LAZ

SEC source: 0001209191-18-016895 · doc4.xml · nonDerivative · entry 3

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,218

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date.

SEC source: 0001209191-18-016895 · doc4.xml · nonDerivative · entry 2

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-18-016895 · doc4.xml · nonDerivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-18-016897 · doc4.xml · derivative · entry 6

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,493

Underlying: Class A Common Stock · 21,216 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-18-016897 · doc4.xml · derivative · entry 5

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,411

Underlying: Class A Common Stock · 154,486 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-18-016897 · doc4.xml · nonDerivative · entry 1

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

SEC source: 0001209191-18-016899 · doc4.xml · derivative · entry 4

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,023

Underlying: Class A Common Stock · 5,903 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-18-016899 · doc4.xml · nonDerivative · entry 3

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,414

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and restricted Class A Common Stock.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date.

SEC source: 0001209191-18-016899 · doc4.xml · nonDerivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-18-016899 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-18-016888 · doc4.xml · derivative · entry 5

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,886

Underlying: Class A Common Stock · 12,528 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-18-016888 · doc4.xml · derivative · entry 4

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,321

Underlying: Class A Common Stock · 91,206 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-18-016888 · doc4.xml · nonDerivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PSRUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

SEC source: 0001209191-18-016886 · doc4.xml · nonDerivative · entry 2

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

F2 · balance_after: Amount excludes 3,002 RSUs directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-016886 · doc4.xml · nonDerivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

SEC source: 0001209191-18-013575 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,380

Underlying: Class A Common Stock · 237 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-18-013564 · doc4.xml · derivative · entry 8

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,169

Underlying: Restricted Class A Common Stock · 16,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · derivative.exercise_date: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · derivative.expiration_date: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F5 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013564 · doc4.xml · derivative · entry 7

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,583

Underlying: Class A Common Stock · 20,583 shares

Expires not disclosed

F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F9 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F10 · derivative.exercise_date: Of these RSUs, 6,295 will vest on or around March 1, 2018, 5,256 will vest on or around March 1, 2019, 4,863 will vest on or around March 2, 2020 and 4,169 will vest on or around March 1, 2021.

F10 · derivative.expiration_date: Of these RSUs, 6,295 will vest on or around March 1, 2018, 5,256 will vest on or around March 1, 2019, 4,863 will vest on or around March 2, 2020 and 4,169 will vest on or around March 1, 2021.

SEC source: 0001209191-18-013564 · doc4.xml · nonDerivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,695

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the applicable RSUs.

F5 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013564 · doc4.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

SEC source: 0001209191-18-013571 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

Underlying: Class A Common Stock · 42 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013566 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,867

Underlying: Class A Common Stock · 2,682 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") and RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 641 will vest on or around March 1, 2018, 826 will vest on or around March 1, 2019, 517 will vest on or around March 2, 2020 and 698 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 641 will vest on or around March 1, 2018, 826 will vest on or around March 1, 2019, 517 will vest on or around March 2, 2020 and 698 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 51,554 shares of Class A Common Stock and 25,641 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013572 · doc4.xml · derivative · entry 1

Jarrard Michelle · CIK 0001693850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,054

Underlying: Class A Common Stock · 42 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-18-013574 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,924

Underlying: Class A Common Stock · 42 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013567 · doc4.xml · derivative · entry 2

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,709

Underlying: Class A Common Stock · 15,868 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 5,465 will vest on or around March 1, 2018, 4,601 will vest on or around March 1, 2019, 3,300 will vest on or around March 2, 2020 and 2,502 will vest on or around March 1, 2021.

F6 · derivative.expiration_date: Of these RSUs, 5,465 will vest on or around March 1, 2018, 4,601 will vest on or around March 1, 2019, 3,300 will vest on or around March 2, 2020 and 2,502 will vest on or around March 1, 2021.

F7 · balance_after: Amount excludes 101,184 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013569 · doc4.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,926

Underlying: Class A Common Stock · 684 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 185 will vest on or around March 1, 2018, 220 will vest on or around March 1, 2019, 172 will vest on or around March 2, 2020 and 107 will vest on or around March 1, 2021.

F3 · derivative.expiration_date: Of these RSUs, 185 will vest on or around March 1, 2018, 220 will vest on or around March 1, 2019, 172 will vest on or around March 2, 2020 and 107 will vest on or around March 1, 2021.

F4 · balance_after: Amount excludes 4,513 shares of Class A Common Stock and 11,405 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013562 · doc4.xml · derivative · entry 2

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,375

Underlying: Class A Common Stock · 9,040 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 3,227 will vest on or around March 1, 2018, 2,578 will vest on or around March 1, 2019, 1,837 will vest on or around March 2, 2020 and 1,398 will vest on or around March 1, 2021.

F6 · derivative.expiration_date: Of these RSUs, 3,227 will vest on or around March 1, 2018, 2,578 will vest on or around March 1, 2019, 1,837 will vest on or around March 2, 2020 and 1,398 will vest on or around March 1, 2021.

F7 · balance_after: Amount excludes 43,607 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013559 · doc4.xml · derivative · entry 8

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,002

Underlying: Restricted Class A Common Stock · 10,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · derivative.exercise_date: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F4 · derivative.expiration_date: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F5 · balance_after: Amount excludes 523,456 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013559 · doc4.xml · derivative · entry 7

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,422

Underlying: Class A Common Stock · 13,422 shares

Expires not disclosed

F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F9 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F10 · derivative.exercise_date: Of these RSUs, 3,434 will vest on or around March 1, 2018, 3,578 will vest on or around March 1, 2019, 3,408 will vest on or around March 1, 2020 and 3,002 will vest on or around March 1, 2021.

F10 · derivative.expiration_date: Of these RSUs, 3,434 will vest on or around March 1, 2018, 3,578 will vest on or around March 1, 2019, 3,408 will vest on or around March 1, 2020 and 3,002 will vest on or around March 1, 2021.

SEC source: 0001209191-18-013559 · doc4.xml · nonDerivative · entry 4

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,315

F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the applicable RSUs.

F5 · balance_after: Amount excludes 523,456 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-013559 · doc4.xml · nonDerivative · entry 3

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Certain RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

SEC source: 0001209191-18-013573 · doc4.xml · derivative · entry 1

Jay Sylvia · CIK 0001356372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,154

Underlying: Class A Common Stock · 42 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-18-013564 · doc4.xml · derivative · entry 6

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 288,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.

F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001209191-18-013564 · doc4.xml · derivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,526

Underlying: Class A Common Stock · 288,526 shares

Expires not disclosed

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.

F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001209191-18-013564 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,946

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs and RSUs.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the applicable RSUs.

SEC source: 0001209191-18-013564 · doc4.xml · nonDerivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001209191-18-013567 · doc4.xml · derivative · entry 1

Stern Alexander F. · CIK 0001450474 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,897

Underlying: Class A Common Stock · 171,119 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these PRSUs, 115,864 will vest on or around March 1, 2018, 31,155 will vest on or around March 1, 2019, and 24,100 will vest on or around March 2, 2020.

F3 · derivative.expiration_date: Of these PRSUs, 115,864 will vest on or around March 1, 2018, 31,155 will vest on or around March 1, 2019, and 24,100 will vest on or around March 2, 2020.

SEC source: 0001209191-18-013562 · doc4.xml · derivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,527

Underlying: Class A Common Stock · 99,271 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.

F2 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these PRSUs, 68,404 will vest on or around March 1, 2018, 17,454 will vest on or around March 1, 2019, and 13,413 will vest on or around March 2, 2020.

F3 · derivative.expiration_date: Of these PRSUs, 68,404 will vest on or around March 1, 2018, 17,454 will vest on or around March 1, 2019, and 13,413 will vest on or around March 2, 2020.

SEC source: 0001209191-18-013559 · doc4.xml · derivative · entry 6

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 170,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.

F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001209191-18-013559 · doc4.xml · derivative · entry 5

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,633

Underlying: Class A Common Stock · 170,633 shares

Expires not disclosed

F6 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.

F7 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001209191-18-013559 · doc4.xml · nonDerivative · entry 2

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,442

F2 · shares: Represents shares of Class A Common Stock retained by the Company to cover taxes required to be withheld in connection with the settlement of RSUs.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the applicable RSUs.

SEC source: 0001209191-18-013559 · doc4.xml · nonDerivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2017 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and such PRSUs have now become Restricted Stock Units ("RSUs"), which remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. As a result of the reporting person's retirement eligibility, the RSUs are subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion required to be withheld in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants as described above.

SEC source: 0001209191-18-011591 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,143

Underlying: Class A Common Stock · 565 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-18-011584 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,661

Underlying: Class A Common Stock · 565 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-011586 · doc4.xml · derivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,569

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-18-011588 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,882

Underlying: Class A Common Stock · 575 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-011582 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,987

Underlying: Class A Common Stock · 615 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-18-008529 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,185

Underlying: Class A Common Stock · 8,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock of Lazard Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 2, 2020 and approximately 67% will vest on or around March 1, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 2, 2020 and approximately 67% will vest on or around March 1, 2021.

F3 · balance_after: Amount excludes (a) 51,554 shares of Class A Common Stock directly or indirectly beneficially owned outright by the reporting person and (b) 25,641 shares of restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-18-008534 · doc4.xml · derivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,242

Underlying: Class A Common Stock · 4,996 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock of Lazard Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 2, 2020 and approximately 67% will vest on or around March 1, 2021.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in two tranches: approximately 33% will vest on or around March 2, 2020 and approximately 67% will vest on or around March 1, 2021.

F3 · balance_after: Amount excludes (a) 4,513 shares of Class A Common Stock directly or indirectly beneficially owned outright by the reporting person and (b) 11,405 shares of restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-17-062165 · doc4.xml · derivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Class A Common Stock · 3,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein.

F2 · balance_after: Amount excludes 1,499,937 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.