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person · Reporting owner

AUGUST GLENN R

Disclosed activity across 12 companies

Tapewire entity
91752
SEC CIK
0001013025

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Churchill Capital Corp VCCV · Entity 108880DirectorDecember 15, 2020December 15, 2020
Churchill Capital Corp VICCVI · Entity 109345DirectorFebruary 11, 2021February 11, 2021
Churchill Capital Corp VIICVII · Entity 88064DirectorFebruary 11, 2021February 11, 2021
Claritev CorpMPLN · Entity 5238DirectorApril 24, 2024April 26, 2024
Cooper-Standard Holdings Inc.CPS · Entity 5544DirectorDecember 02, 2016December 06, 2016
EXPRO GROUP HOLDINGS N.V.XPRO · Entity 3395910% ownerOctober 01, 2021October 05, 2021
Emerge Energy Services LPEMESZ · Entity 15096010% ownerDecember 20, 2019March 05, 2020
Lucid Group, Inc.LCID · Entity 1530DirectorApril 24, 2023April 26, 2023
PRICE T ROWE GROUP INCTROW · Entity 3212Director · Vice PresidentDecember 30, 2021January 06, 2022
Skillsoft Corp.CCX · Entity 2275DirectorJune 26, 2019June 26, 2019
Valaris LtdVAL · Entity 377610% ownerAugust 25, 2021August 28, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Churchill Capital Corp V

Report date December 15, 2020 · Filed December 15, 2020

This filing explicitly reported no securities owned.

Churchill Capital Corp VI

Report date February 11, 2021 · Filed February 11, 2021

This filing explicitly reported no securities owned.

Churchill Capital Corp VII

Report date February 11, 2021 · Filed February 11, 2021

This filing explicitly reported no securities owned.

Claritev Corp

Report date April 24, 2024 · Filed April 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect320,082 Reported balance After 2024-04-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-04-24 · Grant · Acquired 172,413 · Balance 320,082

F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA.

Class A common stockSEC Table I · non-derivativeIndirectSee Footnotes3,351,265 Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,351,265

F3: Reflects securities held by Oak Hill Advisors Entities advised and/or managed by OHA. As an advisor or manager to the Oak Hill Advisors Entities, OHA may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F4: Glenn R. August is the Founder and Chief Executive Officer of OHA. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). In accordance with Securities and Exchange Commission Release No. 34-39538 (the "Release"), TRP's beneficial ownership of securities is disaggregated from that of OHA and are not included herein. In addition, Mr. August and OHA each disclaims beneficial ownership of the shares held by the Oak Hill Advisors Entities beyond their respective pecuniary interest in the Oak Hill Advisor Entities for purposes of Section 16 under the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA.

F3: Reflects securities held by Oak Hill Advisors Entities advised and/or managed by OHA. As an advisor or manager to the Oak Hill Advisors Entities, OHA may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F4: Glenn R. August is the Founder and Chief Executive Officer of OHA. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). In accordance with Securities and Exchange Commission Release No. 34-39538 (the "Release"), TRP's beneficial ownership of securities is disaggregated from that of OHA and are not included herein. In addition, Mr. August and OHA each disclaims beneficial ownership of the shares held by the Oak Hill Advisors Entities beyond their respective pecuniary interest in the Oak Hill Advisor Entities for purposes of Section 16 under the Exchange Act.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes50,526 Reported balance After 2016-12-02 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2016-12-02 · Sale · Disposed 9,740 · Balance 50,526

F1: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes34,838 Reported balance After 2016-12-05 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2016-12-05 · Sale · Disposed 15,688 · Balance 34,838

F1: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes13,880 Reported balance After 2016-12-02 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2016-12-02 · Sale · Disposed 2,675 · Balance 13,880

F2: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes9,570 Reported balance After 2016-12-05 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2016-12-05 · Sale · Disposed 4,310 · Balance 9,570

F2: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnotes8,107 Reported balance Holding disclosure · report date 2016-12-02 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 8,107

F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F2: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

EXPRO GROUP HOLDINGS N.V.

Report date October 01, 2021 · Filed October 05, 2021

Jointly reported with OAK HILL ADVISORS LP, Oak Hill Advisors GenPar, L.P., Oak Hill Advisors MGP, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, (euro)0.06 nominal value per shareSEC Table I · non-derivativeIndirectSee footnotes8,522 Reported balance After 2021-10-01 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2021-10-01 · Grant · Acquired 8,522 · Balance 8,522

F1: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well.

F3: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA.

F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

Common Stock, (euro)0.06 nominal value per shareSEC Table I · non-derivativeIndirectSee footnotes8,522 Reported balance After 2021-10-01 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2021-10-01 · Grant · Acquired 8,522 · Balance 8,522

F2: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well.

F3: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA.

F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

Common Stock, (euro)0.06 nominal value per shareSEC Table I · non-derivativeIndirectSee footnotes29,095,891 Reported balance Holding disclosure · report date 2021-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 29,095,891

F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F5: Reflects securities held by client accounts ("Oak Hill Advisors Entities") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well.

F2: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well.

F3: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA.

F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F5: Reflects securities held by client accounts ("Oak Hill Advisors Entities") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Emerge Energy Services LP

Report date December 20, 2019 · Filed March 05, 2020

Jointly reported with OAK HILL ADVISORS LP, Oak Hill Advisors GenPar, L.P., Oak Hill Advisors MGP, Inc., OHA Emerge Equity BL, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Units representing limited partner interestsSEC Table I · non-derivativeIndirectSee footnotes28,823,576 Reported balance Holding disclosure · report date 2019-12-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 28,823,576

F1: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 28,823,576 shares of Common Units. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 20,061,209 shares of Common Units. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Common Units.

F3: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1..

F4: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest

Preferred Interests representing limited partner interestsSEC Table I · non-derivativeIndirectSee footnotes31,395,348 Reported balance Holding disclosure · report date 2019-12-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 31,395,348

F2: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 31,395,348 shares of Preferred Interests. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 21,851,163 shares of Preferred Interests. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Preferred Interests.

F3: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1..

F4: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest

Filing footnotes · ownership attribution and instrument terms

F1: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 28,823,576 shares of Common Units. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 20,061,209 shares of Common Units. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Common Units.

F2: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 31,395,348 shares of Preferred Interests. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 21,851,163 shares of Preferred Interests. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Preferred Interests.

F3: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1..

F4: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest

Lucid Group, Inc.

Report date April 24, 2023 · Filed April 26, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect53,289 Reported balance After 2023-04-24 transaction · row 1
1 source row

Row 1 · 2023-04-24 · Grant · Acquired 32,258 · Balance 53,289

F1: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.

Class A Common StockSEC Table I · non-derivativeIndirectBy OHA Partner Global Co-Investment III, LLP7,000,000 Reported balance Holding disclosure · report date 2023-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,000,000

F2: Interests shown consist of 7,000,000 shares of Common Stock held by OHA Partner Global Co-Investment III, LLP ("OHA PGCI3"). Mr. August has investment control over OHA PGCI3 and may be deemed to be a beneficial owner of such shares held by OHA PGCI3. The shares of Common Stock held by OHA PGCI3 were received as part of a distribution from Churchill Sponsor IV LLC applying equally to all securities of a class in January 2023 and Mr. August disclaims beneficial ownership of such shares other than to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.

F2: Interests shown consist of 7,000,000 shares of Common Stock held by OHA Partner Global Co-Investment III, LLP ("OHA PGCI3"). Mr. August has investment control over OHA PGCI3 and may be deemed to be a beneficial owner of such shares held by OHA PGCI3. The shares of Common Stock held by OHA PGCI3 were received as part of a distribution from Churchill Sponsor IV LLC applying equally to all securities of a class in January 2023 and Mr. August disclaims beneficial ownership of such shares other than to the extent of his pecuniary interest therein.

PRICE T ROWE GROUP INC

Report date December 30, 2021 · Filed January 06, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,485,426 Reported balance Holding disclosure · report date 2021-12-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,485,426

Common StockSEC Table I · non-derivativeIndirectBy Trusts886,190 Reported balance Holding disclosure · report date 2021-12-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 886,190

F1: By trusts for which Mr. August disclaims beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: By trusts for which Mr. August disclaims beneficial ownership.

Skillsoft Corp.

Report date June 26, 2019 · Filed June 26, 2019

This filing explicitly reported no securities owned.

Valaris Ltd

Report date August 25, 2021 · Filed August 28, 2021

Jointly reported with OAK HILL ADVISORS LP, Oak Hill Advisors GenPar, L.P., Oak Hill Advisors MGP, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, $0.01 par value per share ("Common Shares")SEC Table I · non-derivativeIndirectSee footnotes9,268,837 Reported balance After 2021-08-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-08-25 · Purchase · Acquired 56,513 · Balance 9,268,837

F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Common SharesSEC Table I · non-derivativeIndirectSee footnotes9,327,423 Reported balance After 2021-08-26 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2021-08-26 · Purchase · Acquired 58,586 · Balance 9,327,423

F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Common SharesSEC Table I · non-derivativeIndirectSee footnotes9,412,823 Reported balance After 2021-08-27 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2021-08-27 · Purchase · Acquired 85,400 · Balance 9,412,823

F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Common SharesSEC Table I · non-derivativeIndirectSee footnotes22,023 Reported balance Holding disclosure · report date 2021-08-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 22,023

F3: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units awarded to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer.

F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F4: Pursuant to the policies of OHA, the restricted stock units received by Mr. Goldschmid are held for the benefit of certain clients of OHA.

Filing footnotes · ownership attribution and instrument terms

F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

F3: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units awarded to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer.

F4: Pursuant to the policies of OHA, the restricted stock units received by Mr. Goldschmid are held for the benefit of certain clients of OHA.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

OHA Investment Corp

Report date December 18, 2019 · Filed December 20, 2019

Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-12-18 transaction · row 1
1 source row

Row 1 · 2019-12-18 · Disposition to issuer · Disposed 816,401.594 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2024 Filed Apr 26, 2024 16:36 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 172,413 $0.00 $0.00
Disclosure

SEC source: 0001793229-24-000068 · wk-form4_1714163794.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,082

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2 · balance_after: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 16:33 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 106,382 $0.00 $0.00
Disclosure

SEC source: 0001793229-23-000062 · wf-form4_168271399176103.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,669

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2 · balance_after: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 21:34 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 32,258 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-006272 · dp192697_4-august.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,289

F1 · shares: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.

F1 · price: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 17:00 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 9,825 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-010475 · dp175045_4-august.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,031

F1 · shares: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date.

F1 · price: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 19:51 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 22,271 $0.00 $0.00
Disclosure

SEC source: 0001793229-22-000073 · wf-form4_165118980934596.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,287

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2 · balance_after: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 17:22 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 11,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-016696 · dp160558_4-august.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · shares: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest in equal annual installments on each of July 23, 2022, July 23, 2023 and July 23, 2024 subject to the reporting person's continued service through each applicable vesting date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:29 UTC EXPRO GROUP HOLDINGS N.V. XPRO · Entity 33959 GrantCommon Stock, (euro)0.06 nominal value per share 8,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-21-004422 · ownership.xml · nonDerivative · entry 2

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,522

F2 · shares: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well.

F2 · price: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well.

F2 · balance_after: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well.

F3 · ownership.nature: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA.

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:29 UTC EXPRO GROUP HOLDINGS N.V. XPRO · Entity 33959 GrantCommon Stock, (euro)0.06 nominal value per share 8,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-21-004422 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,522

F1 · shares: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well.

F1 · price: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well.

F1 · balance_after: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well.

F3 · ownership.nature: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA.

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:50 UTC Valaris Ltd VAL · Entity 3776 PurchaseCommon Shares 85,400 $28.11 $2,400,594.00
Disclosure

SEC source: 0000902664-21-004055 · ownership.xml · nonDerivative · entry 3

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,412,823

F1 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Read SEC document
August 26, 2021 Filed Aug 28, 2021 01:50 UTC Valaris Ltd VAL · Entity 3776 PurchaseCommon Shares 58,586 $27.21 $1,594,125.06
Disclosure

SEC source: 0000902664-21-004055 · ownership.xml · nonDerivative · entry 2

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,327,423

F1 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Read SEC document
August 25, 2021 Filed Aug 28, 2021 01:50 UTC Valaris Ltd VAL · Entity 3776 PurchaseCommon Shares, $0.01 par value per share ("Common Shares") 56,513 $27.19 $1,536,588.47
Disclosure

SEC source: 0000902664-21-004055 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,268,837

F1 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 23:06 UTC Valaris Ltd VAL · Entity 3776 PurchaseCommon Shares 75,528 $25.38 $1,916,900.64
Disclosure

SEC source: 0000902664-21-003999 · ownership.xml · nonDerivative · entry 3

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,212,324

F1 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

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August 20, 2021 Filed Aug 23, 2021 23:06 UTC Valaris Ltd VAL · Entity 3776 PurchaseCommon Shares 56,990 $23.94 $1,364,340.60
Disclosure

SEC source: 0000902664-21-003999 · ownership.xml · nonDerivative · entry 2

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,136,796

F1 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

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August 19, 2021 Filed Aug 23, 2021 23:06 UTC Valaris Ltd VAL · Entity 3776 PurchaseCommon Shares, $0.01 par value per share ("Common Shares") 100,000 $23.96 $2,396,000.00
Disclosure

SEC source: 0000902664-21-003999 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,079,806

F1 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.

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June 15, 2021 Filed Jun 17, 2021 23:32 UTC Valaris Ltd VAL · Entity 3776 GrantCommon Shares, $0.01 par value per share ("Common Shares") 22,023 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-21-003185 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · 10% owner

Oak Hill Advisors MGP, Inc. · CIK 0001312600 · 10% owner

AUGUST GLENN R · CIK 0001013025 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 22,023

F1 · shares: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units. The one-time grant was awarded in connection with the Issuer's emergence from chapter 11 to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer. These restricted stock units will vest ratably in three installments on each of the first three anniversaries of the date of grant. The 7,200 restricted stock units, representing the recipient's annual equity retainer, will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Issuer's shareholders. Mr. Goldschmid has separately reported this grant on his own Form 4 as well.

F1 · price: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units. The one-time grant was awarded in connection with the Issuer's emergence from chapter 11 to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer. These restricted stock units will vest ratably in three installments on each of the first three anniversaries of the date of grant. The 7,200 restricted stock units, representing the recipient's annual equity retainer, will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Issuer's shareholders. Mr. Goldschmid has separately reported this grant on his own Form 4 as well.

F1 · balance_after: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units. The one-time grant was awarded in connection with the Issuer's emergence from chapter 11 to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer. These restricted stock units will vest ratably in three installments on each of the first three anniversaries of the date of grant. The 7,200 restricted stock units, representing the recipient's annual equity retainer, will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Issuer's shareholders. Mr. Goldschmid has separately reported this grant on his own Form 4 as well.

F2 · ownership.nature: Pursuant to the policies of OHA, the restricted stock units received by Mr. Goldschmid are held for the benefit of certain clients of OHA.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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May 27, 2021 Filed Jun 1, 2021 17:07 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 11,723 $0.00 $0.00
Disclosure

SEC source: 0001793229-21-000035 · wf-form4_162258163734172.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,016

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Pursuant to the policies of Oak Hill Advisors, L.P. (the "Advisor"), the restricted stock units received by the reporting person are held for the benefit of certain clients of the Advisor.

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December 23, 2020 Filed Dec 29, 2020 16:31 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 7,293 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-140169 · tm2039364-2_4seq1.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Pursuant to the policies of Oak Hill Advisors, L.P. (the "Advisor"), the restricted stock units received by the reporting person are held for the benefit of certain clients of the Advisor.

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December 04, 2020 Filed Dec 4, 2020 19:20 UTC Claritev Corp MPLN · Entity 5238 PurchaseClass A common stock 100,000 $7.00 $700,000.00
Disclosure

SEC source: 0001104659-20-132554 · tm2037733d1_4.xml · nonDerivative · entry 3

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,351,265

F3 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, Oak Hill Advisors, L.P. may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F4 · ownership.nature: Oak Hill Advisors, L.P. and its affiliates are managed or otherwise controlled directly or indirectly by Glenn R. August, who is the Founder, Senior Partner and Chief Executive Officer of Oak Hill Advisors, L.P. The interests beneficially owned by the Oak Hill Advisors Entities may be deemed to be beneficially owned by Mr. August, Oak Hill Advisors, L.P. and/or its affiliates. Mr. August, Oak Hill Advisors, L.P. and/or its affiliates disclaim beneficial ownership of shares of our Class A common stock beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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December 03, 2020 Filed Dec 4, 2020 19:20 UTC Claritev Corp MPLN · Entity 5238 PurchaseClass A common stock 529,213 $7.00 $3,703,591.34
Disclosure

SEC source: 0001104659-20-132554 · tm2037733d1_4.xml · nonDerivative · entry 2

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,251,265

F2 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $6.995 to $7.00. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, Oak Hill Advisors, L.P. may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F4 · ownership.nature: Oak Hill Advisors, L.P. and its affiliates are managed or otherwise controlled directly or indirectly by Glenn R. August, who is the Founder, Senior Partner and Chief Executive Officer of Oak Hill Advisors, L.P. The interests beneficially owned by the Oak Hill Advisors Entities may be deemed to be beneficially owned by Mr. August, Oak Hill Advisors, L.P. and/or its affiliates. Mr. August, Oak Hill Advisors, L.P. and/or its affiliates disclaim beneficial ownership of shares of our Class A common stock beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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December 02, 2020 Filed Dec 4, 2020 19:20 UTC Claritev Corp MPLN · Entity 5238 PurchaseClass A common stock 197,052 $7.00 $1,378,713.73
Disclosure

SEC source: 0001104659-20-132554 · tm2037733d1_4.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,722,052

F1 · price: Represents shares of Class A common stock purchased in multiple transactions at prices ranging from $6.89 to $7.015. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A common stock purchased at each separate price within the range set forth in this footnote (1).

F3 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, Oak Hill Advisors, L.P. may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F4 · ownership.nature: Oak Hill Advisors, L.P. and its affiliates are managed or otherwise controlled directly or indirectly by Glenn R. August, who is the Founder, Senior Partner and Chief Executive Officer of Oak Hill Advisors, L.P. The interests beneficially owned by the Oak Hill Advisors Entities may be deemed to be beneficially owned by Mr. August, Oak Hill Advisors, L.P. and/or its affiliates. Mr. August, Oak Hill Advisors, L.P. and/or its affiliates disclaim beneficial ownership of shares of our Class A common stock beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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October 08, 2020 Filed Oct 13, 2020 17:17 UTC Claritev Corp MPLN · Entity 5238 Grant6.00% / 7.00% Convertible Senior PIK Notes · Derivative Not disclosed $500,000,000.00 Strike: $13.00 $500,000,000.00
Disclosure

SEC source: 0001104659-20-114568 · tm2032942d1_4.xml · derivative · entry 3

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Class A common stock · 38,461,550 shares

Expires 2027-10-15

F5 · derivative.exercise_price: The initial conversion rate on the Convertible Notes is 76.9231 shares of Common Stock (the "Conversion Rate") per $1,000 principal amount of Convertible Notes, equivalent to an initial conversion price of $13.00 per share of Common Stock. The Conversion Rate is subject to adjustment from time to time upon the occurrence of certain customary events and anti-dilution adjustments.

F4 · kind: Reflects a purchase by Oak Hill Advisors Entities of an aggregate principal amount of $500,000,000 of the Issuer's 6.00% / 7.00% Convertible Senior PIK Toggle Notes (the "Convertible Notes"). The Convertible Notes bear interest at a fixed annual rate equal to, at the Issuer's election, 6.00% for cash and 7.00% for in-kind interest. Interest will be paid semi-annually in arrears on April 15th and October 15th.

F4 · reported_value: Reflects a purchase by Oak Hill Advisors Entities of an aggregate principal amount of $500,000,000 of the Issuer's 6.00% / 7.00% Convertible Senior PIK Toggle Notes (the "Convertible Notes"). The Convertible Notes bear interest at a fixed annual rate equal to, at the Issuer's election, 6.00% for cash and 7.00% for in-kind interest. Interest will be paid semi-annually in arrears on April 15th and October 15th.

F4 · price: Reflects a purchase by Oak Hill Advisors Entities of an aggregate principal amount of $500,000,000 of the Issuer's 6.00% / 7.00% Convertible Senior PIK Toggle Notes (the "Convertible Notes"). The Convertible Notes bear interest at a fixed annual rate equal to, at the Issuer's election, 6.00% for cash and 7.00% for in-kind interest. Interest will be paid semi-annually in arrears on April 15th and October 15th.

F6 · derivative.expiration_date: The Convertible Notes mature on October 15, 2027, subject to earlier redemption or conversion in accordance with their terms.

F7 · derivative.underlying_shares: Upon conversion, the Issuer may elect to settle its conversion obligation in cash, shares of Common Stock or a combination thereof. This number represents the number of shares of Common Stock issuable upon conversion of the Convertible Notes assuming no accrued in-kind interest and settlement of the conversion obligation by the Issuer solely through shares of Common Stock by delivering a number of shares of Common Stock at the initial Conversion Rate, and cash in lieu of fractional shares of Common Stock.

F4 · valueOwnedAfter: Reflects a purchase by Oak Hill Advisors Entities of an aggregate principal amount of $500,000,000 of the Issuer's 6.00% / 7.00% Convertible Senior PIK Toggle Notes (the "Convertible Notes"). The Convertible Notes bear interest at a fixed annual rate equal to, at the Issuer's election, 6.00% for cash and 7.00% for in-kind interest. Interest will be paid semi-annually in arrears on April 15th and October 15th.

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, Oak Hill Advisors, L.P. may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F3 · ownership.nature: Oak Hill Advisors, L.P. and its affiliates are managed or otherwise controlled directly or indirectly by Glenn R. August, who is the Founder, Senior Partner and Chief Executive Officer of Oak Hill Advisors, L.P. The interests beneficially owned by the Oak Hill Advisors Entities may be deemed to be beneficially owned by Mr. August, Oak Hill Advisors, L.P. and/or its affiliates. Mr. August, Oak Hill Advisors, L.P. and/or its affiliates disclaim beneficial ownership of shares of our Class A common stock beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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October 08, 2020 Filed Oct 13, 2020 17:17 UTC Claritev Corp MPLN · Entity 5238 GrantWarrant (right to buy) · Derivative 125,000 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001104659-20-114568 · tm2032942d1_4.xml · derivative · entry 2

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

Underlying: Class A common stock · 125,000 shares

Expires 2025-10-08

F1 · kind: Reflects a purchase by Oak Hill Advisors Entities (as defined below) pursuant to a subscription agreement with MultiPlan Corporation (formerly known as Churchill Capital Corp. III) (the "Issuer") of (x) 2,525,000 shares of the Class A common stock of the Issuer ("Common Stock") for an aggregate purchase price of $25,000,000, or approximately $9.90 per share, and (y) 125,000 warrants (the "Warrants") to purchase an aggregate of 125,000 shares of the Common Stock (calculated as 1/20th of a Warrant received for each share of Common Stock purchased pursuant to the subscription agreement).

F1 · price: Reflects a purchase by Oak Hill Advisors Entities (as defined below) pursuant to a subscription agreement with MultiPlan Corporation (formerly known as Churchill Capital Corp. III) (the "Issuer") of (x) 2,525,000 shares of the Class A common stock of the Issuer ("Common Stock") for an aggregate purchase price of $25,000,000, or approximately $9.90 per share, and (y) 125,000 warrants (the "Warrants") to purchase an aggregate of 125,000 shares of the Common Stock (calculated as 1/20th of a Warrant received for each share of Common Stock purchased pursuant to the subscription agreement).

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, Oak Hill Advisors, L.P. may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F3 · ownership.nature: Oak Hill Advisors, L.P. and its affiliates are managed or otherwise controlled directly or indirectly by Glenn R. August, who is the Founder, Senior Partner and Chief Executive Officer of Oak Hill Advisors, L.P. The interests beneficially owned by the Oak Hill Advisors Entities may be deemed to be beneficially owned by Mr. August, Oak Hill Advisors, L.P. and/or its affiliates. Mr. August, Oak Hill Advisors, L.P. and/or its affiliates disclaim beneficial ownership of shares of our Class A common stock beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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October 08, 2020 Filed Oct 13, 2020 17:17 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 2,525,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-114568 · tm2032942d1_4.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,525,000

F1 · kind: Reflects a purchase by Oak Hill Advisors Entities (as defined below) pursuant to a subscription agreement with MultiPlan Corporation (formerly known as Churchill Capital Corp. III) (the "Issuer") of (x) 2,525,000 shares of the Class A common stock of the Issuer ("Common Stock") for an aggregate purchase price of $25,000,000, or approximately $9.90 per share, and (y) 125,000 warrants (the "Warrants") to purchase an aggregate of 125,000 shares of the Common Stock (calculated as 1/20th of a Warrant received for each share of Common Stock purchased pursuant to the subscription agreement).

F1 · price: Reflects a purchase by Oak Hill Advisors Entities (as defined below) pursuant to a subscription agreement with MultiPlan Corporation (formerly known as Churchill Capital Corp. III) (the "Issuer") of (x) 2,525,000 shares of the Class A common stock of the Issuer ("Common Stock") for an aggregate purchase price of $25,000,000, or approximately $9.90 per share, and (y) 125,000 warrants (the "Warrants") to purchase an aggregate of 125,000 shares of the Common Stock (calculated as 1/20th of a Warrant received for each share of Common Stock purchased pursuant to the subscription agreement).

F2 · ownership.nature: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, Oak Hill Advisors, L.P. may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.

F3 · ownership.nature: Oak Hill Advisors, L.P. and its affiliates are managed or otherwise controlled directly or indirectly by Glenn R. August, who is the Founder, Senior Partner and Chief Executive Officer of Oak Hill Advisors, L.P. The interests beneficially owned by the Oak Hill Advisors Entities may be deemed to be beneficially owned by Mr. August, Oak Hill Advisors, L.P. and/or its affiliates. Mr. August, Oak Hill Advisors, L.P. and/or its affiliates disclaim beneficial ownership of shares of our Class A common stock beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

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December 18, 2019 Filed Dec 20, 2019 13:23 UTC OHA Investment Corp OHAI · Entity 152962 Disposition to issuerCommon Stock 816,401.594 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-026653 · ownership.xml · nonDerivative · entry 1

AUGUST GLENN R · CIK 0001013025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.

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December 05, 2016 Filed Dec 6, 2016 17:38 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 4,310 $96.89 $417,595.90
Disclosure

SEC source: 0000950142-16-004884 · es1601197_4-cooper.xml · nonDerivative · entry 4

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,570

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

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December 05, 2016 Filed Dec 6, 2016 17:38 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 15,688 $96.89 $1,520,010.32
Disclosure

SEC source: 0000950142-16-004884 · es1601197_4-cooper.xml · nonDerivative · entry 2

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 34,838

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:38 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 2,675 $96.00 $256,800.00
Disclosure

SEC source: 0000950142-16-004884 · es1601197_4-cooper.xml · nonDerivative · entry 3

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,880

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:38 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 9,740 $96.00 $935,040.00
Disclosure

SEC source: 0000950142-16-004884 · es1601197_4-cooper.xml · nonDerivative · entry 1

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 50,526

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 18:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 2,682 $96.11 $257,767.02
Disclosure

SEC source: 0000950142-16-004876 · es1601194_4-cooper.xml · nonDerivative · entry 6

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 16,555

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 18:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 9,763 $96.11 $938,321.93
Disclosure

SEC source: 0000950142-16-004876 · es1601194_4-cooper.xml · nonDerivative · entry 3

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 60,266

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 18:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 249 $96.63 $24,060.87
Disclosure

SEC source: 0000950142-16-004876 · es1601194_4-cooper.xml · nonDerivative · entry 5

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,237

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 18:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 906 $96.63 $87,546.78
Disclosure

SEC source: 0000950142-16-004876 · es1601194_4-cooper.xml · nonDerivative · entry 2

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 70,029

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 18:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 2,104 $96.73 $203,519.92
Disclosure

SEC source: 0000950142-16-004876 · es1601194_4-cooper.xml · nonDerivative · entry 4

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 19,486

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 18:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 7,657 $96.73 $740,661.61
Disclosure

SEC source: 0000950142-16-004876 · es1601194_4-cooper.xml · nonDerivative · entry 1

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 70,935

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 5,742 $96.55 $554,390.10
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 6

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 21,590

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 20,903 $96.55 $2,018,184.65
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 3

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 78,592

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 11,341 $95.90 $1,087,601.90
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 5

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 27,332

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 41,281 $95.90 $3,958,847.90
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 2

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 99,495

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 3,223 $93.09 $300,029.07
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 7

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,107

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 1,287 $93.09 $119,806.83
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 4

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 38,673

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:33 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 4,685 $93.09 $436,126.65
Disclosure

SEC source: 0000950142-16-004844 · es1601176_4-cooper.xml · nonDerivative · entry 1

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 140,776

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 19:45 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 191 $93.00 $17,763.00
Disclosure

SEC source: 0000950142-16-004810 · es1601160_4-cooper.xml · nonDerivative · entry 4

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 39,960

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 19:45 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 697 $93.00 $64,821.00
Disclosure

SEC source: 0000950142-16-004810 · es1601160_4-cooper.xml · nonDerivative · entry 2

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 145,461

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 19:45 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 670 $93.42 $62,591.40
Disclosure

SEC source: 0000950142-16-004810 · es1601160_4-cooper.xml · nonDerivative · entry 3

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 40,151

F2 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 19:45 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 2,439 $93.42 $227,851.38
Disclosure

SEC source: 0000950142-16-004810 · es1601160_4-cooper.xml · nonDerivative · entry 1

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 146,158

F1 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F3 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.

F4 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.

F5 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:35 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 7,624 $90.16 $687,379.84
Disclosure

SEC source: 0000950142-16-004762 · es1601141_4-cooper.xml · nonDerivative · entry 2

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: By Oak Hill Credit Opportunities Master Fund, Ltd. ("OHCOF").

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested.

F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer.

F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 20:35 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 OtherOptions to purchase Common Stock · Derivative 9,731 Not disclosed Strike: $25.52 Not disclosed
Disclosure

SEC source: 0000950142-16-004762 · es1601141_4-cooper.xml · derivative · entry 6

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 9,731 shares

Expires 2020-05-27

F7 · price: On November 14, 2016, the reporting person exercised 9,731 options to purchase 9,731 shares of common stock for $25.52 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer witholding 2,809 of the options shares to pay the exercise price and issuing to the reporting person the remaining 6,922 shares.

F2 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested.

F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer.

F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 20:35 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 OtherCommon Stock, par value $0.001 per share 9,731 $25.52 $248,335.12
Disclosure

SEC source: 0000950142-16-004762 · es1601141_4-cooper.xml · nonDerivative · entry 5

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,330

F7 · kind: On November 14, 2016, the reporting person exercised 9,731 options to purchase 9,731 shares of common stock for $25.52 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer witholding 2,809 of the options shares to pay the exercise price and issuing to the reporting person the remaining 6,922 shares.

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested.

F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer.

F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 20:35 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 11,710 $90.25 $1,056,827.50
Disclosure

SEC source: 0000950142-16-004762 · es1601141_4-cooper.xml · nonDerivative · entry 1

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,624

F1 · ownership.nature: By Oak Hill Credit Opportunities Master Fund, Ltd. ("OHCOF").

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested.

F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer.

F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

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September 08, 2016 Filed Sep 12, 2016 17:40 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 SaleCommon Stock, par value $0.001 per share 3,054 $102.05 $311,660.70
Disclosure

SEC source: 0000950142-16-004463 · es1600995_4-cooper.xml · nonDerivative · entry 3

Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below

OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below

Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below

OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below

OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below

OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below

AUGUST GLENN R · CIK 0001013025 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 40,821

F3 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.

F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested.

F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer.

F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.