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LDI

loanDepot, Inc.

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Tapewire entity
723
SEC CIK
0001831631
Parsed reports
588

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202509
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2025 Filed Apr 29, 2025 20:51 UTC
Martell FrankDirector · CEO and President
Exercise / conversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000076 · wk-form4_1745959886.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Restricted stock units ("RSUs") that vested on Sunday, April 27, 2025, were settled on April 28, 2025.

F2 · price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 27, 2026.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:01 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
ConversionCommon Units · Derivative 88,815 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000062 · wk-form4_1745010069.xml · derivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 35,376

Underlying: Class A Common Stock · 88,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of May 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F5 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities will continue to vest ratably on a monthly basis through June 1, 2025.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:01 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
ConversionClass A Common Stock 88,815 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000062 · wk-form4_1745010069.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,196,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of May 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:01 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
OtherClass C Common Stock 88,815 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000062 · wk-form4_1745010069.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 35,376

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of May 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F4 · ownership.nature: The Reporting Person has an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person is disclosing only his indirect interest in these securities and disclaims beneficial ownership of all other securities held by Trilogy Seven. These securities will continue to vest ratably on a monthly basis through June 1, 2025.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:20 UTC
Martell FrankDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 312,056 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000050 · wk-form4_1744842032.xml · derivative · entry 5

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,114

Underlying: Class A Common Stock · 312,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:20 UTC
Martell FrankDirector · CEO and President
Tax withholdingClass A Common Stock 158,463 $1.12 $177,478.56
Disclosure

SEC source: 0001831631-25-000050 · wk-form4_1744842032.xml · nonDerivative · entry 2

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,203

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:20 UTC
Martell FrankDirector · CEO and President
Exercise / conversionClass A Common Stock 312,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000050 · wk-form4_1744842032.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Grassi Joseph J IIIChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 46,099 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000053 · wk-form4_1744842067.xml · derivative · entry 3

Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,198

Underlying: Class A Common Stock · 46,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Grassi Joseph J IIIChief Risk Officer
Tax withholdingClass A Common Stock 13,876 $1.12 $15,541.12
Disclosure

SEC source: 0001831631-25-000053 · wk-form4_1744842067.xml · nonDerivative · entry 2

Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,132

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Grassi Joseph J IIIChief Risk Officer
Exercise / conversionClass A Common Stock 46,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000053 · wk-form4_1744842067.xml · nonDerivative · entry 1

Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 70,921 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000055 · wk-form4_1744842088.xml · derivative · entry 4

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,844

Underlying: Class A Common Stock · 70,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
Tax withholdingClass A Common Stock 17,270 $1.12 $19,342.40
Disclosure

SEC source: 0001831631-25-000055 · wk-form4_1744842088.xml · nonDerivative · entry 2

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,233

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
Exercise / conversionClass A Common Stock 70,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000055 · wk-form4_1744842088.xml · nonDerivative · entry 1

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Smallwood GregoryChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 46,099 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · derivative · entry 3

Smallwood Gregory · CIK 0001829106 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,198

Underlying: Class A Common Stock · 46,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Smallwood GregoryChief Legal Officer
Tax withholdingClass A Common Stock 11,226 $1.12 $12,573.12
Disclosure

SEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · nonDerivative · entry 2

Smallwood Gregory · CIK 0001829106 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,308

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Smallwood GregoryChief Legal Officer
Exercise / conversionClass A Common Stock 46,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · nonDerivative · entry 1

Smallwood Gregory · CIK 0001829106 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Binowitz DanManaging Director
Exercise / conversionRestricted Stock Units · Derivative 70,921 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · derivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,844

Underlying: Class A Common Stock · 70,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Binowitz DanManaging Director
Tax withholdingClass A Common Stock 25,376 $1.12 $28,421.12
Disclosure

SEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023,347

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Binowitz DanManaging Director
Exercise / conversionClass A Common Stock 70,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000056 · wk-form4_1744842099.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
Exercise / conversionRestricted Stock Units · Derivative 70,921 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000054 · wk-form4_1744842078.xml · derivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,844

Underlying: Class A Common Stock · 70,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
Tax withholdingClass A Common Stock 25,376 $1.12 $28,421.12
Disclosure

SEC source: 0001831631-25-000054 · wk-form4_1744842078.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,108,130

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
Exercise / conversionClass A Common Stock 70,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000054 · wk-form4_1744842078.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,133,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Hayes David RChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 117,021 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,042

Underlying: Class A Common Stock · 117,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Hayes David RChief Financial Officer
Tax withholdingClass A Common Stock 41,871 $1.12 $46,895.52
Disclosure

SEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,379

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC
Hayes David RChief Financial Officer
Exercise / conversionClass A Common Stock 117,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:20 UTC
Graeler DarrenEVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000051 · wk-form4_1744842042.xml · derivative · entry 3

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,276

Underlying: Class A Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:20 UTC
Graeler DarrenEVP, Chief Accounting Officer
Tax withholdingClass A Common Stock 5,190 $1.12 $5,812.80
Disclosure

SEC source: 0001831631-25-000051 · wk-form4_1744842042.xml · nonDerivative · entry 2

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,738

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:20 UTC
Graeler DarrenEVP, Chief Accounting Officer
Exercise / conversionClass A Common Stock 10,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000051 · wk-form4_1744842042.xml · nonDerivative · entry 1

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
March 18, 2025 Filed Mar 18, 2025 20:54 UTC
Hsieh Anthony LiDirector · 10% owner
ConversionCommon Units · Derivative 4,050,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · derivative · entry 9

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Mortgage Holdings, Inc.

Disclosed balance after: 35,845,633

Underlying: Class A Common Stock · 4,050,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F3 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F3 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F3 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F5 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.

Read SEC document
March 18, 2025 Filed Mar 18, 2025 20:54 UTC
Hsieh Anthony LiDirector · 10% owner
ConversionClass A Common Stock 4,050,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · nonDerivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 10,143,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
March 18, 2025 Filed Mar 18, 2025 20:54 UTC
Hsieh Anthony LiDirector · 10% owner
OtherClass C Common Stock 4,050,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trilogy Mortgage Holdings, Inc.

Disclosed balance after: 35,845,633

F3 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · kind: The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.

F5 · ownership.nature: The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:54 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 436,248 $1.50 $654,372.00
Disclosure

SEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JLSSAA Trust

Disclosed balance after: 6,093,712

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.50 to $1.5074. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:32 UTC
Hayes David RChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 66,666 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Class A Common Stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant.

F3 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:32 UTC
Hayes David RChief Financial Officer
Tax withholdingClass A Common Stock 23,854 $1.50 $35,781.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,229

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:32 UTC
Hayes David RChief Financial Officer
Exercise / conversionClass A Common Stock 66,666 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Restricted stock units ("RSUs") that vested on Saturday, March 15, 2025, were settled on Monday, March 17, 2025.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:13 UTC
Grassi Joseph J IIIChief Risk Officer
GrantRestricted Stock Units · Derivative 355,839 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000029 · wk-form4_1742249576.xml · derivative · entry 1

Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,839

Underlying: Class A Common Stock · 355,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:16 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
GrantRestricted Stock Units · Derivative 547,446 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000033 · wk-form4_1742249797.xml · derivative · entry 1

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,446

Underlying: Class A Common Stock · 547,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:14 UTC
Smallwood GregoryChief Legal Officer
GrantRestricted Stock Units · Derivative 355,839 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000031 · wk-form4_1742249679.xml · derivative · entry 1

Smallwood Gregory · CIK 0001829106 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,839

Underlying: Class A Common Stock · 355,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:19 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
GrantRestricted Stock Units · Derivative 364,964 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000035 · wk-form4_1742249934.xml · derivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,964

Underlying: Class A Common Stock · 364,964 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 22:11 UTC
Graeler DarrenEVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 82,117 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000027 · wk-form4_1742249477.xml · derivative · entry 1

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,117

Underlying: Class A Common Stock · 82,117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:30 UTC
Binowitz DanManaging Director
GrantRestricted Stock Units · Derivative 547,446 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · derivative · entry 4

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,446

Underlying: Class A Common Stock · 547,446 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F8 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F8 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:54 UTC
Hsieh Anthony LiDirector · 10% owner
GrantPerformance Share Units · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000039 · wk-form4_1742331239.xml · derivative · entry 8

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Class A Common Stock · 1,500,000 shares

Expires 2027-03-06

F6 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of LDI Class A Common Stock. The performance rights vest upon LDI's Class A Common Stock achieving a specified price per share.

F6 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive one share of LDI Class A Common Stock. The performance rights vest upon LDI's Class A Common Stock achieving a specified price per share.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:32 UTC
Hayes David RChief Financial Officer
GrantRestricted Stock Units · Derivative 602,190 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · derivative · entry 4

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,190

Underlying: Class A Common Stock · 602,190 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F4 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:30 UTC
Binowitz DanManaging Director
ConversionCommon Units · Derivative 92,605 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · derivative · entry 3

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 92,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F6 · shares: Represents Common Units held by Trilogy Seven that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 3.

F1 · price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F4 · ownership.nature: The reported shares of Class C Common Stock were previously reported by Trilogy Seven through its manager, Anthony Hsieh. In a Form 4 filed on July 25, 2024, Anthony Hsieh changed his reporting methodology. In addition, the Reporting Person previously reported all of the Common Units held by Trilogy Seven. The Reporting Person no longer has an interest in Trilogy Seven.

F5 · ownership.nature: The Reporting Person had an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person no longer has any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:30 UTC
Binowitz DanManaging Director
ConversionClass A Common Stock 92,605 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · nonDerivative · entry 2

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:30 UTC
Binowitz DanManaging Director
OtherClass C Common Stock 92,605 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000025 · wk-form4_1742243446.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Seven, LLC

Disclosed balance after: 0

F1 · security: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · date: The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of April 1, 2025.

F3 · kind: The Reporting Person elected to cause Trilogy Management Investors Seven, LLC ("Trilogy Seven") to exchange all of the remaining Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration.

F4 · ownership.nature: The reported shares of Class C Common Stock were previously reported by Trilogy Seven through its manager, Anthony Hsieh. In a Form 4 filed on July 25, 2024, Anthony Hsieh changed his reporting methodology. In addition, the Reporting Person previously reported all of the Common Units held by Trilogy Seven. The Reporting Person no longer has an interest in Trilogy Seven.

F5 · ownership.nature: The Reporting Person had an indirect interest in a portion of the securities of the Class C Common Stock and the Common Units held by Trilogy Seven. The Reporting Person no longer has any interest in these securities and disclaims all beneficial ownership of all remaining securities held by Trilogy Seven.

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February 28, 2025 Filed Mar 4, 2025 21:47 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000014 · wk-form4_1741124847.xml · derivative · entry 3

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025.

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February 28, 2025 Filed Mar 4, 2025 21:47 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000014 · wk-form4_1741124847.xml · nonDerivative · entry 1

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2025 Filed Mar 4, 2025 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000018 · wk-form4_1741125182.xml · derivative · entry 2

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Class A Common Stock · 15,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F3 · derivative.exercise_date: The remaining RSUs are scheduled to vest on May 31, 2025.

F3 · derivative.expiration_date: The remaining RSUs are scheduled to vest on May 31, 2025.

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February 28, 2025 Filed Mar 4, 2025 21:53 UTC Exercise / conversionClass A Common Stock 15,097 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000018 · wk-form4_1741125182.xml · nonDerivative · entry 1

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,377.7285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 140.7285 shares of Class A common stock acquired on April 19, 2022, pursuant to the reinvestment of the Issuer's dividend paid on April 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.