclosure

SEC source: 0001567619-18-000365 · doc1.xml · derivative · entry 13

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant. These securities were awarded to Reporting Person while he was an officer of the Company.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 19:37 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,600 $2.57 Strike: $2.57 $32,382.00
Disclosure

SEC source: 0001567619-18-000365 · doc1.xml · derivative · entry 12

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,600 shares

Expires 2020-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant. These securities were awarded to Reporting Person while he was an officer of the Company.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 19:37 UTC Exercise / conversionCommon Stock 52,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000365 · doc1.xml · nonDerivative · entry 1

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:12 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027213 · doc1.xml · nonDerivative · entry 1

SCHERMER GREGORY P · CIK 0001054511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,211

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:10 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027212 · doc1.xml · nonDerivative · entry 1

MOLONEY HERBERT W III · CIK 0001141545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,000

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:03 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027210 · doc1.xml · nonDerivative · entry 1

MAYER WILLIAM E · CIK 0001075786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,979

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.