Last 12 months
Inside the activity.
0 purchase rows · 95 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 19 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 35 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 9 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 5, 2024 01:33 UTC |
CARLISLE DOUGLAS CDirector
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000011 · wk-form4_1704418428.xml · nonDerivative · entry 1 CARLISLE DOUGLAS C · CIK 0001230041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,485 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:30 UTC |
MOORE GEOFFREYDirector
|
GrantCommon Stock | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000007 · wk-form4_1704418242.xml · nonDerivative · entry 1 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,392 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:29 UTC |
Nichols CamilleDirector
|
GrantCommon Stock | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000005 · wk-form4_1704418149.xml · nonDerivative · entry 1 Nichols Camille · CIK 0001831365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,450 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:26 UTC |
CARANO BANDEL LDirector
|
GrantCommon Stock | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000003 · wk-form4_1704418001.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,040 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:16 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 84,516 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-23-000120 · wk-form4_1703020560.xml · derivative · entry 3 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,516 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant became fully vested and exercisable on February 26, 2016 Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:16 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 84,516 | $14.05 | $1,187,449.80 |
DisclosureSEC source: 0001124796-23-000120 · wk-form4_1703020560.xml · nonDerivative · entry 2 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,255,514 F2 · price: The reported transaction involves sale transactions from $13.85 to $14.40 per share. The weighted average price per share was $14.05. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:16 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 84,516 | $0.75 | $63,387.00 |
DisclosureSEC source: 0001124796-23-000120 · wk-form4_1703020560.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,340,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:04 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 239 | $13.43 | $3,209.77 |
DisclosureSEC source: 0001124796-23-000118 · wk-form4_1701810264.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,420 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:04 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 3,827 | $13.43 | $51,396.61 |
DisclosureSEC source: 0001124796-23-000117 · wk-form4_1701810249.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,255,514 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:04 UTC |
Corso Joseph JohnChief Financial Officer
|
SaleCommon Stock | 26,242 | $13.24 | $347,444.08 |
DisclosureSEC source: 0001124796-23-000116 · wk-form4_1701810228.xml · nonDerivative · entry 2 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,834 F3 · shares: The reported transaction involves sale transactions from $12.95 to $13.46 per share. The weighted average price per share was $13.24. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:04 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 884 | $13.43 | $11,872.12 |
DisclosureSEC source: 0001124796-23-000116 · wk-form4_1701810228.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,076 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 21:11 UTC |
Nias JamesChief Accounting Officer
|
SaleCommon Stock | 1,000 | $11.39 | $11,385.00 |
DisclosureSEC source: 0001124796-23-000112 · wk-form4_1701119469.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,659 F1 · balance_after: Includes common stock owned and unvested restricted stock units Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:14 UTC |
Keeney Scott HDirector · President and CEO
|
GrantCommon Stock | 1,000 | $9.67 | $9,673.00 |
DisclosureSEC source: 0001124796-23-000110 · wk-form4_1700255650.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259,341 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2023 through November 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:13 UTC |
Corso Joseph JohnChief Financial Officer
|
GrantCommon Stock | 1,000 | $9.67 | $9,673.00 |
DisclosureSEC source: 0001124796-23-000108 · wk-form4_1700255571.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,960 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2023 through November 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:11 UTC |
Nias JamesChief Accounting Officer
|
GrantCommon Stock | 1,000 | $9.67 | $9,673.00 |
DisclosureSEC source: 0001124796-23-000106 · wk-form4_1700255496.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,659 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2023 through November 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:07 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 3,826 | $11.46 | $43,845.96 |
DisclosureSEC source: 0001124796-23-000091 · wk-form4_1694030812.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,258,341 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:10 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 5,937 | $11.46 | $68,038.02 |
DisclosureSEC source: 0001124796-23-000095 · wk-form4_1694031017.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,960 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:08 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 238 | $11.46 | $2,727.48 |
DisclosureSEC source: 0001124796-23-000093 · wk-form4_1694030883.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,659 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 20:09 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 814 | $11.03 | $8,978.42 |
DisclosureSEC source: 0001124796-23-000089 · wk-form4_1692648543.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,897 F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 20:07 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 16,101 | $11.03 | $177,594.03 |
DisclosureSEC source: 0001124796-23-000087 · wk-form4_1692648463.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,262,167 F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSAs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 20:06 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 2,667 | $11.03 | $29,417.01 |
DisclosureSEC source: 0001124796-23-000085 · wk-form4_1692648385.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,897 F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 20:32 UTC |
Keeney Scott HDirector · President and CEO
|
GrantCommon Stock | 29,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000083 · wk-form4_1691613142.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,278,268 F1 · shares: Vesting of performance-based restricted stock awards (PRSAs), which were granted in 2021 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 8, 2023. The PRSAs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2023 and will vest as to the remaining 50% on August 17, 2024, subject to the reporting person's continued service with us through such date. F2 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| August 04, 2023 Filed Aug 9, 2023 01:59 UTC |
Corso Joseph JohnChief Financial Officer
|
GrantCommon Stock | 7,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000081 · wk-form4_1691546343.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,564 F1 · shares: Vesting of performance-based restricted stock units (PRSUs), which were granted in 2021 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 4, 2023. The PRSUs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2023 and will vest as to the remaining 50% on August 17, 2024, subject to the reporting person's continued service with us through such date. F2 · balance_after: Includes unvested restricted stock units Read SEC document |
| August 04, 2023 Filed Aug 9, 2023 01:57 UTC |
Nias JamesChief Accounting Officer
|
GrantCommon Stock | 1,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000079 · wk-form4_1691546227.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,711 F1 · shares: Vesting of performance-based restricted stock units (PRSUs), which were granted in 2021 with vesting partially subject to achievement of performance conditions that were certified as having been met on August 4, 2023. The PRSUs remain subject to time-based vesting conditions and will vest as to 50% on August 17, 2023 and will vest as to the remaining 50% on August 17, 2024, subject to the reporting person's continued service with us through such date. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:08 UTC |
Nias JamesChief Accounting Officer
|
SaleCommon Stock | 1,000 | $14.76 | $14,760.00 |
DisclosureSEC source: 0001124796-23-000072 · wk-form4_1686946072.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,124 F1 · price: The reported transaction involves sale transactions from $14.761 to $14.77 per share. The weighted average price per share was $14.765. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F2 · balance_after: Includes common stock owned and unvested restricted stock units Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:49 UTC |
CARLISLE DOUGLAS CDirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000068 · wk-form4_1686613764.xml · nonDerivative · entry 1 CARLISLE DOUGLAS C · CIK 0001230041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,985 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:47 UTC |
CARANO BANDEL LDirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000066 · wk-form4_1686613670.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,692 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:46 UTC |
Gossman WilliamDirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000064 · wk-form4_1686613586.xml · nonDerivative · entry 1 Gossman William · CIK 0001738257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,110 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:45 UTC |
Locke GaryDirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000062 · wk-form4_1686613508.xml · nonDerivative · entry 1 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,784 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:44 UTC |
MOORE GEOFFREYDirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000060 · wk-form4_1686613433.xml · nonDerivative · entry 1 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,097 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:42 UTC |
Nichols CamilleDirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000058 · wk-form4_1686613329.xml · nonDerivative · entry 1 Nichols Camille · CIK 0001831365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,041 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:39 UTC |
LINK RAYMOND ADirector
|
GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000056 · wk-form4_1686613191.xml · nonDerivative · entry 1 LINK RAYMOND A · CIK 0001221193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,358 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:39 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 5,111 | $14.03 | $71,707.33 |
DisclosureSEC source: 0001628280-23-020890 · wk-form4_1685997583.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,097 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock. Also includes 1,000 shares that were acquired on May 15, 2023, under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:39 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 3,032 | $14.03 | $42,538.96 |
DisclosureSEC source: 0001628280-23-020889 · wk-form4_1685997518.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,124 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock. Also includes 1,000 shares that were acquired on May 15, 2023, under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:37 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 38,694 | $14.03 | $542,876.82 |
DisclosureSEC source: 0001628280-23-020886 · wk-form4_1685997442.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,248,401 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards and restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock. Also includes 1,000 shares that were acquired on May 15, 2023, under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:49 UTC |
LINK RAYMOND ADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001124796-23-000054 · wk-form4_1684266555.xml · derivative · entry 2 LINK RAYMOND A · CIK 0001221193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became fully vested and exercisable on September 13, 2021. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:49 UTC |
LINK RAYMOND ADirector
|
Exercise / conversionCommon Stock | 2,000 | $1.10 | $2,200.00 |
DisclosureSEC source: 0001124796-23-000054 · wk-form4_1684266555.xml · nonDerivative · entry 1 LINK RAYMOND A · CIK 0001221193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| May 04, 2023 Filed May 8, 2023 20:07 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,500 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001124796-23-000053 · wf-form4_168357642112288.xml · derivative · entry 2 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,706 Underlying: Common Stock · 16,500 shares Expires 2027-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant became fully vested and exercisable on June 1, 2022 Read SEC document |
| May 04, 2023 Filed May 8, 2023 20:07 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,500 | $1.45 | $23,925.00 |
DisclosureSEC source: 0001124796-23-000053 · wf-form4_168357642112288.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:06 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · derivative · entry 4 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,206 Underlying: Common Stock · 20,000 shares Expires 2027-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant became fully vested and exercisable on June 1, 2022 Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:06 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,252 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · derivative · entry 3 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,252 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant became fully vested and exercisable on July 1, 2021 Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:06 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 20,000 | $1.45 | $29,000.00 |
DisclosureSEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · nonDerivative · entry 2 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,269,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:06 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 18,252 | $1.10 | $20,077.20 |
DisclosureSEC source: 0001124796-23-000045 · wf-form4_168297157629524.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,249,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 23:03 UTC |
Keeney Scott HDirector · President and CEO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000030 · wf-form4_168194541041011.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,231,343 F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2024 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 23:01 UTC |
Nias JamesChief Accounting Officer
|
GrantCommon Stock | 9,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000028 · wf-form4_168194525385862.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,156 F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2024 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 22:58 UTC |
Corso Joseph JohnChief Financial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000026 · wf-form4_168194510462532.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,208 F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2024 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock units Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:03 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 481 | $11.27 | $5,420.87 |
DisclosureSEC source: 0001124796-23-000024 · wf-form4_167787741321975.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,822 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:03 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 742 | $11.27 | $8,362.34 |
DisclosureSEC source: 0001124796-23-000023 · wf-form4_167787736861095.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,208 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:34 UTC |
MOORE GEOFFREYDirector
|
GrantCommon Stock | 3,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000012 · wf-form4_167295443497014.xml · nonDerivative · entry 1 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,648 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:32 UTC |
Locke GaryDirector
|
GrantCommon Stock | 3,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000010 · wf-form4_167295431818759.xml · nonDerivative · entry 1 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,335 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.