Last 12 months
Inside the activity.
6 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2025 Filed Apr 29, 2025 20:51 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000076 · wk-form4_1745959886.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,040,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Restricted stock units ("RSUs") that vested on Sunday, April 27, 2025, were settled on April 28, 2025. F2 · price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 21:01 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionCommon Units · Derivative | 88,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000062 · wk-form4_1745010069.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 35,376 Underlying: Class A Common Stock · 88,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of May 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F5 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities will continue to vest ratably on a monthly basis through June 1, 2025. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 21:01 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
ConversionClass A Common Stock | 88,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000062 · wk-form4_1745010069.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,196,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of May 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 21:01 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
OtherClass C Common Stock | 88,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000062 · wk-form4_1745010069.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 35,376 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of May 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities will continue to vest ratably on a monthly basis through June 1, 2025. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:20 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 312,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000050 · wk-form4_1744842032.xml · derivative · entry 5 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624,114 Underlying: Class A Common Stock · 312,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:20 UTC |
Martell FrankDirector · CEO and President
|
Tax withholdingClass A Common Stock | 158,463 | $1.12 | $177,478.56 |
DisclosureSEC source: 0001831631-25-000050 · wk-form4_1744842032.xml · nonDerivative · entry 2 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790,203 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:20 UTC |
Martell FrankDirector · CEO and President
|
Exercise / conversionClass A Common Stock | 312,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000050 · wk-form4_1744842032.xml · nonDerivative · entry 1 Martell Frank · CIK 0001387655 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Grassi Joseph J IIIChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000053 · wk-form4_1744842067.xml · derivative · entry 3 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,198 Underlying: Class A Common Stock · 46,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Grassi Joseph J IIIChief Risk Officer
|
Tax withholdingClass A Common Stock | 13,876 | $1.12 | $15,541.12 |
DisclosureSEC source: 0001831631-25-000053 · wk-form4_1744842067.xml · nonDerivative · entry 2 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,132 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Grassi Joseph J IIIChief Risk Officer
|
Exercise / conversionClass A Common Stock | 46,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000053 · wk-form4_1744842067.xml · nonDerivative · entry 1 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 70,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000055 · wk-form4_1744842088.xml · derivative · entry 4 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,844 Underlying: Class A Common Stock · 70,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Tax withholdingClass A Common Stock | 17,270 | $1.12 | $19,342.40 |
DisclosureSEC source: 0001831631-25-000055 · wk-form4_1744842088.xml · nonDerivative · entry 2 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,233 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
Exercise / conversionClass A Common Stock | 70,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000055 · wk-form4_1744842088.xml · nonDerivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Smallwood GregoryChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,198 Underlying: Class A Common Stock · 46,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Smallwood GregoryChief Legal Officer
|
Tax withholdingClass A Common Stock | 11,226 | $1.12 | $12,573.12 |
DisclosureSEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,308 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Smallwood GregoryChief Legal Officer
|
Exercise / conversionClass A Common Stock | 46,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Binowitz DanManaging Director
|
Exercise / conversionRestricted Stock Units · Derivative | 70,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · derivative · entry 3 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,844 Underlying: Class A Common Stock · 70,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Binowitz DanManaging Director
|
Tax withholdingClass A Common Stock | 25,376 | $1.12 | $28,421.12 |
DisclosureSEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,023,347 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Binowitz DanManaging Director
|
Exercise / conversionClass A Common Stock | 70,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,048,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Exercise / conversionRestricted Stock Units · Derivative | 70,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000054 · wk-form4_1744842078.xml · derivative · entry 3 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,844 Underlying: Class A Common Stock · 70,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Tax withholdingClass A Common Stock | 25,376 | $1.12 | $28,421.12 |
DisclosureSEC source: 0001831631-25-000054 · wk-form4_1744842078.xml · nonDerivative · entry 2 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,108,130 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
Exercise / conversionClass A Common Stock | 70,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000054 · wk-form4_1744842078.xml · nonDerivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,133,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Hayes David RChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 117,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · derivative · entry 3 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,042 Underlying: Class A Common Stock · 117,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Hayes David RChief Financial Officer
|
Tax withholdingClass A Common Stock | 41,871 | $1.12 | $46,895.52 |
DisclosureSEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · nonDerivative · entry 2 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,379 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC |
Hayes David RChief Financial Officer
|
Exercise / conversionClass A Common Stock | 117,021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · nonDerivative · entry 1 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:20 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000051 · wk-form4_1744842042.xml · derivative · entry 3 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,276 Underlying: Class A Common Stock · 10,638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:20 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
Tax withholdingClass A Common Stock | 5,190 | $1.12 | $5,812.80 |
DisclosureSEC source: 0001831631-25-000051 · wk-form4_1744842042.xml · nonDerivative · entry 2 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,738 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:20 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
Exercise / conversionClass A Common Stock | 10,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000051 · wk-form4_1744842042.xml · nonDerivative · entry 1 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| March 18, 2025 Filed Mar 18, 2025 20:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
ConversionCommon Units · Derivative | 4,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · derivative · entry 9 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Mortgage Holdings, Inc. Disclosed balance after: 35,845,633 Underlying: Class A Common Stock · 4,050,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F3 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F3 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F5 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| March 18, 2025 Filed Mar 18, 2025 20:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
ConversionClass A Common Stock | 4,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · nonDerivative · entry 3 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 10,143,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| March 18, 2025 Filed Mar 18, 2025 20:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
OtherClass C Common Stock | 4,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · nonDerivative · entry 2 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trilogy Mortgage Holdings, Inc. Disclosed balance after: 35,845,633 F3 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. F5 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
SaleClass A Common Stock | 436,248 | $1.50 | $654,372.00 |
DisclosureSEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · nonDerivative · entry 1 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By JLSSAA Trust Disclosed balance after: 6,093,712 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.5074. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected. F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust"). Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:32 UTC |
Hayes David RChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · derivative · entry 3 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,334 Underlying: Class A Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant. F3 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:32 UTC |
Hayes David RChief Financial Officer
|
Tax withholdingClass A Common Stock | 23,854 | $1.50 | $35,781.00 |
DisclosureSEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · nonDerivative · entry 2 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,229 Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:32 UTC |
Hayes David RChief Financial Officer
|
Exercise / conversionClass A Common Stock | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · nonDerivative · entry 1 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Restricted stock units ("RSUs") that vested on Saturday, March 15, 2025, were settled on Monday, March 17, 2025. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:13 UTC |
Grassi Joseph J IIIChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 355,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000029 · wk-form4_1742249576.xml · derivative · entry 1 Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,839 Underlying: Class A Common Stock · 355,839 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:16 UTC |
DerGurahian Jeffrey MichaelChief Investment Officer
|
GrantRestricted Stock Units · Derivative | 547,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000033 · wk-form4_1742249797.xml · derivative · entry 1 DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,446 Underlying: Class A Common Stock · 547,446 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:14 UTC |
Smallwood GregoryChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 355,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000031 · wk-form4_1742249679.xml · derivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,839 Underlying: Class A Common Stock · 355,839 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:19 UTC |
Walsh Jeff AlexanderPresident, LDI Mortgage
|
GrantRestricted Stock Units · Derivative | 364,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000035 · wk-form4_1742249934.xml · derivative · entry 1 Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,964 Underlying: Class A Common Stock · 364,964 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:11 UTC |
Graeler DarrenEVP, Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 82,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000027 · wk-form4_1742249477.xml · derivative · entry 1 Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,117 Underlying: Class A Common Stock · 82,117 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:30 UTC |
Binowitz DanManaging Director
|
GrantRestricted Stock Units · Derivative | 547,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · derivative · entry 4 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,446 Underlying: Class A Common Stock · 547,446 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F8 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F8 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:54 UTC |
Hsieh Anthony LiDirector · 10% owner
|
GrantPerformance Share Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · derivative · entry 8 Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Class A Common Stock · 1,500,000 shares Expires 2027-03-06 F6 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of LDI Class A Common Stock. The performance rights vest upon LDI's Class A Common Stock achieving a specified price per share. F6 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive one share of LDI Class A Common Stock. The performance rights vest upon LDI's Class A Common Stock achieving a specified price per share. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:32 UTC |
Hayes David RChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 602,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · derivative · entry 4 Hayes David R · CIK 0001983403 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602,190 Underlying: Class A Common Stock · 602,190 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. F4 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F4 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:30 UTC |
Binowitz DanManaging Director
|
ConversionCommon Units · Derivative | 92,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · derivative · entry 3 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 92,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F6 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3. F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F4 · ownership.nature: The reported shares of Class C Common Stock were previously reported by Trilogy Seven through its manager, Anthony Hsieh. In a Form 4 filed on July 25, 2024, Anthony Hsieh changed his reporting methodology. In addition, the Reporting Person previously reported all of the Common Units held by Trilogy Seven. The Reporting Person no longer has an interest in Trilogy Seven. F5 · ownership.nature: The Reporting Person had an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person no longer has any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:30 UTC |
Binowitz DanManaging Director
|
ConversionClass A Common Stock | 92,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · nonDerivative · entry 2 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:30 UTC |
Binowitz DanManaging Director
|
OtherClass C Common Stock | 92,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · nonDerivative · entry 1 Binowitz Dan · CIK 0001942324 · Managing Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trilogy Management Investors Seven, LLC Disclosed balance after: 0 F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025. F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. F4 · ownership.nature: The reported shares of Class C Common Stock were previously reported by Trilogy Seven through its manager, Anthony Hsieh. In a Form 4 filed on July 25, 2024, Anthony Hsieh changed his reporting methodology. In addition, the Reporting Person previously reported all of the Common Units held by Trilogy Seven. The Reporting Person no longer has an interest in Trilogy Seven. F5 · ownership.nature: The Reporting Person had an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person no longer has any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:47 UTC |
Lee John HoonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000014 · wk-form4_1741124847.xml · derivative · entry 3 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,097 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025. F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:47 UTC |
Lee John HoonDirector
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Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000014 · wk-form4_1741124847.xml · nonDerivative · entry 1 Lee John Hoon · CIK 0001926901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:53 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000018 · wk-form4_1741125182.xml · derivative · entry 2 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,097 Underlying: Class A Common Stock · 15,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025. F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:53 UTC |
PATENAUDE PAMELA H.Director
|
Exercise / conversionClass A Common Stock | 15,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000018 · wk-form4_1741125182.xml · nonDerivative · entry 1 PATENAUDE PAMELA H. · CIK 0001815221 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,377.7285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 140.7285 shares of Class A common stock acquired on April 19, 2022, pursuant to the reinvestment of the Issuer's dividend paid on April 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.