Last 12 months
Inside the activity.
0 purchase rows · 95 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 19 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 35 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 9 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2024 Filed Sep 27, 2024 21:39 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $0.75 | $11,250.00 |
DisclosureSEC source: 0001124796-24-000118 · wk-form4_1727473171.xml · nonDerivative · entry 3 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,362,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 21:39 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-24-000118 · wk-form4_1727473171.xml · derivative · entry 6 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,000 Underlying: Common Stock · 9,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This grant became fully vested and exercisable on February 26, 2016 Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 21:39 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-24-000118 · wk-form4_1727473171.xml · derivative · entry 5 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This grant became fully vested and exercisable on February 26, 2016 Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 21:39 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $10.43 | $156,450.00 |
DisclosureSEC source: 0001124796-24-000118 · wk-form4_1727473171.xml · nonDerivative · entry 2 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,347,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The reported transaction involves sale transactions from $10.39 to $10.51 per share. The weighted average price per share was $10.43. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F2 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 21:39 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $0.75 | $11,250.00 |
DisclosureSEC source: 0001124796-24-000118 · wk-form4_1727473171.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,362,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 20:15 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-24-000112 · wk-form4_1726690500.xml · derivative · entry 6 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 15,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This grant became fully vested and exercisable on February 26, 2016 Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 20:15 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 15,000 | $10.69 | $160,350.00 |
DisclosureSEC source: 0001124796-24-000112 · wk-form4_1726690500.xml · nonDerivative · entry 4 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,347,781 F4 · price: The reported transaction involves sale transactions from $10.57 to $10.86 per share. The weighted average price per share was $10.69. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F2 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 17, 2024 Filed Sep 18, 2024 20:15 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $0.75 | $11,250.00 |
DisclosureSEC source: 0001124796-24-000112 · wk-form4_1726690500.xml · nonDerivative · entry 3 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,362,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:15 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-24-000112 · wk-form4_1726690500.xml · derivative · entry 5 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 15,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This grant became fully vested and exercisable on February 26, 2016 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:15 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 15,000 | $10.65 | $159,750.00 |
DisclosureSEC source: 0001124796-24-000112 · wk-form4_1726690500.xml · nonDerivative · entry 2 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,347,781 F3 · price: The reported transaction involves sale transactions from $10.525 to $10.850 per share. The weighted average price per share was $10.65. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F2 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:15 UTC |
Keeney Scott HDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $0.75 | $11,250.00 |
DisclosureSEC source: 0001124796-24-000112 · wk-form4_1726690500.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,362,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 20:42 UTC |
Corso Joseph JohnChief Financial Officer
|
SaleCommon Stock | 14,915 | $11.14 | $166,153.10 |
DisclosureSEC source: 0001124796-24-000109 · wk-form4_1725568930.xml · nonDerivative · entry 3 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,519 F4 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. This transaction involves sale transactions from $10.96 to $11.25 per share. The weighted average price per share was $11.14. The Reporting Person undertakes to provide, upon request, by the SEC staff, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:42 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 490 | $11.11 | $5,443.90 |
DisclosureSEC source: 0001124796-24-000110 · wk-form4_1725568940.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,605 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:42 UTC |
Corso Joseph JohnChief Financial Officer
|
SaleCommon Stock | 4,461 | $11.44 | $51,033.84 |
DisclosureSEC source: 0001124796-24-000109 · wk-form4_1725568930.xml · nonDerivative · entry 2 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,434 F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. This transaction involves sale transactions from $11.04 to $11.82 per share. The weighted average price per share was $11.44. The Reporting Person undertakes to provide, upon request, by the SEC staff, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:42 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 7,237 | $11.11 | $80,403.07 |
DisclosureSEC source: 0001124796-24-000109 · wk-form4_1725568930.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 175,895 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Applicable to all amounts in column 5. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:42 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 8,864 | $11.11 | $98,479.04 |
DisclosureSEC source: 0001124796-24-000108 · wk-form4_1725568919.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,347,781 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 20:00 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 5,903 | $11.72 | $69,183.16 |
DisclosureSEC source: 0001124796-24-000104 · wk-form4_1724270438.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,356,645 F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSAs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 19:59 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 933 | $11.72 | $10,934.76 |
DisclosureSEC source: 0001124796-24-000103 · wk-form4_1724270375.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,132 F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 19:58 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 265 | $11.72 | $3,105.80 |
DisclosureSEC source: 0001124796-24-000102 · wk-form4_1724270325.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,095 F1 · shares: Shares withheld to cover tax liability in connection with the time-based vesting of PRSUs, the acquisition of which was previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:54 UTC |
CARANO BANDEL LDirector
|
GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000092 · wk-form4_1718038472.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,684 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:53 UTC |
CARLISLE DOUGLAS CDirector
|
GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000090 · wk-form4_1718038412.xml · nonDerivative · entry 1 CARLISLE DOUGLAS C · CIK 0001230041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,129 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:52 UTC |
Gossman WilliamDirector
|
GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000088 · wk-form4_1718038312.xml · nonDerivative · entry 1 Gossman William · CIK 0001738257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,617 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:51 UTC |
LINK RAYMOND ADirector
|
GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000086 · wk-form4_1718038251.xml · nonDerivative · entry 1 LINK RAYMOND A · CIK 0001221193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,002 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:49 UTC |
Locke GaryDirector
|
GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000084 · wk-form4_1718038174.xml · nonDerivative · entry 1 Locke Gary · CIK 0001654708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,428 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:48 UTC |
MOORE GEOFFREYDirector
|
GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000082 · wk-form4_1718038106.xml · nonDerivative · entry 1 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,830 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 01:09 UTC |
Corso Joseph JohnChief Financial Officer
|
SaleCommon Stock | 7,513 | $12.09 | $90,832.17 |
DisclosureSEC source: 0001124796-24-000077 · wk-form4_1717636147.xml · nonDerivative · entry 3 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,065 F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person F4 · price: The reported transaction involves sale transactions from $11.99 to $12.44 per share. The weighted average price per share was $12.09. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 01:09 UTC |
Corso Joseph JohnChief Financial Officer
|
SaleCommon Stock | 2,500 | $13.29 | $33,225.00 |
DisclosureSEC source: 0001124796-24-000077 · wk-form4_1717636147.xml · nonDerivative · entry 2 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 191,578 F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 01:09 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 3,643 | $12.65 | $46,083.95 |
DisclosureSEC source: 0001124796-24-000077 · wk-form4_1717636147.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 194,078 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 01:08 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 1,583 | $12.65 | $20,024.95 |
DisclosureSEC source: 0001124796-24-000076 · wk-form4_1717636126.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,360 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 01:08 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 28,838 | $12.65 | $364,800.70 |
DisclosureSEC source: 0001124796-24-000075 · wk-form4_1717636095.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,362,548 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock awards and restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| May 20, 2024 Filed May 22, 2024 23:07 UTC |
Nichols CamilleDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000068 · wk-form4_1716419266.xml · nonDerivative · entry 1 Nichols Camille · CIK 0001831365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,450 F1 · shares: Grant of restricted stock units in connection with the Reporting Person's services as Interim President of nLIGHT DEFENSE Systems, Inc., a subsidiary of the Issuer. The restricted stock units will vest in full on December 31, 2024, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · derivative · entry 8 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2027-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · derivative · entry 7 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,830 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · derivative · entry 6 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,830 shares Expires 2025-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,760 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · derivative · entry 5 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,760 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
SaleCommon Stock | 38,796 | $13.14 | $509,794.96 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · nonDerivative · entry 4 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,186 F2 · price: The reported transaction involves sale transactions from $13.11 to $13.23 per share. The weighted average price per share was $13.14. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F1 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionCommon Stock | 10,000 | $1.45 | $14,500.00 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · nonDerivative · entry 3 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionCommon Stock | 15,000 | $1.10 | $16,500.00 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · nonDerivative · entry 2 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:49 UTC |
MOORE GEOFFREYDirector
|
Exercise / conversionCommon Stock | 52,590 | $0.75 | $39,442.50 |
DisclosureSEC source: 0001124796-24-000066 · wk-form4_1716252545.xml · nonDerivative · entry 1 MOORE GEOFFREY · CIK 0001247627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:55 UTC |
Corso Joseph JohnChief Financial Officer
|
GrantCommon Stock | 1,120 | $9.28 | $10,395.84 |
DisclosureSEC source: 0001124796-24-000064 · wk-form4_1715982911.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,721 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2023 through May 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 16, 2023 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:53 UTC |
Keeney Scott HDirector · President and CEO
|
GrantCommon Stock | 1,120 | $9.28 | $10,395.84 |
DisclosureSEC source: 0001124796-24-000063 · wk-form4_1715982813.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,391,386 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2023 through May 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 16, 2023. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:52 UTC |
Nias JamesChief Accounting Officer
|
GrantCommon Stock | 1,120 | $9.28 | $10,395.84 |
DisclosureSEC source: 0001124796-24-000062 · wk-form4_1715982751.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,943 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 16, 2023 through May 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 16, 2023 Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 21:05 UTC |
Corso Joseph JohnChief Financial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000039 · wk-form4_1712783113.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,601 F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2025 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock units Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 21:04 UTC |
Nias JamesChief Accounting Officer
|
GrantCommon Stock | 9,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000037 · wk-form4_1712783062.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,823 F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2025 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 21:03 UTC |
Keeney Scott HDirector · President and CEO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000035 · wk-form4_1712783002.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,390,266 F1 · shares: Acquisition represents grant of restricted stock units for no cash consideration. One-third (33.33%) of the RSUs shall vest on March 1, 2025 , and one-twelfth (8.33%) shall vest each quarter over the subsequent two years, subject to continued service with the Company through each such vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 20:55 UTC |
Corso Joseph JohnChief Financial Officer
|
SaleCommon Stock | 14,105 | $12.26 | $172,927.30 |
DisclosureSEC source: 0001124796-24-000033 · wk-form4_1710968115.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 146,601 F1 · shares: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on December 15, 2023. F2 · price: The reported transaction involves sale transactions from $12.18 to $12.42 per share. The weighted average price per share was $12.26. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. F3 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:15 UTC |
Keeney Scott HDirector · President and CEO
|
Tax withholdingCommon Stock | 15,248 | $13.04 | $198,833.92 |
DisclosureSEC source: 0001124796-24-000031 · wk-form4_1709673319.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,240,266 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock awards and units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:13 UTC |
Nias JamesChief Accounting Officer
|
Tax withholdingCommon Stock | 1,931 | $13.04 | $25,180.24 |
DisclosureSEC source: 0001124796-24-000029 · wk-form4_1709673186.xml · nonDerivative · entry 1 Nias James · CIK 0001914730 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,489 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:11 UTC |
Corso Joseph JohnChief Financial Officer
|
Tax withholdingCommon Stock | 6,128 | $13.04 | $79,909.12 |
DisclosureSEC source: 0001124796-24-000027 · wk-form4_1709673054.xml · nonDerivative · entry 1 Corso Joseph John · CIK 0001914846 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,706 F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:32 UTC |
Gossman WilliamDirector
|
GrantCommon Stock | 3,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000009 · wk-form4_1704418341.xml · nonDerivative · entry 1 Gossman William · CIK 0001738257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,973 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.