LCID

SEC source: 0000950103-21-019891 · dp163797_4-rawlinson.xml · derivative · entry 5

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270,416

Underlying: Class A common stock · 125,000 shares

Expires 2025-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the reporting person's cash exercise of a stock option.

SEC source: 0000950103-21-019891 · dp163797_4-rawlinson.xml · derivative · entry 4

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 261,756 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the reporting person's cash exercise of a stock option.

SEC source: 0000950103-21-019891 · dp163797_4-rawlinson.xml · nonDerivative · entry 2

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,138,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the reporting person's cash exercise of a stock option.

SEC source: 0000950103-21-019891 · dp163797_4-rawlinson.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,013,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the reporting person's cash exercise of a stock option.

SEC source: 0000950103-21-019821 · dp163712_4-dhingra.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,097

F1 · price: Represents restricted stock units ("RSUs"), 25% of which will vest in March 2023 with the remaining 75% of the RSUs vesting in twelve equal quarterly installments through March 2026 subject to continued employment through each applicable vesting date.

SEC source: 0000950103-21-019442 · dp163302_4-rawlinson.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,751,533

F1 · price: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to the vesting of a portion of the reporting person's restricted stock unit award that was granted on July 23, 2021 and was previously reported.

SEC source: 0000950103-21-016696 · dp160558_4-august.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-016703 · dp160563_4-lindenberg.xml · nonDerivative · entry 1

Lindenberg Frank · CIK 0001873272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-016708 · dp160578_4-alnowaiser.xml · nonDerivative · entry 1

Alnowaiser Turqi A. · CIK 0001873801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081,344

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F2 · ownership.direct: The Reporting Person is deemed a beneficial owner of 10% of issued and outstanding shares of Class A Common Stock of the Issuer because the Reporting Person has voting power over 1,015,252,523 shares of Class A Common Stock (the "Ayar Shares") beneficially owned by Ayar Third Investment Company ("Ayar"), a wholly-owned subsidiary of The Public Investment Fund ("PIF"), pursuant to authority delegated to him by the sole manager of Ayar. The Reporting Person does not have and disclaims any pecuniary interest in such Ayar Shares.

SEC source: 0000950103-21-016705 · dp160561_4-posawatz.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,575

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-016701 · dp160562_4-gioia.xml · nonDerivative · entry 1

Gioia Nancy Lee · CIK 0001592604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-016697 · dp160560_4-wong.xml · nonDerivative · entry 1

Wong Janet S. · CIK 0001605432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-016695 · dp160559_4-maynard.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-016694 · dp160557_4-liveris.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,481

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

SEC source: 0000950103-21-015702 · dp159758_4-rawlinson.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,218,282

F1 · price: Represents a sale of 178,796 shares of Class A Common Stock to Lucid Group, Inc. pursuant to a Stock Repurchase Agreement dated as of October 8, 2021 between Lucid Group, Inc. and the Reporting Person, solely to cover taxes.

SEC source: 0000950103-21-015704 · dp159581_4-bach.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,620

F1 · price: Represents a sale of 195,557 shares of Class A Common Stock to Lucid Group, Inc. pursuant to a Stock Repurchase Agreement dated as of October 8, 2021 between Lucid Group, Inc. and the Reporting Person, solely to cover taxes.

SEC source: 0000950103-21-015703 · dp159580_4-posawatz.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,369

F1 · price: Represents a sale of 14,511 shares of Class A Common Stock to Lucid Group, Inc. pursuant to a Stock Repurchase Agreement dated as of October 8, 2021 between Lucid Group, Inc. and the Reporting Person, solely to cover taxes.

SEC source: 0000950103-21-015701 · dp159579_4-bell.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388,838

F1 · price: Represents a sale of 33,526 shares of Class A Common Stock to Lucid Group, Inc. pursuant to a Stock Repurchase Agreement dated as of October 8, 2021 between Lucid Group, Inc. and the Reporting Person, solely to cover taxes.

SEC source: 0001567619-21-014049 · form4.xml · nonDerivative · entry 1

Ayar Third Investment Co · CIK 0001874832 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,252,523

F1 · kind: Represents shares of Class A Common Stock ("Shares") that were issued to Ayar Third Investment Company ("Ayar") in exchange for shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") held by Ayar upon the closing of the business combination transaction pursuant to the Agreement and Plan of Merger, dated February 22, 2021, by and among Churchill Capital Corp IV ("Churchill"), Air Merger Sub, Inc., a direct, wholly-owned subsidiary of Churchill and Lucid. Ayar is a wholly-owned subsidiary of The Public Investment Fund of Saudi Arabia ("PIF"), and as such PIF may be deemed to beneficially own the Shares held by Ayar. In addition, H.E. Yasir O. Al Rumayyan is the Governor of PIF and the sole manager of Ayar and may be deemed to beneficially own the Shares by virtue of his power to vote the Shares.

F1 · shares: Represents shares of Class A Common Stock ("Shares") that were issued to Ayar Third Investment Company ("Ayar") in exchange for shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") held by Ayar upon the closing of the business combination transaction pursuant to the Agreement and Plan of Merger, dated February 22, 2021, by and among Churchill Capital Corp IV ("Churchill"), Air Merger Sub, Inc., a direct, wholly-owned subsidiary of Churchill and Lucid. Ayar is a wholly-owned subsidiary of The Public Investment Fund of Saudi Arabia ("PIF"), and as such PIF may be deemed to beneficially own the Shares held by Ayar. In addition, H.E. Yasir O. Al Rumayyan is the Governor of PIF and the sole manager of Ayar and may be deemed to beneficially own the Shares by virtue of his power to vote the Shares.

F1 · balance_after: Represents shares of Class A Common Stock ("Shares") that were issued to Ayar Third Investment Company ("Ayar") in exchange for shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") held by Ayar upon the closing of the business combination transaction pursuant to the Agreement and Plan of Merger, dated February 22, 2021, by and among Churchill Capital Corp IV ("Churchill"), Air Merger Sub, Inc., a direct, wholly-owned subsidiary of Churchill and Lucid. Ayar is a wholly-owned subsidiary of The Public Investment Fund of Saudi Arabia ("PIF"), and as such PIF may be deemed to beneficially own the Shares held by Ayar. In addition, H.E. Yasir O. Al Rumayyan is the Governor of PIF and the sole manager of Ayar and may be deemed to beneficially own the Shares by virtue of his power to vote the Shares.

F1 · ownership.direct: Represents shares of Class A Common Stock ("Shares") that were issued to Ayar Third Investment Company ("Ayar") in exchange for shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") held by Ayar upon the closing of the business combination transaction pursuant to the Agreement and Plan of Merger, dated February 22, 2021, by and among Churchill Capital Corp IV ("Churchill"), Air Merger Sub, Inc., a direct, wholly-owned subsidiary of Churchill and Lucid. Ayar is a wholly-owned subsidiary of The Public Investment Fund of Saudi Arabia ("PIF"), and as such PIF may be deemed to beneficially own the Shares held by Ayar. In addition, H.E. Yasir O. Al Rumayyan is the Governor of PIF and the sole manager of Ayar and may be deemed to beneficially own the Shares by virtue of his power to vote the Shares.

F2 · ownership.direct: Ayar may be deemed a director by deputization, as Turqi A. Alnowaiser, an employee of PIF, serves as a representative of Ayar on the Board of Directors of the Issuer.

SEC source: 0000950103-21-011283 · dp155125_4-rawlinson.xml · derivative · entry 5

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,931,999

Underlying: Class A common stock · 7,931,999 shares

Expires 2029-04-21

F3 · price: Each Lucid stock option was exchanged in the Merger for a stock option to acquire 2.644 shares of common stock of Lucid Group, Inc.

SEC source: 0000950103-21-011283 · dp155125_4-rawlinson.xml · derivative · entry 4

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395,416

Underlying: Class A common stock · 4,395,416 shares

Expires 2025-04-16

F3 · price: Each Lucid stock option was exchanged in the Merger for a stock option to acquire 2.644 shares of common stock of Lucid Group, Inc.

SEC source: 0000950103-21-011283 · dp155125_4-rawlinson.xml · derivative · entry 3

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,756

Underlying: Class A common stock · 261,756 shares

Expires 2023-05-02

F3 · price: Each Lucid stock option was exchanged in the Merger for a stock option to acquire 2.644 shares of common stock of Lucid Group, Inc.

SEC source: 0000950103-21-011283 · dp155125_4-rawlinson.xml · nonDerivative · entry 2

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,397,078

F2 · price: Represents restricted stock units ("RSUs") received in exchange for 11,293,177 RSUs of Lucid in connection with the Merger. 13,834,748 of the RSUs are subject to a time-vesting requirement and will vest in sixteen equal quarterly installments beginning on December 5, 2021. 16,024,411 of the RSUs are subject to a performance-vesting requirement and will vest in five tranches based on the achievement of market capitalization goals applicable to each tranche over any six-month period subject to continued employment through the applicable vesting date.

SEC source: 0000950103-21-011283 · dp155125_4-rawlinson.xml · nonDerivative · entry 1

Rawlinson Peter Dore · CIK 0001873374 · Director · CEO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,919

F1 · price: Received in exchange for 203,449 shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") in connection with the merger by and among Churchill Capital Corp IV, Atieva, Inc., d/b/a Lucid Motors and Air Merger Sub, Inc. (the "Merger").

SEC source: 0000950103-21-011284 · dp155124_4-bach.xml · derivative · entry 4

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850,800

Underlying: Class A common stock · 1,850,800 shares

Expires 2030-07-15

F3 · price: Each Lucid stock option was exchanged in the Merger for a stock option to acquire 2.644 shares of common stock of Lucid Group, Inc.

F5 · derivative.exercise_date: These options were granted in July 2020. 1,310,985 of these options remain unvested and will vest in equal quarterly installments through May 2024.

SEC source: 0000950103-21-011284 · dp155124_4-bach.xml · derivative · entry 3

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,698

Underlying: Class A common stock · 879,698 shares

Expires 2029-04-21

F3 · price: Each Lucid stock option was exchanged in the Merger for a stock option to acquire 2.644 shares of common stock of Lucid Group, Inc.

F4 · derivative.exercise_date: These options were granted in April 2019. 44,067 of these options remain unvested and 50% will vest on August 1, 2021 and the remaining 50% will vest on September 1, 2021.

SEC source: 0000950103-21-011284 · dp155124_4-bach.xml · nonDerivative · entry 2

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834,177

F2 · price: Represents restricted stock units ("RSUs") received in exchange for 250,000 RSUs of Lucid in connection with the Merger. 25% of the RSUs will vest on August 2022 with the remaining 75% of the RSUs vesting in twelve equal quarterly installments through June 2025 subject to continued employment through each applicable vesting date.

SEC source: 0000950103-21-011284 · dp155124_4-bach.xml · nonDerivative · entry 1

Bach Eric · CIK 0001872817 · SVP, Product & Chief Engineer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,177

F1 · price: Received in exchange for 443,713 shares of common stock (the "Common Stock") of Atieva, Inc., d/b/a Lucid Motors ("Lucid") in connection with the merger by and among Churchill Capital Corp IV, Atieva, Inc., d/b/a Lucid Motors and Air Merger Sub, Inc. (the "Merger").

SEC source: 0001567619-21-014047 · form4.xml · nonDerivative · entry 1

Alnowaiser Turqi A. · CIK 0001873801 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070,138

F1 · shares: Represents shares of Class A Common Stock that were issued to the Reporting Person in exchange for shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") held by the Reporting Person upon the closing of the business combination transaction pursuant to the Agreement and Plan of Merger, dated February 22, 2021, by and among Churchill Capital Corp IV ("Churchill"), Air Merger Sub, Inc., a direct, wholly-owned subsidiary of Churchill and Lucid.

F1 · ownership.direct: Represents shares of Class A Common Stock that were issued to the Reporting Person in exchange for shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") held by the Reporting Person upon the closing of the business combination transaction pursuant to the Agreement and Plan of Merger, dated February 22, 2021, by and among Churchill Capital Corp IV ("Churchill"), Air Merger Sub, Inc., a direct, wholly-owned subsidiary of Churchill and Lucid.

F2 · ownership.direct: The Reporting Person is deemed a beneficial owner of 10% of issued and outstanding shares of Class A Common Stock of the Issuer because the Reporting Person has voting power over 1,015,252,523 shares of Class A Common Stock (the "Ayar Shares") beneficially owned by Ayar Third Investment Company ("Ayar"), a wholly-owned subsidiary of The Public Investment Fund ("PIF"), pursuant to authority delegated to him by the sole manager of Ayar. The Reporting Person does not have and disclaims any pecuniary interest in such Ayar Shares.

SEC source: 0000950103-21-011281 · dp155127_4-liveris.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,275

F1 · price: Received in exchange for 202,449 shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") in connection with the merger by and among Churchill Capital Corp IV, Atieva, Inc., d/b/a Lucid Motors and Air Merger Sub, Inc.

SEC source: 0000950103-21-011282 · dp155126_4-house.xml · nonDerivative · entry 1

House Sherry Ann · CIK 0001872887 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,000

F1 · price: Represents restricted stock units ("RSUs") received in exchange for 250,000 RSUs of Atieva, Inc., d/b/a Lucid Motors in connection with the merger by and among Churchill Capital Corp IV, Atieva, Inc., d/b/a Lucid Motors and Air Merger Sub, Inc. (the "Merger"). 25% of the RSUs will vest on August 2022 with the remaining 75% of the RSUs vesting in twelve equal quarterly installments through June 2025 subject to continued employment through each applicable vesting date.

SEC source: 0000950103-21-011280 · dp155123_4-bell.xml · nonDerivative · entry 2

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,364

F2 · price: Represents restricted stock units ("RSUs") received in exchange for 500,000 RSUs of Lucid in connection with the Merger. 25% of the RSUs will vest on August 2022 with the remaining 75% of the RSUs vesting in twelve equal quarterly installments through June 2025 subject to continued employment through each applicable vesting date.

SEC source: 0000950103-21-011280 · dp155123_4-bell.xml · nonDerivative · entry 1

Bell Michael · CIK 0001421857 · Senior Vice President, Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,364

F1 · price: Received in exchange for 37,959 shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") in connection with the merger by and among Churchill Capital Corp IV, Atieva, Inc., d/b/a Lucid Motors and Air Merger Sub, Inc. (the "Merger").

SEC source: 0000950103-21-011279 · dp155122_4-posawatz.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,880

F1 · price: Received in exchange for 20,000 shares of common stock of Atieva, Inc., d/b/a Lucid Motors ("Lucid") in connection with the merger by and among Churchill Capital Corp IV, Atieva, Inc., d/b/a Lucid Motors and Air Merger Sub, Inc.