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NYSE · USD

LAZ

Lazard, Inc.

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Tapewire entity
4031
SEC CIK
0001311370
Parsed reports
608

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 27, 2026 00:51 UTC
Orszag Peter RichardDirector · CEO & Chairman
SaleCommon Stock 125,000 $43.52 $5,440,037.50
Disclosure

SEC source: 0001628280-26-059145 · wk-form4_1787791858.xml · nonDerivative · entry 3

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,942

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures.

F5 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on August 25, 2026 in trades with average execution prices ranging from $43.14 to $43.93 inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

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August 24, 2026 Filed Aug 27, 2026 00:51 UTC
Orszag Peter RichardDirector · CEO & Chairman
Exercise / conversionStock Price Profits Interest Participation Rights · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-059145 · wk-form4_1787791858.xml · derivative · entry 4

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents a prior grant of SP-PIPRs awarded in 2023 for which service and other conditions have been satisfied. The grant was previously reflected in the Company's annual report for the relevant year.

F7 · derivative.exercise_price: Each SP-PIPR (the service and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F8 · price: Each SP-PIPR represents an interest in Lazard Group LLC that has satisfied its service and other conditions and may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of the Stock Price Profits Interest Participation Rights ("SP-PIPRs", previously referred to as Stock Price Performance-based Restricted Participation Units) referenced in Footnote (6).

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of the Stock Price Profits Interest Participation Rights ("SP-PIPRs", previously referred to as Stock Price Performance-based Restricted Participation Units) referenced in Footnote (6).

F9 · balance_after: Of these SP-PIPRs, 500,000 are scheduled to vest on or around August 23, 2028, subject to continued service through that date, and 500,000 are scheduled to vest on or around August 23, 2030, subject to the achievement of a stock price milestone and continued service through that date. These SP-PIPRs were previously reported on the Reporting Person's Form 4 filed on February 26, 2024 as Stock Price Performance-based Restricted Participation Units, which reflected the prior grant of such awards in 2023.

Read SEC document
August 24, 2026 Filed Aug 27, 2026 00:51 UTC
Orszag Peter RichardDirector · CEO & Chairman
Disposition to issuerCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-059145 · wk-form4_1787791858.xml · nonDerivative · entry 2

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,942

F2 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of SP-PIPRs referenced in Footnote (6).

F3 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the SP-PIPRs referenced in Footnote (6).

Read SEC document
August 24, 2026 Filed Aug 27, 2026 00:51 UTC
Orszag Peter RichardDirector · CEO & Chairman
Exercise / conversionCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-059145 · wk-form4_1787791858.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 460,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of the Stock Price Profits Interest Participation Rights ("SP-PIPRs", previously referred to as Stock Price Performance-based Restricted Participation Units) referenced in Footnote (6).

Read SEC document
August 17, 2026 Filed Aug 19, 2026 21:45 UTC GrantDeferred Stock Units · Derivative 103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-058033 · wk-form4_1787175945.xml · derivative · entry 1

Howe Stephen R. Jr. · CIK 0001760676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,843

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 22:59 UTC
Hogbin ChristopherCEO Asset Management
GrantRestricted Stock Units · Derivative 2,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057801 · wk-form4_1787093948.xml · derivative · entry 1

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,659

Underlying: Common Stock · 2,954 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029.

F3 · derivative.expiration_date: Of these RSUs, 985 will vest on or around March 18, 2027; 985 will vest on or around March 20, 2028; and 984 will vest on or around March 22, 2029.

F4 · balance_after: Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 22:59 UTC
Soto AlexandraChief Operating Officer
GrantRestricted Stock Units · Derivative 3,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057800 · wk-form4_1787093940.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,034

Underlying: Common Stock · 3,413 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 1,087 will vest on or around March 1, 2027, 1,174 will vest on or around March 1, 2028, and 1,152 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 1,087 will vest on or around March 1, 2027, 1,174 will vest on or around March 1, 2028, and 1,152 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 148,185 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 22:59 UTC
Gathy MichaelChief Accounting Officer
GrantRestricted Stock Units · Derivative 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-057802 · wk-form4_1787093956.xml · derivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,037

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 67 will vest on or around March 1, 2027, 58 will vest on or around March 1, 2028, and 20 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 67 will vest on or around March 1, 2027, 58 will vest on or around March 1, 2028, and 20 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 1,438 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 22:58 UTC
Farr TracyChief Financial Officer
GrantRestricted Stock Units · Derivative 426 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001628280-26-057799 · wk-form4_1787093932.xml · derivative · entry 1

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,395

Underlying: Common Stock · 426 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 233 will vest on or around March 1, 2027, 146 will vest on or around March 1, 2028, and 47 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 233 will vest on or around March 1, 2027, 146 will vest on or around March 1, 2028, and 47 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 21:49 UTC GrantDeferred Stock Units · Derivative 3,982 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-049871 · wk-form4_1785188956.xml · derivative · entry 1

Elsesser Kathy · CIK 0002052289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,982

Underlying: Common Stock · 3,982 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 16:38 UTC GrantDeferred Stock Units · Derivative 3,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040425 · wk-form4_1780519134.xml · derivative · entry 1

Harrison Peter · CIK 0002059823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,669

Underlying: Common Stock · 3,777 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 16:38 UTC GrantDeferred Stock Units · Derivative 4,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040423 · wk-form4_1780519121.xml · derivative · entry 1

Jarrard Michelle · CIK 0001693850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,389

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:39 UTC GrantDeferred Stock Units · Derivative 4,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040428 · wk-form4_1780519152.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,774

Underlying: Common Stock · 4,068 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:38 UTC GrantDeferred Stock Units · Derivative 4,358 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040417 · wk-form4_1780519082.xml · derivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,037

Underlying: Common Stock · 4,358 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:39 UTC GrantDeferred Stock Units · Derivative 3,777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040431 · wk-form4_1780519177.xml · derivative · entry 1

Achleitner Ann-Kristin · CIK 0001757273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,036

Underlying: Common Stock · 3,777 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:38 UTC GrantDeferred Stock Units · Derivative 4,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040420 · wk-form4_1780519103.xml · derivative · entry 1

Knobloch Iris · CIK 0001605471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,160

Underlying: Common Stock · 4,010 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:37 UTC GrantDeferred Stock Units · Derivative 3,777 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040410 · wk-form4_1780519055.xml · derivative · entry 1

Shevelenko Dmitry · CIK 0002085483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,903

Underlying: Common Stock · 3,777 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:36 UTC GrantDeferred Stock Units · Derivative 4,242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-040403 · wk-form4_1780519016.xml · derivative · entry 1

Howe Stephen R. Jr. · CIK 0001760676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,740

Underlying: Common Stock · 4,242 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:35 UTC
Hogbin ChristopherCEO Asset Management
GrantRestricted Stock Units · Derivative 2,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-038142 · wk-form4_1779827740.xml · derivative · entry 1

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,705

Underlying: Common Stock · 2,716 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 906 will vest on or around March 18, 2027; 906 will vest on or around March 20, 2028; and 904 will vest on or around March 22, 2029.

F3 · derivative.expiration_date: Of these RSUs, 906 will vest on or around March 18, 2027; 906 will vest on or around March 20, 2028; and 904 will vest on or around March 22, 2029.

F4 · balance_after: Amount excludes 11,829 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:35 UTC
Soto AlexandraChief Operating Officer
GrantRestricted Stock Units · Derivative 3,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-038141 · wk-form4_1779827734.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,621

Underlying: Common Stock · 3,138 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 1,000 will vest on or around March 1, 2027; 1,079 will vest on or around March 1, 2028; and 1,059 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 1,000 will vest on or around March 1, 2027; 1,079 will vest on or around March 1, 2028; and 1,059 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 148,185 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:35 UTC
Farr TracyChief Financial Officer
GrantRestricted Stock Units · Derivative 393 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001628280-26-038145 · wk-form4_1779827752.xml · derivative · entry 1

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,969

Underlying: Common Stock · 393 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 214 will vest on or around March 1, 2027; 135 will vest on or around March 1, 2028; and 44 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 214 will vest on or around March 1, 2027; 135 will vest on or around March 1, 2028; and 44 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:35 UTC
Gathy MichaelChief Accounting Officer
GrantRestricted Stock Units · Derivative 134 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-038143 · wk-form4_1779827746.xml · derivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,892

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 62 will vest on or around March 1, 2027; 53 will vest on or around March 1, 2028; and 19 will vest on or around March 1, 2029.

F3 · derivative.expiration_date: Of these RSUs, 62 will vest on or around March 1, 2027; 53 will vest on or around March 1, 2028; and 19 will vest on or around March 1, 2029.

F4 · balance_after: Amount excludes 1,438 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:56 UTC GrantDeferred Stock Units · Derivative 857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036545 · wk-form4_1779224177.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,706

Underlying: Common Stock · 857 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:54 UTC GrantDeferred Stock Units · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036540 · wk-form4_1779224069.xml · derivative · entry 1

Howe Stephen R. Jr. · CIK 0001760676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,498

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.exercise_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

F2 · derivative.expiration_date: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Read SEC document
March 19, 2026 Filed Mar 19, 2026 23:37 UTC
Hogbin ChristopherCEO Asset Management
SaleCommon Stock 3,944 $39.37 $155,275.28
Disclosure

SEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 4

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,829

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures.

Read SEC document
March 18, 2026 Filed Mar 19, 2026 23:37 UTC
Hogbin ChristopherCEO Asset Management
SaleCommon Stock 7,885 $40.37 $318,317.45
Disclosure

SEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 3

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,773

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 21:58 UTC
Soto AlexandraChief Operating Officer
GrantRestricted Stock Units · Derivative 101,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019553 · wk-form4_1773871107.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,483

Underlying: Common Stock · 101,739 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: These RSUs will vest on or around March 1, 2029.

F2 · derivative.expiration_date: These RSUs will vest on or around March 1, 2029.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 21:58 UTC
Orszag Peter RichardDirector · CEO & Chairman
SaleCommon Stock 2,000 $41.66 $83,318.60
Disclosure

SEC source: 0001628280-26-019554 · wk-form4_1773871112.xml · nonDerivative · entry 4

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,942

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures.

F6 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on March 17, 2026 in trades with average execution prices ranging from $41.45 to $42.00 inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 21:58 UTC
Orszag Peter RichardDirector · CEO & Chairman
SaleCommon Stock 67,170 $40.73 $2,735,955.01
Disclosure

SEC source: 0001628280-26-019554 · wk-form4_1773871112.xml · nonDerivative · entry 3

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,942

F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2025. Sales of shares pursuant to the plan are intended to cover estimated taxes and other personal expenditures.

F5 · price: The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions that were executed on March 17, 2026 in trades with average execution prices ranging from $40.45 to $41.44 inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the price ranges set forth in this report.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 21:58 UTC
Farr TracyChief Financial Officer
GrantRestricted Stock Units · Derivative 12,982 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001628280-26-019555 · wk-form4_1773871119.xml · derivative · entry 1

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,576

Underlying: Common Stock · 12,982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: Of these RSUs, 4,327 will vest on or around March 1, 2027, 4,327 will vest on or around March 1, 2028, and 4,328 will vest on or around March 1, 2029.

F2 · derivative.expiration_date: Of these RSUs, 4,327 will vest on or around March 1, 2027, 4,327 will vest on or around March 1, 2028, and 4,328 will vest on or around March 1, 2029.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 21:58 UTC
Gathy MichaelChief Accounting Officer
GrantRestricted Stock Units · Derivative 5,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019552 · wk-form4_1773871101.xml · derivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,758

Underlying: Common Stock · 5,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: Of these RSUs, 1,854 will vest on or around March 1, 2027, 1,855 will vest on or around March 1, 2028, and 1,855 will vest on or around March 1, 2029.

F2 · derivative.expiration_date: Of these RSUs, 1,854 will vest on or around March 1, 2027, 1,855 will vest on or around March 1, 2028, and 1,855 will vest on or around March 1, 2029.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 23:37 UTC
Hogbin ChristopherCEO Asset Management
Exercise / conversionRestricted Stock Units · Derivative 48,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · derivative · entry 5

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,989

Underlying: Common Stock · 48,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: RSUs vested on March 17, 2026.

F6 · derivative.expiration_date: RSUs vested on March 17, 2026.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 23:37 UTC
Hogbin ChristopherCEO Asset Management
Tax withholdingCommon Stock 24,674 $40.06 $988,440.44
Disclosure

SEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 2

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,658

F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).

Read SEC document
March 17, 2026 Filed Mar 19, 2026 23:37 UTC
Hogbin ChristopherCEO Asset Management
Exercise / conversionCommon Stock 48,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019947 · wk-form4_1773963452.xml · nonDerivative · entry 1

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs").

Read SEC document
March 16, 2026 Filed Mar 18, 2026 21:58 UTC
Orszag Peter RichardDirector · CEO & Chairman
Exercise / conversionRestricted Participation Units · Derivative 138,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019554 · wk-form4_1773871112.xml · derivative · entry 5

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,206

Underlying: Common Stock · 138,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents a prior grant of RPUs awarded with respect to compensation for 2022 for which service and other conditions have been satisfied.

F8 · derivative.exercise_price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F8 · price: Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Common Stock.

F1 · derivative.exercise_date: Shares of Common Stock were acquired upon the exchange of the Restricted Participation Units ("RPUs") referenced in Footnote (7).

F1 · derivative.expiration_date: Shares of Common Stock were acquired upon the exchange of the Restricted Participation Units ("RPUs") referenced in Footnote (7).

Read SEC document
March 16, 2026 Filed Mar 18, 2026 21:58 UTC
Orszag Peter RichardDirector · CEO & Chairman
Disposition to issuerCommon Stock 41,502 $40.82 $1,694,111.64
Disclosure

SEC source: 0001628280-26-019554 · wk-form4_1773871112.xml · nonDerivative · entry 2

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,112

F2 · shares: Represents shares of Common Stock sold to the Company to cover estimated taxes arising from the exchange of RPUs referenced in Footnote (7).

F3 · price: Represents the average of the high and low price of Common Stock on the New York Stock Exchange on the date of the exchange of the RPUs referenced in Footnote (7).

Read SEC document
March 16, 2026 Filed Mar 18, 2026 21:58 UTC
Orszag Peter RichardDirector · CEO & Chairman
Exercise / conversionCommon Stock 138,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-019554 · wk-form4_1773871112.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 321,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the exchange of the Restricted Participation Units ("RPUs") referenced in Footnote (7).

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Soto AlexandraChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 64,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014811 · wk-form4_1772665261.xml · derivative · entry 3

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,744

Underlying: Common Stock · 64,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: RSUs vested on March 2, 2026.

F6 · derivative.expiration_date: RSUs vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Soto AlexandraChief Operating Officer
Tax withholdingCommon Stock 30,430 $50.60 $1,539,758.00
Disclosure

SEC source: 0001628280-26-014811 · wk-form4_1772665261.xml · nonDerivative · entry 2

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,185

F3 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F4 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).

F2 · balance_after: Amount includes 113,872 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Soto AlexandraChief Operating Officer
Exercise / conversionCommon Stock 64,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014811 · wk-form4_1772665261.xml · nonDerivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

F2 · balance_after: Amount includes 113,872 shares of Common Stock previously directly or indirectly beneficially owned by the reporting person.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Farr TracyChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,903 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001628280-26-014814 · wk-form4_1772665278.xml · derivative · entry 3

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,594

Underlying: Common Stock · 5,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: RSUs vested on March 2, 2026.

F5 · derivative.expiration_date: RSUs vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Farr TracyChief Financial Officer
Tax withholdingCommon Stock 3,014 $50.60 $152,508.40
Disclosure

SEC source: 0001628280-26-014814 · wk-form4_1772665278.xml · nonDerivative · entry 2

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,889

F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Farr TracyChief Financial Officer
Exercise / conversionCommon Stock 5,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014814 · wk-form4_1772665278.xml · nonDerivative · entry 1

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Gathy MichaelChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014812 · wk-form4_1772665270.xml · derivative · entry 3

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,194

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: RSUs vested on March 2, 2026.

F5 · derivative.expiration_date: RSUs vested on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Gathy MichaelChief Accounting Officer
Tax withholdingCommon Stock 813 $50.60 $41,137.80
Disclosure

SEC source: 0001628280-26-014812 · wk-form4_1772665270.xml · nonDerivative · entry 2

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,438

F2 · shares: Represents shares of Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Common Stock on the trading day immediately preceding the vesting date of RSUs referenced in Footnote (1).

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:01 UTC
Gathy MichaelChief Accounting Officer
Exercise / conversionCommon Stock 2,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-014812 · wk-form4_1772665270.xml · nonDerivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 22:15 UTC
Hogbin ChristopherCEO Asset Management
GrantRestricted Stock Units · Derivative 2,984 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010737 · wk-form4_1771884954.xml · derivative · entry 1

Hogbin Christopher · CIK 0002006999 · CEO Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,321

Underlying: Common Stock · 2,984 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 467 will vest on or around March 16, 2026, 840 will vest on or around March 18, 2027, 840 will vest on or around March 20, 2028, and 837 will vest on or around March 22, 2029.

F3 · derivative.expiration_date: Of these RSUs, 467 will vest on or around March 16, 2026, 840 will vest on or around March 18, 2027, 840 will vest on or around March 20, 2028, and 837 will vest on or around March 22, 2029.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 22:16 UTC
Soto AlexandraChief Operating Officer
GrantRestricted Stock Units · Derivative 2,553 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010739 · wk-form4_1771884966.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,487

Underlying: Common Stock · 2,553 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 625 will vest on or around March 2, 2026, 927 will vest on or around March 1, 2027, and 1,001 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 625 will vest on or around March 2, 2026, 927 will vest on or around March 1, 2027, and 1,001 will vest on or around March 1, 2028.

F4 · balance_after: Amount excludes 113,872 shares of Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 22:16 UTC
Gathy MichaelChief Accounting Officer
GrantRestricted Stock Unit · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010738 · wk-form4_1771884960.xml · derivative · entry 1

Gathy Michael · CIK 0001995399 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,445

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 23 will vest on or around March 2, 2026, 38 will vest on or around March 1, 2027 and 31 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 23 will vest on or around March 2, 2026, 38 will vest on or around March 1, 2027 and 31 will vest on or around March 1, 2028.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 22:15 UTC
Farr TracyChief Financial Officer
GrantRestricted Stock Units · Derivative 295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-26-010736 · wk-form4_1771884948.xml · derivative · entry 1

Farr Tracy · CIK 0002106739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,497

Underlying: Common Stock · 295 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 58 will vest on or around March 2, 2026, 155 will vest on or around March 1, 2027, and 82 will vest on or around March 1, 2028.

F3 · derivative.expiration_date: Of these RSUs, 58 will vest on or around March 2, 2026, 155 will vest on or around March 1, 2027, and 82 will vest on or around March 1, 2028.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.