Tapewire

Nasdaq · USD

LASR

NLIGHT, INC.

Export transactions ↓
Tapewire entity
4397
SEC CIK
0001124796
Parsed reports
416

Last 12 months

Inside the activity.

0 purchase rows · 95 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202604
Feb 202600
Mar 2026019
Apr 202600
May 2026035
Jun 2026010
Jul 202600
Aug 202608
Sep 202609
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 5, 2023 21:30 UTC GrantCommon Stock 3,056 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000008 · wf-form4_167295421092906.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,592

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:26 UTC GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000004 · wf-form4_167295397497536.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,536

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:28 UTC GrantCommon Stock 3,581 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000006 · wf-form4_167295410080594.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,661

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:25 UTC GrantCommon Stock 2,960 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000002 · wf-form4_167295389042544.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,243

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:17 UTC
Nias JamesChief Accounting Officer
SaleCommon Stock 975 $10.54 $10,276.50
Disclosure

SEC source: 0001124796-22-000147 · wf-form4_166906898887500.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,303

F1 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:38 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 386 $9.43 $3,638.82
Disclosure

SEC source: 0001124796-22-000145 · wf-form4_166872109502787.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,278

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2022 through November 15, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:36 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 324 $9.43 $3,054.35
Disclosure

SEC source: 0001124796-22-000143 · wf-form4_166872098869003.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,343

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2022 through November 15, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2022.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:33 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 324 $9.43 $3,054.35
Disclosure

SEC source: 0001124796-22-000141 · wf-form4_166872078245874.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,950

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2022 through November 15, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2022.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:04 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 5,074 $11.68 $59,264.32
Disclosure

SEC source: 0001124796-22-000130 · wf-form4_166249464293940.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,626

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 23:25 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 1,758 $12.98 $22,818.84
Disclosure

SEC source: 0001124796-22-000128 · wf-form4_166086511619353.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,700

F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 23:23 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 550 $12.98 $7,139.00
Disclosure

SEC source: 0001124796-22-000126 · wf-form4_166086498049832.xml · nonDerivative · entry 2

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,892

F3 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 23:20 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 10,224 $12.98 $132,707.52
Disclosure

SEC source: 0001124796-22-000124 · wf-form4_166086481095944.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,019

F3 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSAs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 23:23 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 1,457 $14.11 $20,558.27
Disclosure

SEC source: 0001124796-22-000126 · wf-form4_166086498049832.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,442

F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 23:20 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 20,754 $14.11 $292,838.94
Disclosure

SEC source: 0001124796-22-000124 · wf-form4_166086481095944.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,243

F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSAs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:25 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 14,432 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000122 · wf-form4_165973108658784.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,458

F1 · shares: Vesting of performance restricted stock awards (PRSAs), which were granted in 2020 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 3, 2022. The PRSAs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2022 and will vest as to the remaining 50% on August 17, 2023, subject to the reporting person's continued service with the Company through such date.

F2 · balance_after: Includes unvested restricted stock units

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:20 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 51,960 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000120 · wf-form4_165973081052765.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,997

F1 · shares: Vesting of performance restricted stock awards (PRSAs), which were granted in 2020 with vesting partially subject to achievement of performance conditions that were certified as having been met on August3, 2022. The PRSAs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2022 and will vest as to the remaining 50% on August 17, 2023, subject to the reporting person's continued service with the Company through such date.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:18 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 3,319 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000118 · wf-form4_165973068682208.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,899

F1 · shares: Vesting of performance restricted stock awards (PRSAs), which were granted in 2020 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 3, 2022. The PRSAs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2022 and will vest as to the remaining 50% on August 17, 2023, subject to the reporting person's continued service with the Company through such date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units

Read SEC document
July 04, 2022 Filed Jul 6, 2022 22:32 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000104 · wf-form4_165714674703541.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,580

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third of the shares subject to the award vest on June 1, 2023, and one-twelfth of the shares subject to the award vest in quarterly installments thereafter, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
July 04, 2022 Filed Jul 6, 2022 22:31 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000102 · wf-form4_165714665439011.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,026

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third of the shares subject to the award vest on June 1, 2023, and one-twelfth of the shares subject to the award vest in quarterly installments thereafter, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
July 04, 2022 Filed Jul 6, 2022 22:29 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 116,666 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000100 · wf-form4_165714656960457.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,037

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third of the shares subject to the award vest on June 1, 2023, and one-twelfth of the shares subject to the award vest in quarterly installments thereafter, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:07 UTC GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000092 · wf-form4_165515444491343.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,385

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:09 UTC GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000093 · wf-form4_165515454272915.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,080

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:05 UTC GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000090 · wf-form4_165515431266112.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,909

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:06 UTC GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000091 · wf-form4_165515439136040.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,536

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:04 UTC GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000089 · wf-form4_165515425164183.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,115

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:02 UTC
Locke GaryDirector
GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000088 · wf-form4_165515410391404.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,279

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:00 UTC GrantCommon Stock 5,899 $13.56 $79,990.44
Disclosure

SEC source: 0001124796-22-000087 · wf-form4_165515403276492.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,283

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:25 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 26,150 $12.59 $329,228.50
Disclosure

SEC source: 0001124796-22-000075 · wf-form4_165429868511128.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,371

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:28 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 1,641 $12.59 $20,660.19
Disclosure

SEC source: 0001124796-22-000079 · wf-form4_165429887955577.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,526

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:26 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 2,182 $12.59 $27,471.38
Disclosure

SEC source: 0001124796-22-000077 · wf-form4_165429877431187.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,580

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
May 17, 2022 Filed May 19, 2022 20:33 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 1,000 $11.69 $11,690.00
Disclosure

SEC source: 0001124796-22-000070 · wf-form4_165299238325931.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,521

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $11.33 to $11.86 per share. The weighted average price per share was $11.69. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:50 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 975 $10.15 $9,895.28
Disclosure

SEC source: 0001124796-22-000066 · wf-form4_165282420075689.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,762

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2021 through May 15, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on May 13, 2022.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:54 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 1,000 $10.15 $10,149.00
Disclosure

SEC source: 0001124796-22-000068 · wf-form4_165282441670036.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,521

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2021 through May 15, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on May 13, 2022.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:52 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 1,000 $10.15 $10,149.00
Disclosure

SEC source: 0001124796-22-000067 · wf-form4_165282432474617.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,167

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2021 through May 15, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on May 13, 2022.

Read SEC document
May 11, 2022 Filed May 13, 2022 21:05 UTC OtherStock Option (Right to Buy) · Derivative 2,250 $1.10 Strike: $1.10 $2,475.00
Disclosure

SEC source: 0001124796-22-000062 · wf-form4_165247579919815.xml · derivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,250 shares

Expires 2026-09-13

F1 · derivative.exercise_date: This option became fully vested and exercisable on September 13, 2021.

Read SEC document
May 11, 2022 Filed May 13, 2022 21:05 UTC OtherCommon Stock 2,250 $1.10 $2,475.00
Disclosure

SEC source: 0001124796-22-000062 · wf-form4_165247579919815.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,010

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:09 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 266,404 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-22-000047 · wf-form4_164677376449289.xml · derivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 266,404 shares

Expires 2025-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on June 9, 2020.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:09 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 266,404 $0.75 $199,803.00
Disclosure

SEC source: 0001124796-22-000047 · wf-form4_164677376449289.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:34 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000045 · wf-form4_164635762646125.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,787

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-fourth of the shares subject to the award vest on March 1, 2023, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:30 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000043 · wf-form4_164635743459834.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,167

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-fourth of the shares subject to the award vest on March 1, 2023, and one-fourth of the shares subject to the award vest in yearly installments thereafter, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 22:06 UTC GrantCommon Stock 6,000 $14.90 $89,400.00
Disclosure

SEC source: 0001124796-22-000023 · wf-form4_164574036230948.xml · nonDerivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,760

F1 · price: The reported transaction involves transactions from $14.89 to $14.95 per share. The weighted average price per share was $14.90. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares acquired at each separate price.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:06 UTC OtherStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001124796-22-000023 · wf-form4_164574036230948.xml · derivative · entry 3

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 5,000 shares

Expires 2026-09-13

F2 · derivative.exercise_date: This option became fully vested and exercisable on September 13, 2021.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:06 UTC OtherCommon Stock 5,000 $1.10 $5,500.00
Disclosure

SEC source: 0001124796-22-000023 · wf-form4_164574036230948.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,760

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-22-000021 · wf-form4_164513362146188.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,691

Underlying: Common Stock · 10,000 shares

Expires 2028-02-17

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 10,000 $19.49 $194,900.00
Disclosure

SEC source: 0001124796-22-000021 · wf-form4_164513362146188.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,824

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $19.16 to $19.75 per share. The weighted average price per share was $19.49. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:34 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 10,000 $9.70 $97,000.00
Disclosure

SEC source: 0001124796-22-000021 · wf-form4_164513362146188.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,824

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 18, 2022 Filed Mar 2, 2022 19:30 UTC
Bareket RanChief Financial Officer
Disposition to issuerCommon Stock 70,001 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000033 · wf-form4_164624941454454.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,382

F2 · shares: Represents forfeiture of restricted stock awards pursuant to the terms of the Transition Agreement.

Read SEC document
January 18, 2022 Filed Mar 2, 2022 19:30 UTC
Bareket RanChief Financial Officer
Disposition to issuerCommon Stock 23,441 $0.00 $0.00
Disclosure

SEC source: 0001124796-22-000033 · wf-form4_164624941454454.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,383

F1 · shares: Represents forfeiture of performance-based restricted stock awards pursuant to the terms of the Transition Agreement and Release, dated as of January 18, 2022, by and between the reporting person and the issuer (the "Transition Agreement").

Read SEC document
January 11, 2022 Filed Jan 13, 2022 20:37 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-22-000014 · wf-form4_164210623800904.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,691

Underlying: Common Stock · 10,000 shares

Expires 2028-02-17

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting commencement date.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 20:37 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 10,000 $23.72 $237,200.00
Disclosure

SEC source: 0001124796-22-000014 · wf-form4_164210623800904.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,824

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $22.98 to $24.27 per share. The weighted average price per share was $23.72. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.