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Nasdaq · USD

LASR

NLIGHT, INC.

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Tapewire entity
4397
SEC CIK
0001124796
Parsed reports
416

Last 12 months

Inside the activity.

0 purchase rows · 95 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202604
Feb 202600
Mar 2026019
Apr 202600
May 2026035
Jun 2026010
Jul 202600
Aug 202608
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 5, 2024 01:33 UTC GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001124796-24-000011 · wk-form4_1704418428.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,485

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:30 UTC GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001124796-24-000007 · wk-form4_1704418242.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,392

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:29 UTC GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001124796-24-000005 · wk-form4_1704418149.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,450

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:26 UTC GrantCommon Stock 2,348 $0.00 $0.00
Disclosure

SEC source: 0001124796-24-000003 · wk-form4_1704418001.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,040

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:16 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 84,516 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-23-000120 · wk-form4_1703020560.xml · derivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,516 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant became fully vested and exercisable on February 26, 2016

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:16 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 84,516 $14.05 $1,187,449.80
Disclosure

SEC source: 0001124796-23-000120 · wk-form4_1703020560.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255,514

F2 · price: The reported transaction involves sale transactions from $13.85 to $14.40 per share. The weighted average price per share was $14.05. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:16 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 84,516 $0.75 $63,387.00
Disclosure

SEC source: 0001124796-23-000120 · wk-form4_1703020560.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,340,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:04 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 239 $13.43 $3,209.77
Disclosure

SEC source: 0001124796-23-000118 · wk-form4_1701810264.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,420

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:04 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 3,827 $13.43 $51,396.61
Disclosure

SEC source: 0001124796-23-000117 · wk-form4_1701810249.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255,514

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:04 UTC
Corso Joseph JohnChief Financial Officer
SaleCommon Stock 26,242 $13.24 $347,444.08
Disclosure

SEC source: 0001124796-23-000116 · wk-form4_1701810228.xml · nonDerivative · entry 2

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,834

F3 · shares: The reported transaction involves sale transactions from $12.95 to $13.46 per share. The weighted average price per share was $13.24. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:04 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 884 $13.43 $11,872.12
Disclosure

SEC source: 0001124796-23-000116 · wk-form4_1701810228.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,076

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 21:11 UTC
Nias JamesChief Accounting Officer
SaleCommon Stock 1,000 $11.39 $11,385.00
Disclosure

SEC source: 0001124796-23-000112 · wk-form4_1701119469.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,659

F1 · balance_after: Includes common stock owned and unvested restricted stock units

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:14 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 1,000 $9.67 $9,673.00
Disclosure

SEC source: 0001124796-23-000110 · wk-form4_1700255650.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259,341

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2023 through November 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:13 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 1,000 $9.67 $9,673.00
Disclosure

SEC source: 0001124796-23-000108 · wk-form4_1700255571.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,960

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2023 through November 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:11 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 1,000 $9.67 $9,673.00
Disclosure

SEC source: 0001124796-23-000106 · wk-form4_1700255496.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,659

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2023 through November 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:07 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 3,826 $11.46 $43,845.96
Disclosure

SEC source: 0001124796-23-000091 · wk-form4_1694030812.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,258,341

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:10 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 5,937 $11.46 $68,038.02
Disclosure

SEC source: 0001124796-23-000095 · wk-form4_1694031017.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,960

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:08 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 238 $11.46 $2,727.48
Disclosure

SEC source: 0001124796-23-000093 · wk-form4_1694030883.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,659

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:09 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 814 $11.03 $8,978.42
Disclosure

SEC source: 0001124796-23-000089 · wk-form4_1692648543.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,897

F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:07 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 16,101 $11.03 $177,594.03
Disclosure

SEC source: 0001124796-23-000087 · wk-form4_1692648463.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,262,167

F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSAs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:06 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 2,667 $11.03 $29,417.01
Disclosure

SEC source: 0001124796-23-000085 · wk-form4_1692648385.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,897

F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 20:32 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 29,867 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000083 · wk-form4_1691613142.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,278,268

F1 · shares: Vesting of performance-based restricted stock awards (PRSAs), which were granted in 2021 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 8, 2023. The PRSAs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2023 and will vest as to the remaining 50% on August 17, 2024, subject to the reporting person's continued service with us through such date.

F2 · balance_after: Includes common stock owned and unvested restricted stock.

Read SEC document
August 04, 2023 Filed Aug 9, 2023 01:59 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 7,467 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000081 · wk-form4_1691546343.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,564

F1 · shares: Vesting of performance-based restricted stock units (PRSUs), which were granted in 2021 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 4, 2023. The PRSUs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2023 and will vest as to the remaining 50% on August 17, 2024, subject to the reporting person's continued service with us through such date.

F2 · balance_after: Includes unvested restricted stock units

Read SEC document
August 04, 2023 Filed Aug 9, 2023 01:57 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 1,587 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000079 · wk-form4_1691546227.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,711

F1 · shares: Vesting of performance-based restricted stock units (PRSUs), which were granted in 2021 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 4, 2023. The PRSUs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2023 and will vest as to the remaining 50% on August 17, 2024, subject to the reporting person's continued service with us through such date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:08 UTC
Nias JamesChief Accounting Officer
SaleCommon Stock 1,000 $14.76 $14,760.00
Disclosure

SEC source: 0001124796-23-000072 · wk-form4_1686946072.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,124

F1 · price: The reported transaction involves sale transactions from $14.761 to $14.77 per share. The weighted average price per share was $14.765. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes common stock owned and unvested restricted stock units

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:49 UTC GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000068 · wk-form4_1686613764.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,985

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:47 UTC GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000066 · wk-form4_1686613670.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,692

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:46 UTC GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000064 · wk-form4_1686613586.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,110

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:45 UTC
Locke GaryDirector
GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000062 · wk-form4_1686613508.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,784

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:44 UTC GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000060 · wk-form4_1686613433.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,097

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:42 UTC GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000058 · wk-form4_1686613329.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,041

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:39 UTC GrantCommon Stock 5,449 $14.68 $79,991.32
Disclosure

SEC source: 0001124796-23-000056 · wk-form4_1686613191.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,358

F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:39 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 5,111 $14.03 $71,707.33
Disclosure

SEC source: 0001628280-23-020890 · wk-form4_1685997583.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,097

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock. Also includes 1,000 shares that were acquired on May 15, 2023, under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:39 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 3,032 $14.03 $42,538.96
Disclosure

SEC source: 0001628280-23-020889 · wk-form4_1685997518.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,124

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock. Also includes 1,000 shares that were acquired on May 15, 2023, under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:37 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 38,694 $14.03 $542,876.82
Disclosure

SEC source: 0001628280-23-020886 · wk-form4_1685997442.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,248,401

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards and restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock. Also includes 1,000 shares that were acquired on May 15, 2023, under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 12, 2023 Filed May 16, 2023 19:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001124796-23-000054 · wk-form4_1684266555.xml · derivative · entry 2

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on September 13, 2021.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:49 UTC Exercise / conversionCommon Stock 2,000 $1.10 $2,200.00
Disclosure

SEC source: 0001124796-23-000054 · wk-form4_1684266555.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock.

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May 04, 2023 Filed May 8, 2023 20:07 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,500 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001124796-23-000053 · wf-form4_168357642112288.xml · derivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,706

Underlying: Common Stock · 16,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant became fully vested and exercisable on June 1, 2022

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May 04, 2023 Filed May 8, 2023 20:07 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 16,500 $1.45 $23,925.00
Disclosure

SEC source: 0001124796-23-000053 · wf-form4_168357642112288.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock.

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April 27, 2023 Filed May 1, 2023 20:06 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · derivative · entry 4

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,206

Underlying: Common Stock · 20,000 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant became fully vested and exercisable on June 1, 2022

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April 27, 2023 Filed May 1, 2023 20:06 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 18,252 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · derivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,252 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant became fully vested and exercisable on July 1, 2021

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April 27, 2023 Filed May 1, 2023 20:06 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $1.45 $29,000.00
Disclosure

SEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock.

Read SEC document
April 27, 2023 Filed May 1, 2023 20:06 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 18,252 $1.10 $20,077.20
Disclosure

SEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,249,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes common stock owned and unvested restricted stock.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 23:03 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000030 · wf-form4_168194541041011.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,231,343

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2024 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock.

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April 17, 2023 Filed Apr 19, 2023 23:01 UTC
Nias JamesChief Accounting Officer
GrantCommon Stock 9,334 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000028 · wf-form4_168194525385862.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,156

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2024 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

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April 17, 2023 Filed Apr 19, 2023 22:58 UTC
Corso Joseph JohnChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000026 · wf-form4_168194510462532.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,208

F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2024 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date.

F2 · balance_after: Includes common stock owned and unvested restricted stock units

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March 01, 2023 Filed Mar 3, 2023 21:03 UTC
Nias JamesChief Accounting Officer
Tax withholdingCommon Stock 481 $11.27 $5,420.87
Disclosure

SEC source: 0001124796-23-000024 · wf-form4_167787741321975.xml · nonDerivative · entry 1

Nias James · CIK 0001914730 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,822

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

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March 01, 2023 Filed Mar 3, 2023 21:03 UTC
Corso Joseph JohnChief Financial Officer
Tax withholdingCommon Stock 742 $11.27 $8,362.34
Disclosure

SEC source: 0001124796-23-000023 · wf-form4_167787736861095.xml · nonDerivative · entry 1

Corso Joseph John · CIK 0001914846 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,208

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes common stock owned and unvested restricted stock units.

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January 03, 2023 Filed Jan 5, 2023 21:34 UTC GrantCommon Stock 3,533 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000012 · wf-form4_167295443497014.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,648

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

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January 03, 2023 Filed Jan 5, 2023 21:32 UTC
Locke GaryDirector
GrantCommon Stock 3,056 $0.00 $0.00
Disclosure

SEC source: 0001124796-23-000010 · wf-form4_167295431818759.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,335

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.