TapewireFind a company

person · Reporting owner

Dhingra Gagan

Disclosed activity across 2 companies

Tapewire entity
40083
SEC CIK
0001789939

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lucid Group, Inc.LCID · Entity 1530SVP Finance & AccountingJune 05, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lucid Group, Inc.

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect145,749 Reported balance After 2026-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-05 · Tax withholding · Disposed 6,801 · Balance 145,749

F1: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based stock units ("PSUs"), for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

F2: Includes 427 shares of Class A Common Stock purchased pursuant to the Lucid Group, Inc. 2021 Employee Stock Purchase Plan not previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based stock units ("PSUs"), for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

F2: Includes 427 shares of Class A Common Stock purchased pursuant to the Lucid Group, Inc. 2021 Employee Stock Purchase Plan not previously reported.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Anaplan, Inc.

Report date December 10, 2021 · Filed December 14, 2021

Section 16 reporting ended · disclosed 2021-12-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,240 Reported balance After 2021-12-10 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2021-12-10 · Exercise / conversion · Acquired 1,135 · Balance 6,240

F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Common StockSEC Table I · non-derivativeDirect5,842 Reported balance After 2021-12-13 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2021-12-13 · Sale · Disposed 398 · Balance 5,842

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Common StockSEC Table I · non-derivativeDirect6,175 Reported balance After 2021-12-10 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2021-12-10 · Exercise / conversion · Acquired 333 · Balance 6,175

F3: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Common StockSEC Table I · non-derivativeDirect6,058 Reported balance After 2021-12-13 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2021-12-13 · Sale · Disposed 117 · Balance 6,058

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Common StockSEC Table I · non-derivativeDirect6,558 Reported balance After 2021-12-10 transaction · row 5 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 5 · 2021-12-10 · Exercise / conversion · Acquired 500 · Balance 6,558

F4: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Common StockSEC Table I · non-derivativeDirect6,382 Reported balance After 2021-12-13 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2021-12-13 · Sale · Disposed 176 · Balance 6,382

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Common StockSEC Table I · non-derivativeDirect6,870 Reported balance After 2021-12-10 transaction · row 7 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 7 · 2021-12-10 · Exercise / conversion · Acquired 488 · Balance 6,870

F5: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Common StockSEC Table I · non-derivativeDirect6,698 Reported balance After 2021-12-13 transaction · row 8 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 8 · 2021-12-13 · Sale · Disposed 172 · Balance 6,698

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,809 Reported balance After 2021-12-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-12-10 · Exercise / conversion · Disposed 1,135 · Balance 6,809

F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,333 Reported balance After 2021-12-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-12-10 · Exercise / conversion · Disposed 333 · Balance 2,333

F3: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,500 Reported balance After 2021-12-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-12-10 · Exercise / conversion · Disposed 500 · Balance 5,500

F4: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,345 Reported balance After 2021-12-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-12-10 · Exercise / conversion · Disposed 488 · Balance 6,345

F5: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2026 Filed Jun 9, 2026 21:15 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 6,801 $5.68 $38,629.68
Disclosure

SEC source: 0001628280-26-041975 · wk-form4_1781039729.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,749

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based stock units ("PSUs"), for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

F2 · balance_after: Includes 427 shares of Class A Common Stock purchased pursuant to the Lucid Group, Inc. 2021 Employee Stock Purchase Plan not previously reported.

Read SEC document
March 05, 2026 Filed Mar 5, 2026 23:06 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 16,418 $10.27 $168,612.86
Disclosure

SEC source: 0001628280-26-015397 · wk-form4_1772751965.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,853

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of PSUs, for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

Read SEC document
March 05, 2026 Filed Mar 18, 2026 22:58 UTC Amendment Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 17,997 $10.27 $184,829.19
Disclosure

SEC source: 0001628280-26-019575 · wk-form4a_1773874716.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,123

F2 · shares: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on March 5, 2026 to reflect the correct number of shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of PSUs, for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person. This Form 4/A does not report any new transactions or otherwise modify any other transaction details that were previously reported, other than those set out in these footnotes.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 23:06 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 34,952 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015397 · wk-form4_1772751965.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,271

F1 · shares: Represents performance-based restricted stock unit ("PSUs") as to which the performance criteria have been satisfied. 50% of shares reported in this Form 4 vested on March 5, 2026, and the remaining shares are subject to service-based vesting requirements that will vest in 1/8th increments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027.

Read SEC document
March 03, 2026 Filed Mar 18, 2026 22:58 UTC Amendment Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 40,801 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-019575 · wk-form4a_1773874716.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,120

F1 · shares: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on March 5, 2026 to reflect the correct number of performance-based restricted stock units ("PSUs") for which the performance criteria have been satisfied. 50% of shares reported in this Form 4/A vested on March 5, 2026, and the remaining shares are subject to service-based vesting requirements that will vest in 1/8th increments on June 5, 2026, September 5, 2026, December 5, 2026, and March 5, 2027. This Form 4/A does not report any new transactions or otherwise modify any other transaction details that were previously reported, other than those set out in these footnotes.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:10 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 6,471 $14.15 $91,564.65
Disclosure

SEC source: 0001628280-25-056067 · wk-form4_1765314642.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,319

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based restricted stock units ("PSUs"), for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

F2 · balance_after: Includes 204 shares of Class A Common Stock purchase pursuant to the Lucid Group, Inc. Amended and Restated 2021 Employee Stock Purchase Plan not previously reported.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 21:09 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 8,262 $16.16 $133,513.92
Disclosure

SEC source: 0001789939-25-000003 · wk-form4_1757452155.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,586

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based restricted stock units ("PSUs"), for which service-based vesting requirements have been satisfied, and the vesting of time-based restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs was previously reported on Form 4s filed by the reporting person.

F2 · shares: Share and dollar amounts give effect to the Issuer's 1-for-10 reverse stock split that was effectuated on August 29, 2025 (the "Reverse Stock Split").

F2 · price: Share and dollar amounts give effect to the Issuer's 1-for-10 reverse stock split that was effectuated on August 29, 2025 (the "Reverse Stock Split").

F2 · balance_after: Share and dollar amounts give effect to the Issuer's 1-for-10 reverse stock split that was effectuated on August 29, 2025 (the "Reverse Stock Split").

F3 · balance_after: The number of shares beneficially owned by the reporting person has been updated to account for rounding as a result of the Reverse Stock Split.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:47 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 533,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-032434 · wk-form4_1750452449.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,438,535

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/8th vesting on September 5, 2025, and the remainder of the RSUs to vest 1/16th quarterly on each of December 5, March 5, June 5 and September 5 thereafter, subject to the reporting person's continued service through each applicable vesting date.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:53 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 46,818 $2.23 $104,404.14
Disclosure

SEC source: 0001628280-25-030258 · wk-form4_1749502396.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,202

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance-based restricted stock units ("PSUs") for which service based vesting requirements have been satisfied and the time-based vesting of restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs has previously been reported on Form 4s filed by the reporting person.

F2 · balance_after: Includes 1,088 shares of Class A Common Stock purchased pursuant to the Lucid Group, Inc. Amended and Restated 2021 Employee Stock Purchase Plan not previously reported.

Read SEC document
March 05, 2025 Filed Mar 6, 2025 22:36 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 101,185 $2.10 $212,488.50
Disclosure

SEC source: 0001628280-25-011032 · wk-form4_1741300611.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,932

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of PSUs for which service based vesting requirements have been satisfied and the time-based vesting of restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs has previously been reported on Forms 4 filed by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:36 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 270,730 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-011032 · wk-form4_1741300611.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,117

F1 · shares: Represents performance-based restricted stock units ("PSUs") as to which the performance criteria have been satisfied. 50% of shares reported in this Form 4 vested on March 5, 2025, and the remaining shares are subject to service-based vesting requirements that will vest in 1/8th increments on June 5, 2025, September 5, 2025, December 5, 2025, and March 5, 2026, following the date of this Form 4.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 22:36 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 135,666 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-008783 · wk-form4_1740695777.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · SVP Finance & Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,387

F1 · shares: These restricted stock units ("RSUs") vest over a period of four years, with 1/16th vesting on March 5, 2025, and the remainder of the RSUs to vest 1/16th on each of June 5, September 5, December 5, and March 5 thereafter, subject to the reporting person's continued service through each applicable vesting date.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 22:06 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 55,476 $2.10 $116,499.60
Disclosure

SEC source: 0001628280-24-050503 · wk-form4_1733781989.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,721

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance stock units ("PSUs") for which service-based vesting requirements have been satisfied and the time-based vesting of restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs has previously been reported on Forms 4 filed by the reporting person.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 21:43 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 27,871 $3.94 $109,811.74
Disclosure

SEC source: 0001628280-24-040641 · wk-form4_1726609384.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701,197

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of the RSUs reported on this Form 4.

Read SEC document
September 15, 2024 Filed Sep 17, 2024 21:43 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 417,153 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-040641 · wk-form4_1726609384.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729,068

F1 · shares: These restricted stock units ("RSU") vest over four years, with 1/8th vesting on the grant date and the remainder of the RSUs to vest 1/16th quarterly on each March 5, June 5, September 5, and December 5 annually thereafter, subject to the reporting person's continued service through each applicable vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 23:23 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 10,172 $3.82 $38,857.04
Disclosure

SEC source: 0001628280-24-039755 · wk-form4_1725665023.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,915

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance stock units ("PSUs") for which service-based vesting requirements have been satisfied and the time-based vesting of restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs has previously been reported on Forms 4 filed by the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 23:59 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 41,539 $2.85 $118,386.15
Disclosure

SEC source: 0000929638-24-002107 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,087

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of performance stock units ("PSUs") for which service-based vesting requirements have been satisfied and the time-based vesting of restricted stock units ("RSUs"). The acquisition of such PSUs and RSUs has previously been reported on Forms 4 filed by the reporting person.

F2 · balance_after: Includes 5,774 shares of Class A Common Stock purchased pursuant to the Lucid Group, Inc. 2021 Employee Stock Purchase Plan not previously reported.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:42 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 13,596 $2.64 $35,893.44
Disclosure

SEC source: 0000929638-24-001447 · form4.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,852

F3 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of the PSUs reported above for which service-based vesting requirements have been satisfied.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:42 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 76,306 $0.00 $0.00
Disclosure

SEC source: 0000929638-24-001447 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,448

F1 · shares: Represents performance stock units ("PSUs") as to which the performance criteria have been satisfied. Of the PSUs reported in this Form 4, 50,871 remain subject to service-based vesting requirements that will vest in 1/12th increments on each June 5, September 5, December 5 and March 5 following the date of this Form 4.

F2 · price: PSUs are settled in shares of common stock on a one-for-one basis.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:31 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 7,446 $3.21 $23,901.66
Disclosure

SEC source: 0000929638-24-000943 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,142

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the time-based vesting of restricted stock units reported on Forms 4 filed on December 15, 2021, June 8, 2022 and September 12, 2023.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 19:46 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 117,365 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-003421 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,588

F1 · shares: These restricted stock units ("RSUs") vest 50% on June 5, 2024, with the remaining 50% of such RSUs vesting on December 5, 2024.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:57 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 4,269 $4.36 $18,612.84
Disclosure

SEC source: 0000929638-23-003398 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,223

F1 · shares: Represent shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021, June 8, 2022 and September 12, 2023.

F2 · balance_after: Includes 3,825 shares of Class A common stock purchased pursuant to the Lucid Group, Inc. 2021 Employee Stock Purchase Plan not previously reported.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:13 UTC Lucid Group, Inc. LCID · Entity 1530 GrantEmployee Stock Option (right to buy) · Derivative 113,517 $0.00 Strike: $8.26 $0.00
Disclosure

SEC source: 0000929638-23-002523 · form4.xml · derivative · entry 3

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,517

Underlying: Common Stock · 113,517 shares

Expires 2030-09-10

F3 · derivative.exercise_date: These stock options will vest over four years, with 5/48th to vest on the first monthly anniversary of the grant date and the remainder to vest 1/48th on each monthly anniversary thereafter.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:13 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 4,907 $5.84 $28,656.88
Disclosure

SEC source: 0000929638-23-002523 · form4.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,667

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs reported on this Form 4.

Read SEC document
September 10, 2023 Filed Sep 13, 2023 01:13 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 113,517 $0.00 $0.00
Disclosure

SEC source: 0000929638-23-002523 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,574

F1 · shares: These restricted stock units ("RSUs") vest over four years, with 1/8th vesting on the grant date and the remainder of the RSUs to vest 1/16th on each March 5, June 5, September 5, and December 5 annually thereafter.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:11 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 1,929 $6.36 $12,268.44
Disclosure

SEC source: 0000929638-23-002486 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,057

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021 and June 8, 2022.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:02 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 1,929 $6.60 $12,731.40
Disclosure

SEC source: 0000929638-23-001694 · form4.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,986

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021 and June 8, 2022.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:00 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 5,633 $8.94 $50,359.02
Disclosure

SEC source: 0000950103-23-003806 · dp190291_4-dhingra.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,915

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on Forms 4 filed on December 15, 2021 and June 8, 2022.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 22:12 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 889 $10.15 $9,023.35
Disclosure

SEC source: 0000950103-22-020839 · dp185460_4-dhingra.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on a Form 4 filed on June 8, 2022.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 23:25 UTC Lucid Group, Inc. LCID · Entity 1530 Tax withholdingClass A Common Stock 1,778 $15.16 $26,954.48
Disclosure

SEC source: 0000950103-22-015474 · dp180014_4-gagan.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,437

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units reported on a Form 4 filed on June 8, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:58 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 41,118 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-010301 · dp174847_4-dhingra.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,215

F1 · shares: These restricted stock units will vest over four years with 1/8th to vest on September 5, 2022 and the remainder to vest in fourteen equal quarterly installments thereafter, subject to the reporting person's continued service through each applicable vesting date.

F1 · price: These restricted stock units will vest over four years with 1/8th to vest on September 5, 2022 and the remainder to vest in fourteen equal quarterly installments thereafter, subject to the reporting person's continued service through each applicable vesting date.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 172 $45.26 $7,784.03
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 8

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 176 $45.25 $7,964.86
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 6

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,382

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 117 $45.25 $5,294.82
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 4

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 398 $45.25 $18,011.45
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,842

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 16, 2021 00:16 UTC Lucid Group, Inc. LCID · Entity 1530 GrantClass A Common Stock 48,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-21-019821 · dp163712_4-dhingra.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP of Acctng & Internal Ctrl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,097

F1 · price: Represents restricted stock units ("RSUs"), 25% of which will vest in March 2023 with the remaining 75% of the RSUs vesting in twelve equal quarterly installments through March 2026 subject to continued employment through each applicable vesting date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · derivative · entry 12

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,345

Underlying: Common Stock · 488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · derivative · entry 11

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · derivative · entry 10

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 1,135 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · derivative · entry 9

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,809

Underlying: Common Stock · 1,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 488 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 7

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 5

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 3

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 1,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000079 · wf-form4_163953460561253.xml · nonDerivative · entry 1

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 19:20 UTC Anaplan, Inc. PLAN · Entity 125824 GrantRestricted Stock Units · Derivative 5,021 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000059 · wf-form4_163589520532918.xml · derivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Underlying: Common Stock · 5,021 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest every six months over 3 years with the first vest date on March 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest every six months over 3 years with the first vest date on March 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest every six months over 3 years with the first vest date on March 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 21:41 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 118 $64.94 $7,663.22
Disclosure

SEC source: 0001540755-21-000047 · wf-form4_163167007533978.xml · nonDerivative · entry 8

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 21:41 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 402 $64.94 $26,106.89
Disclosure

SEC source: 0001540755-21-000047 · wf-form4_163167007533978.xml · nonDerivative · entry 6

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,890

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 21:41 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 173 $64.94 $11,235.05
Disclosure

SEC source: 0001540755-21-000047 · wf-form4_163167007533978.xml · nonDerivative · entry 4

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,157

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
September 14, 2021 Filed Sep 14, 2021 21:41 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 177 $64.94 $11,494.82
Disclosure

SEC source: 0001540755-21-000047 · wf-form4_163167007533978.xml · nonDerivative · entry 2

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,842

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:41 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000047 · wf-form4_163167007533978.xml · derivative · entry 12

Dhingra Gagan · CIK 0001789939 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.