LAZ

SEC source: 0001311370-17-000014 · edgar.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein.

SEC source: 0001311370-17-000015 · edgar.xml · derivative · entry 2

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,227

Underlying: Class A Common Stock · 17,667 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 5,819 will vest on or around March 1, 2017, 3,249 will vest on or around March 1, 2018, 5,007 will vest on or around March 1, 2019 and 3,592 will vest on or around March 2, 2020.

F6 · derivative.expiration_date: Of these RSUs, 5,819 will vest on or around March 1, 2017, 3,249 will vest on or around March 1, 2018, 5,007 will vest on or around March 1, 2019 and 3,592 will vest on or around March 2, 2020.

F7 · balance_after: Amount excludes 114,199 shares of Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-17-000016 · edgar.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,790

Underlying: Class A Common Stock · 748 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 180 will vest on or around March 1, 2017, 200 will vest on or around March 1, 2018, 239 will vest on or around March 1, 2019 and 129 will vest on or around March 2, 2020.

F3 · derivative.expiration_date: Of these RSUs, 180 will vest on or around March 1, 2017, 200 will vest on or around March 1, 2018, 239 will vest on or around March 1, 2019 and 129 will vest on or around March 2, 2020.

F4 · balance_after: Amount excludes 1,368 shares of Class A Common Stock and 6,172 shares of restricted Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-17-000013 · edgar.xml · derivative · entry 2

Hoffman Scott D · CIK 0001326139 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,215

Underlying: Class A Common Stock · 10,265 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 3,542 will vest on or around March 1, 2017, 1,919 will vest on or around March 1, 2018, 2,805 will vest on or around March 1, 2019 and 1,999 will vest on or around March 2, 2020.

F6 · derivative.expiration_date: Of these RSUs, 3,542 will vest on or around March 1, 2017, 1,919 will vest on or around March 1, 2018, 2,805 will vest on or around March 1, 2019 and 1,999 will vest on or around March 2, 2020.

F7 · balance_after: Amount excludes 30,424 shares of Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-17-000011 · edgar.xml · derivative · entry 2

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,335

Underlying: Class A Common Stock · 19,065 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 6,142 will vest on or around March 1, 2017, 2,999 will vest on or around March 1, 2018, 5,969 will vest on or around March 1, 2019 and 3,955 will vest on or around March 2, 2020.

F6 · derivative.expiration_date: Of these RSUs, 6,142 will vest on or around March 1, 2017, 2,999 will vest on or around March 1, 2018, 5,969 will vest on or around March 1, 2019 and 3,955 will vest on or around March 2, 2020.

F7 · balance_after: Amount excludes 447,916 shares of Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 8

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Underlying: Restricted Class A Common Stock · 6,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · derivative.exercise_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · derivative.expiration_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein.

F5 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 7

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Underlying: Class A Common Stock · 7,962 shares

Expires not disclosed

F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F9 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F10 · derivative.exercise_date: Of these RSUs, 2,382 will vest on or around March 1, 2017, 1,217 will vest on or around March 1, 2018, 2,483 will vest on or around March 1, 2019 and 1,880 will vest on or around March 2, 2020. As discussed in Footnote (2) above, the reporting person was permitted to sell a portion of the shares of Class A Common Stock underlying these RSUs in order to cover the estimated taxes.

F10 · derivative.expiration_date: Of these RSUs, 2,382 will vest on or around March 1, 2017, 1,217 will vest on or around March 1, 2018, 2,483 will vest on or around March 1, 2019 and 1,880 will vest on or around March 2, 2020. As discussed in Footnote (2) above, the reporting person was permitted to sell a portion of the shares of Class A Common Stock underlying these RSUs in order to cover the estimated taxes.

SEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 4

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,434

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs or RSUs, as applicable.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs and RSUs referenced in Footnote (2).

F5 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 3

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein.

SEC source: 0001311370-17-000014 · edgar.xml · derivative · entry 6

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 274,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.

F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001311370-17-000014 · edgar.xml · derivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,109

Underlying: Class A Common Stock · 274,109 shares

Expires not disclosed

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.

F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001311370-17-000014 · edgar.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,174

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs or RSUs, as applicable.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs and RSUs referenced in Footnote (2).

SEC source: 0001311370-17-000014 · edgar.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001311370-17-000015 · edgar.xml · derivative · entry 1

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,106

Underlying: Class A Common Stock · 159,463 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. These grants were previously reflected in Lazard Ltd's proxy statements for the relevant years.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these PRSUs, 108,996 will vest on or around March 1, 2017, 19,311 will vest on or around March 1, 2018 and 31,156 will vest on or around March 1, 2019.

F3 · derivative.expiration_date: Of these PRSUs, 108,996 will vest on or around March 1, 2017, 19,311 will vest on or around March 1, 2018 and 31,156 will vest on or around March 1, 2019.

SEC source: 0001311370-17-000013 · edgar.xml · derivative · entry 1

Hoffman Scott D · CIK 0001326139 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,722

Underlying: Class A Common Stock · 95,204 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. These grants were previously reflected in Lazard Ltd's proxy statements for the relevant years.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these PRSUs, 66,349 will vest on or around March 1, 2017, 11,401 will vest on or around March 1, 2018 and 17,454 will vest on or around March 1, 2019.

F3 · derivative.expiration_date: Of these PRSUs, 66,349 will vest on or around March 1, 2017, 11,401 will vest on or around March 1, 2018 and 17,454 will vest on or around March 1, 2019.

SEC source: 0001311370-17-000011 · edgar.xml · derivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,197

Underlying: Class A Common Stock · 170,020 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. These grants were previously reflected in Lazard Ltd's proxy statements for the relevant years.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these PRSUs, 115,051 will vest on or around March 1, 2017, 17,825 will vest on or around March 1, 2018 and 37,144 will vest on or around March 1, 2019.

F3 · derivative.expiration_date: Of these PRSUs, 115,051 will vest on or around March 1, 2017, 17,825 will vest on or around March 1, 2018 and 37,144 will vest on or around March 1, 2019.

SEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 6

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 91,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.

F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001311370-17-000012 · edgar.xml · derivative · entry 5

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,465

Underlying: Class A Common Stock · 91,465 shares

Expires not disclosed

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2013, 2014 and 2015 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years.

F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 2

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,488

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs or RSUs, as applicable.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs and RSUs referenced in Footnote (2).

SEC source: 0001311370-17-000012 · edgar.xml · nonDerivative · entry 1

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2016 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001311370-17-000010 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,022

Underlying: Class A Common Stock · 721 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001311370-17-000007 · edgar.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Class A Common Stock · 361 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-17-000008 · edgar.xml · derivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,480

Underlying: Class A Common Stock · 953 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A common stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001311370-17-000009 · edgar.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

Underlying: Class A Common Stock · 734 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-17-000006 · edgar.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,320

Underlying: Class A Common Stock · 786 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001311370-17-000005 · edgar.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,042

Underlying: Class A Common Stock · 5,187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock of Lazard Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 1, 2019 and approximately 67% will vest on or around March 2, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 1, 2019 and approximately 67% will vest on or around March 2, 2020.

F3 · balance_after: Amount excludes 1,368 shares of Class A Common Stock and 6,172 shares of restricted Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-17-000004 · edgar.xml · derivative · entry 1

Jarrard Michelle · CIK 0001693850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Class A Common Stock · 1,551 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A common stock on a one-for-one basis following the date the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A common stock on a one-for-one basis following the date the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001311370-16-000110 · edgar.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 3,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F2 · balance_after: Amount excludes 1,349,092 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-16-000110 · edgar.xml · derivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610

Underlying: Class A Common Stock · 3,610 shares

Expires not disclosed

F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: Of these RSUs, 594 will vest on or around March 1, 2017, 935 will vest on or around March 1, 2018, and 2,081 will vest on or around March 1, 2019.

F5 · derivative.expiration_date: Of these RSUs, 594 will vest on or around March 1, 2017, 935 will vest on or around March 1, 2018, and 2,081 will vest on or around March 1, 2019.

SEC source: 0001311370-16-000110 · edgar.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F2 · balance_after: Amount excludes 1,349,092 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-16-000111 · edgar.xml · derivative · entry 1

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,560

Underlying: Class A Common Stock · 2,882 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 789 will vest on or around March 1, 2017, 824 will vest on or around March 1, 2018, and 1,269 will vest on or around March 1, 2019.

F3 · derivative.expiration_date: Of these RSUs, 789 will vest on or around March 1, 2017, 824 will vest on or around March 1, 2018, and 1,269 will vest on or around March 1, 2019.

F4 · balance_after: Amount excludes 114,199 shares of Class A Common Stock and 55,643 PRSUs beneficially owned by the reporting person.

SEC source: 0001311370-16-000112 · edgar.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,855

Underlying: Class A Common Stock · 142 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 46 will vest on or around March 1, 2017, 53 will vest on or around March 1, 2018, and 43 will vest on or around March 1, 2019.

F3 · derivative.expiration_date: Of these RSUs, 46 will vest on or around March 1, 2017, 53 will vest on or around March 1, 2018, and 43 will vest on or around March 1, 2019.

F4 · balance_after: Amount excludes 1,368 shares of Class A Common Stock and 6,172 shares of restricted Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-16-000109 · edgar.xml · derivative · entry 1

Hoffman Scott D · CIK 0001326139 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,950

Underlying: Class A Common Stock · 1,677 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 480 will vest on or around March 1, 2017, 486 will vest on or around March 1, 2018, and 711 will vest on or around March 1, 2019.

F3 · derivative.expiration_date: Of these RSUs, 480 will vest on or around March 1, 2017, 486 will vest on or around March 1, 2018, and 711 will vest on or around March 1, 2019.

F4 · balance_after: Amount excludes 30,424 shares of Class A Common Stock and 33,518 PRSUs beneficially owned by the reporting person.

SEC source: 0001311370-16-000107 · edgar.xml · derivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,270

Underlying: Class A Common Stock · 3,105 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: Of these RSUs, 832 will vest on or around March 1, 2017, 760 will vest on or around March 1, 2018, and 1,513 will vest on or around March 1, 2019.

F4 · derivative.expiration_date: Of these RSUs, 832 will vest on or around March 1, 2017, 760 will vest on or around March 1, 2018, and 1,513 will vest on or around March 1, 2019.

F2 · balance_after: Amount excludes 447,916 shares of Class A Common Stock and 56,177 PRSUs beneficially owned by the reporting person.

SEC source: 0001311370-16-000108 · edgar.xml · derivative · entry 3

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 1,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F2 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-16-000108 · edgar.xml · derivative · entry 2

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Class A Common Stock · 1,151 shares

Expires not disclosed

F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: Of these RSUs, 204 will vest on or around March 1, 2017, 312 will vest on or around March 1, 2018, and 635 will vest on or around March 1, 2019.

F5 · derivative.expiration_date: Of these RSUs, 204 will vest on or around March 1, 2017, 312 will vest on or around March 1, 2018, and 635 will vest on or around March 1, 2019.

SEC source: 0001311370-16-000108 · edgar.xml · nonDerivative · entry 1

Bucaille Matthieu · CIK 0001516196 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock, which remains subject to vesting until the applicable service requirements are satisfied.

F2 · balance_after: Amount excludes 300,311 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001311370-16-000106 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,301

Underlying: Class A Common Stock · 797 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001311370-16-000104 · edgar.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Class A Common Stock · 160 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-16-000105 · edgar.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,917

Underlying: Class A Common Stock · 811 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock beneficially owned by the reporting person.

SEC source: 0001311370-16-000103 · edgar.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,534

Underlying: Class A Common Stock · 868 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0000891836-05-000274 · sc0127-05_ex.xml · derivative · entry 60

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F4 · derivative.exercise_date: May 15, 2008, subject to earlier exercise upon certain events.

F4 · derivative.expiration_date: May 15, 2008, subject to earlier exercise upon certain events.

F3 · derivative.underlying_shares: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F1 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000274 · sc0127-05_ex.xml · derivative · entry 59

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 202,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F4 · derivative.exercise_date: May 15, 2008, subject to earlier exercise upon certain events.

F4 · derivative.expiration_date: May 15, 2008, subject to earlier exercise upon certain events.

F3 · derivative.underlying_shares: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F1 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000283 · sc0144-05_ex.xml · nonDerivative · entry 25

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,994,100

F1 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000283 · sc0144-05_ex.xml · nonDerivative · entry 24

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,767,600

F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs Execution & Clearing, L.P. ("GSEC" ). Without admitting any legal obligation, GSEC will remit appropriate profits, if any, to the Issuer. GSEC is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000283 · sc0144-05_ex.xml · nonDerivative · entry 23

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,767,000

F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs Execution & Clearing, L.P. ("GSEC" ). Without admitting any legal obligation, GSEC will remit appropriate profits, if any, to the Issuer. GSEC is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000283 · sc0144-05_ex.xml · nonDerivative · entry 22

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,765,600

F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs Execution & Clearing, L.P. ("GSEC" ). Without admitting any legal obligation, GSEC will remit appropriate profits, if any, to the Issuer. GSEC is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000274 · sc0127-05_ex.xml · derivative · entry 58

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 203,800

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F4 · derivative.exercise_date: May 15, 2008, subject to earlier exercise upon certain events.

F4 · derivative.expiration_date: May 15, 2008, subject to earlier exercise upon certain events.

F3 · derivative.underlying_shares: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F1 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000274 · sc0127-05_ex.xml · derivative · entry 57

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 178,800

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F4 · derivative.exercise_date: May 15, 2008, subject to earlier exercise upon certain events.

F4 · derivative.expiration_date: May 15, 2008, subject to earlier exercise upon certain events.

F3 · derivative.underlying_shares: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F1 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.

SEC source: 0000891836-05-000274 · sc0127-05_ex.xml · derivative · entry 56

GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner

GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 179,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F4 · derivative.exercise_date: May 15, 2008, subject to earlier exercise upon certain events.

F4 · derivative.expiration_date: May 15, 2008, subject to earlier exercise upon certain events.

F3 · derivative.underlying_shares: Each Unit must be converted into Class A Common Stock of the Issuer on May 15, 2008, at a ratio based on the closing price of Class A Common Stock during the twenty trading days starting April 15, 2008. If the closing price is less than or equal to $25.00. If the closing price is less than or equal to $25.00, each Unit will be exchanged for 1 share; if greater than or equal to $30.00, 0.8333 shares; and if between $25.00 and $30.00, a fraction of one share between 0.8333 and 1.

F1 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Issuer. Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc.